OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC)

Holdings History for SPDR S&P 500 ETF TRUST - TR UNIT (SPY)

Symbol: SPY on NYSE
Investment type: Equity / TR UNIT

Shares, Excluding Options vs Price

Value, Excluding Options

Holdings date	Option	Weight	Change	Value $	Shares	Change	Activity %	Price	All Holders
30 Sep 2025	put		0%	$346,500	96,000	0		$3.61 ^*	Q3 2025
30 Jun 2025	put		0%	$627,665	190,500	0		$3.29 ^*	Q2 2025
31 Mar 2025	put		0%	$346,375	85,000	0		$4.08 ^*	Q1 2025
31 Dec 2024	put		0%	$66,950	130,000	0		$0.52 ^*	Q4 2024
30 Sep 2024	put		0%	$798,550	115,000	0		$6.94 ^*	Q3 2024
30 Jun 2024	put		0%	$226,500	100,000	0		$2.26 ^*	Q2 2024
31 Dec 2023	put		0%	$67,988	277,500	0		$0.25 ^*	Q4 2023
30 Sep 2023	put		0%	$894,400	110,000	0		$8.13 ^*	Q3 2023
30 Jun 2023	put		0%	$455,595	449,000	0		$1.01 ^*	Q2 2023
31 Mar 2023	call		0%	$936,100	440,000	0		$2.13 ^*	Q1 2023
31 Mar 2023	put		0%	$585,925	395,000	0		$1.48 ^*	Q1 2023
30 Sep 2022	put		0%	$34,353,000	1,900,000	0		$18.08 ^*	Q3 2022
30 Jun 2022	put		0%	$24,562,000	2,950,000	0		$8.33 ^*	Q2 2022
31 Dec 2021	put		0%	$3,326,000	550,000	0		$6.05 ^*	Q4 2021
30 Sep 2021	put		0%	$6,837,000	900,000	0		$7.60 ^*	Q3 2021
30 Jun 2021	put		0%	$5,075,000	2,490,000	0		$2.04 ^*	Q2 2021
31 Mar 2021	call		0%	$83,000	15,000	0		$5.53 ^*	Q1 2021
31 Mar 2021	put		0%	$1,130,000	1,500,000	0		$0.75 ^*	Q1 2021
31 Dec 2020	call		0%	$555,000	2,000,000	0		$0.28 ^*	Q4 2020
31 Dec 2020	put		0%	$230,000	638,400	0		$0.36 ^*	Q4 2020
30 Sep 2020	call		0%	$622,000	1,000,000	0		$0.62 ^*	Q3 2020
30 Sep 2020	put		0%	$3,271,000	1,424,800	0		$2.30 ^*	Q3 2020
30 Jun 2020			-0.23%	$0	0	-25,952	-100%	$681.27	Q2 2020
30 Jun 2020	call		0%	$4,075,000	1,075,000	0		$3.79 ^*	Q2 2020
30 Jun 2020	put		0%	$3,942,000	1,092,600	0		$3.61 ^*	Q2 2020
31 Mar 2020		0.14%	+0.23%	$6,689,000	25,952	+25,952	NEW	$257.75	Q1 2020
31 Mar 2020	call		0%	$51,000	3,100,000	0		$0.02 ^*	Q1 2020
31 Mar 2020	put		0%	$7,603,000	225,000	0		$33.79 ^*	Q1 2020
31 Dec 2019	call		0%	$1,505,000	2,750,000	0		$0.55 ^*	Q4 2019
31 Dec 2019	put		0%	$165,000	1,000,000	0		$0.16 ^*	Q4 2019
30 Sep 2019	call		0%	$445,000	3,000,000	0		$0.15 ^*	Q3 2019
30 Jun 2019	call		0%	$1,498,000	5,500,000	0		$0.27 ^*	Q2 2019
30 Jun 2019	put		0%	$229,000	750,000	0		$0.31 ^*	Q2 2019
31 Mar 2019			-0.09%	$0	0	-10,000	-100%	$681.27	Q1 2019
31 Dec 2018		0.09%	+0.13%	$2,499,000	10,000	+8,071	+418%	$249.90	Q4 2018
31 Dec 2018	call		0%	$2,075,000	1,200,000	0		$1.73 ^*	Q4 2018
30 Sep 2018		0.01%	-0.19%	$561,000	1,929	-18,071	-90%	$290.82	Q3 2018
30 Sep 2018	call		0%	$370,000	3,300,000	0		$0.11 ^*	Q3 2018
30 Jun 2018		0.11%	+0.24%	$5,426,000	20,000	+20,000	NEW	$271.30	Q2 2018
30 Jun 2018	call		0%	$530,000	6,500,000	0		$0.08 ^*	Q2 2018
30 Jun 2018	put		0%	$295,000	150,000	0		$1.97 ^*	Q2 2018
31 Mar 2018			-0.18%	$0	0	-21,832	-100%	$681.27	Q1 2018
31 Mar 2018	call		0%	$410,000	1,500,000	0		$0.27 ^*	Q1 2018
31 Mar 2018	put		0%	$944,000	291,600	0		$3.24 ^*	Q1 2018
31 Dec 2017		0.1%	-0.18%	$5,826,000	21,832	-22,218	-50%	$266.86	Q4 2017
31 Dec 2017	call		0%	$1,010,000	100,000	0		$10.10 ^*	Q4 2017
30 Sep 2017		0.17%	+0.23%	$11,067,000	44,050	+39,750	+924%	$251.24	Q3 2017
30 Sep 2017	call		0%	$1,177,000	3,070,000	0		$0.38 ^*	Q3 2017
30 Sep 2017	put		0%	$546,000	513,400	0		$1.06 ^*	Q3 2017
30 Jun 2017		0.02%	-0.16%	$1,040,000	4,300	-29,873	-87%	$241.86	Q2 2017
30 Jun 2017	call		0%	$932,000	1,265,000	0		$0.74 ^*	Q2 2017
30 Jun 2017	put		0%	$1,247,000	400,900	0		$3.11 ^*	Q2 2017
31 Mar 2017		0.14%	-0.87%	$8,056,000	34,173	-151,088	-82%	$235.74	Q1 2017
31 Mar 2017	call		0%	$830,000	215,000	0		$3.86 ^*	Q1 2017
31 Mar 2017	put		0%	$1,595,000	1,024,600	0		$1.56 ^*	Q1 2017
31 Dec 2016		0.8%	-0.84%	$41,411,000	185,261	-159,902	-46%	$223.53	Q4 2016
31 Dec 2016	call		0%	$2,382,000	652,000	0		$3.65 ^*	Q4 2016
31 Dec 2016	put		0%	$4,352,000	1,012,500	0		$4.30 ^*	Q4 2016
30 Sep 2016		1.2%	+0.9%	$74,659,000	345,163	+219,441	+175%	$216.30	Q3 2016
30 Sep 2016	call		0%	$2,179,000	1,186,000	0		$1.84 ^*	Q3 2016
30 Sep 2016	put		0%	$3,960,000	1,962,000	0		$2.02 ^*	Q3 2016
30 Jun 2016		0.57%	+0.47%	$26,336,000	125,722	+79,389	+171%	$209.48	Q2 2016
30 Jun 2016	call		0%	$175,000	711,400	0		$0.25 ^*	Q2 2016
30 Jun 2016	put		0%	$1,124,000	600,000	0		$1.87 ^*	Q2 2016
31 Mar 2016		0.18%	-0.06%	$9,522,000	46,333	-15,062	-25%	$205.51	Q1 2016
31 Mar 2016	call		0%	$638,000	405,100	0		$1.57 ^*	Q1 2016
31 Mar 2016	put		0%	$1,603,000	970,000	0		$1.65 ^*	Q1 2016
31 Dec 2015		0.22%	-0.54%	$12,517,000	61,395	-137,515	-69%	$203.88	Q4 2015
31 Dec 2015	call		0%	$15,000	68,000	0		$0.22 ^*	Q4 2015
31 Dec 2015	put		0%	$471,000	225,000	0		$2.09 ^*	Q4 2015
30 Sep 2015		0.78%	+0.75%	$38,117,000	198,910	+188,910	+1889%	$191.63	Q3 2015
30 Sep 2015	call		0%	$276,000	425,000	0		$0.65 ^*	Q3 2015
30 Sep 2015	put		0%	$5,393,000	1,138,000	0		$4.74 ^*	Q3 2015
30 Jun 2015		0.04%	+0%	$2,058,000	10,000	+1,000	+11%	$205.80	Q2 2015
30 Jun 2015	call		0%	$115,000	75,000	0		$1.53 ^*	Q2 2015
30 Jun 2015	put		0%	$566,000	155,000	0		$3.65 ^*	Q2 2015
31 Mar 2015		0.04%	+0.02%	$1,858,000	9,000	+5,630	+167%	$206.44	Q1 2015
31 Mar 2015	call		0%	$3,000	60,000	0		$0.05 ^*	Q1 2015
31 Mar 2015	put		0%	$874,000	281,500	0		$3.10 ^*	Q1 2015
31 Dec 2014		0.01%	-0.02%	$693,000	3,370	-4,040	-55%	$205.64	Q4 2014
31 Dec 2014	call		0%	$2,198,000	800,000	0		$2.75 ^*	Q4 2014
31 Dec 2014	put		0%	$2,000	300,000	0		$0.01 ^*	Q4 2014
30 Sep 2014		0.03%	-0.03%	$1,460,000	7,410	-7,590	-51%	$197.03	Q3 2014
30 Sep 2014	put		0%	$1,733,000	618,000	0		$2.80 ^*	Q3 2014
30 Jun 2014		0.06%	+0.03%	$2,936,000	15,000	+7,140	+91%	$195.73	Q2 2014
30 Jun 2014	put		0%	$175,000	556,700	0		$0.31 ^*	Q2 2014
31 Mar 2014		0.03%	-1.5%	$1,470,000	7,860	-401,140	-98%	$187.02	Q1 2014
31 Mar 2014	call		0%	$118,000	100,000	0		$1.18 ^*	Q1 2014
31 Dec 2013		1.4%	0%	$75,538,000	409,000	0		$184.69	Q4 2013
31 Dec 2013	call		0%	$2,156,000	900,100	0		$2.40 ^*	Q4 2013

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.