OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC)

Q4 2013 13F Holdings Report, Stock Holdings

Signature - Title
Charles Mathys - O'Connor CCO
Location
Chicago, IL
Holdings as of
December 31, 2013
Value $
$5.39B
Num holdings
340
Date filed
2/13/2014, 11:22 AM
Description
All US holdings of this investor are reported in this report. Confidential Treatment Requested (one or more holding(s) omitted)
Next filing
Q1 2014 - May 14, 2014
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Confidential Treatment Requested. (The Manager has omitted from this public Form 13F one or more holding(s) for which it is requesting confidential treatment from the U.S. Securities and Exchange Commission pursuant to section 13(f) of the Exchange Act and rule 24b-2 thereunder)

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Sal DiGangi CCO New York, New York 2/13/2014