Paloma Partners Management Co

Holdings History for ISHARES TR - MSCI EMG MKT ETF (EEM)

Symbol: EEM
Investment type: Equity / MSCI EMG MKT ETF

Shares, Excluding Options vs Price

Value, Excluding Options

Holdings date	Option	Weight	Change	Value $	Shares	Change	Activity %	Price	All Holders
31 Mar 2025			-0.22%	$0	0	-79,900	-100%	$60.86	Q1 2025
31 Mar 2025	call		-0.03%	$0	0	-5,400	-100%	$60.86	Q1 2025
31 Dec 2024		0.22%	-0.48%	$3,341,418	79,900	-174,299	-69%	$41.82	Q4 2024
31 Dec 2024	call	0.03%	-3%	$225,828	5,400	-518,100	-99%	$41.82	Q4 2024
31 Dec 2024	put		-3.1%	$0	0	-1,156,500	-100%	$60.86	Q4 2024
30 Sep 2024		0.62%	-0.07%	$11,657,566	254,199	-27,379	-9.7%	$45.86	Q3 2024
30 Sep 2024	call	1.4%	+1.2%	$24,007,710	523,500	+450,300	+615%	$45.86	Q3 2024
30 Sep 2024	put	3.1%	+3%	$53,037,090	1,156,500	+1,145,700	+10608%	$45.86	Q3 2024
30 Jun 2024		1%	-0.01%	$11,992,407	281,578	-1,142	-0.4%	$42.59	Q2 2024
30 Jun 2024	call	0.13%	+0.01%	$3,117,588	73,200	+2,400	+3.4%	$42.59	Q2 2024
30 Jun 2024	put	0.02%	+0.04%	$459,972	10,800	+10,800	NEW	$42.59	Q2 2024
31 Mar 2024		1.7%	+0.51%	$11,614,138	282,720	+85,724	+44%	$41.08	Q1 2024
31 Mar 2024	call	0.24%	+0.24%	$2,908,464	70,800	+70,800	NEW	$41.08	Q1 2024
31 Mar 2024	put		-0%	$0	0	-700	-100%	$60.86	Q1 2024
31 Dec 2023		1.3%	+1.3%	$7,921,209	196,996	+196,996	NEW	$40.21	Q4 2023
31 Dec 2023	call		-0.01%	$0	0	-5,100	-100%	$60.86	Q4 2023
31 Dec 2023	put	0%	-0.18%	$28,147	700	-97,300	-99%	$40.21	Q4 2023
30 Sep 2023			-0.23%	$0	0	-25,234	-100%	$60.86	Q3 2023
30 Sep 2023	call	0.01%	-0.37%	$193,545	5,100	-234,500	-98%	$37.95	Q3 2023
30 Sep 2023	put	0.15%	-0.33%	$3,719,100	98,000	-212,100	-68%	$37.95	Q3 2023
30 Jun 2023		0.23%	+0.23%	$998,257	25,234	+25,234	NEW	$39.56	Q2 2023
30 Jun 2023	call	0.4%	+0.39%	$9,478,576	239,600	+233,800	+4031%	$39.56	Q2 2023
30 Jun 2023	put	0.52%	+0.16%	$12,267,556	310,100	+94,100	+44%	$39.56	Q2 2023
31 Mar 2023	call	0.01%	-0.05%	$228,868	5,800	-28,800	-83%	$39.46	Q1 2023
31 Mar 2023	put	0.36%	+0.33%	$8,523,360	216,000	+201,100	+1350%	$39.46	Q1 2023
31 Dec 2022			-0.76%	$0	0	-110,787	-100%	$60.86	Q4 2022
31 Dec 2022	call	0.08%	-0.6%	$1,311,340	34,600	-270,300	-89%	$37.90	Q4 2022
31 Dec 2022	put	0.03%	-2.2%	$564,710	14,900	-995,300	-99%	$37.90	Q4 2022
30 Sep 2022		0.76%	+0.76%	$3,864,000	110,787	+110,787	NEW	$34.88	Q3 2022
30 Sep 2022	call	0.63%	-1.2%	$10,635,000	304,900	-597,500	-66%	$34.88	Q3 2022
30 Sep 2022	put	2.1%	+2.1%	$35,236,000	1,010,200	+1,010,200	NEW	$34.88	Q3 2022
30 Jun 2022			-0.32%	$0	0	-92,745	-100%	$60.86	Q2 2022
30 Jun 2022	call	2%	-1.3%	$36,186,000	902,400	-597,600	-40%	$40.10	Q2 2022
31 Mar 2022		0.32%	+0.13%	$4,187,000	92,745	+38,331	+70%	$45.15	Q1 2022
31 Mar 2022	call	3.2%	+0.56%	$67,725,000	1,500,000	+258,400	+21%	$45.15	Q1 2022
31 Dec 2021		0.08%	+0.08%	$2,658,000	54,414	+54,414	NEW	$48.85	Q4 2021
31 Dec 2021	call	1.7%	+1.7%	$60,652,000	1,241,600	+1,241,600	NEW	$48.85	Q4 2021
30 Sep 2021			-0.07%	$0	0	-45,748	-100%	$60.86	Q3 2021
30 Sep 2021	call		-0.64%	$0	0	-200,500	-100%	$60.86	Q3 2021
30 Jun 2021		0.07%	-0.02%	$2,523,000	45,748	-10,871	-19%	$55.15	Q2 2021
30 Jun 2021	call	0.64%	+0.35%	$11,057,000	200,500	+110,800	+124%	$55.15	Q2 2021
31 Mar 2021		0.09%	-0.4%	$3,020,000	56,619	-255,164	-82%	$53.34	Q1 2021
31 Mar 2021	call	0.35%	+0.1%	$4,785,000	89,700	+24,700	+38%	$53.34	Q1 2021
31 Dec 2020		0.66%	+0.43%	$16,110,000	311,783	+201,773	+183%	$51.67	Q4 2020
31 Dec 2020	call	0.24%	+0.24%	$3,359,000	65,000	+65,000	NEW	$51.68	Q4 2020
30 Sep 2020		0.17%	-0.44%	$4,850,000	110,010	-278,528	-72%	$44.09	Q3 2020
30 Sep 2020	call		-4.3%	$0	0	-1,113,000	-100%	$60.86	Q3 2020
30 Jun 2020		0.33%	+0.21%	$15,538,000	388,538	+244,624	+170%	$39.99	Q2 2020
30 Jun 2020	call	4.3%	-0.25%	$44,510,000	1,113,000	-65,000	-5.5%	$39.99	Q2 2020
31 Mar 2020		0.5%	-2.9%	$4,912,000	143,914	-824,133	-85%	$34.13	Q1 2020
31 Mar 2020	call	5.1%	+5.1%	$40,205,000	1,178,000	+1,178,000	NEW	$34.13	Q1 2020
31 Dec 2019		1%	+0.78%	$43,436,000	968,047	+748,428	+341%	$44.87	Q4 2019
30 Sep 2019		0.27%	+0.1%	$8,976,000	219,619	+81,765	+59%	$40.87	Q3 2019
30 Sep 2019	call		-0.72%	$0	0	-318,800	-100%	$60.86	Q3 2019
30 Jun 2019		0.15%	+0.03%	$5,915,000	137,854	+29,238	+27%	$42.91	Q2 2019
30 Jun 2019	call	0.72%	+0.72%	$13,680,000	318,800	+318,800	NEW	$42.91	Q2 2019
31 Mar 2019		0.16%	+0.16%	$4,661,000	108,616	+108,616	NEW	$42.91	Q1 2019
31 Dec 2018			-0.14%	$0	0	-117,216	-100%	$60.86	Q4 2018
31 Dec 2018	call		-0.05%	$0	0	-25,000	-100%	$60.86	Q4 2018
31 Dec 2018	put		-0.05%	$0	0	-25,000	-100%	$60.86	Q4 2018
30 Sep 2018		0.14%	+0.05%	$5,031,000	117,216	+41,588	+55%	$42.92	Q3 2018
30 Sep 2018	call	0.05%	+0.05%	$1,073,000	25,000	+25,000	NEW	$42.92	Q3 2018
30 Sep 2018	put	0.05%	+0.05%	$1,073,000	25,000	+25,000	NEW	$42.92	Q3 2018
30 Jun 2018		0.11%	-0.13%	$3,277,000	75,628	-96,561	-56%	$43.33	Q2 2018
30 Jun 2018	call		-0.3%	$0	0	-210,200	-100%	$60.86	Q2 2018
30 Jun 2018	put		-0.72%	$0	0	-509,200	-100%	$60.86	Q2 2018
31 Mar 2018		0.28%	+0.23%	$8,313,000	172,189	+140,408	+442%	$48.28	Q1 2018
31 Mar 2018	call	0.3%	-0.05%	$10,148,000	210,200	-34,800	-14%	$48.28	Q1 2018
31 Mar 2018	put	0.72%	-0.56%	$24,585,000	509,200	-397,800	-44%	$48.28	Q1 2018
31 Dec 2017		0.05%	+0%	$1,498,000	31,781	+3,121	+11%	$47.14	Q4 2017
31 Dec 2017	call	0.26%	0%	$11,544,000	245,000	0		$47.12	Q4 2017
31 Dec 2017	put	0.96%	+0.16%	$42,738,000	907,000	+150,600	+20%	$47.12	Q4 2017
30 Sep 2017		0.04%	-0.06%	$1,284,000	28,660	-45,342	-61%	$44.80	Q3 2017
30 Sep 2017	call	0.27%	-0.03%	$10,978,000	245,000	-25,500	-9.4%	$44.81	Q3 2017
30 Sep 2017	put	0.83%	-0.31%	$33,894,000	756,400	-279,900	-27%	$44.81	Q3 2017
30 Jun 2017		0.08%	-0.04%	$3,064,000	74,002	-31,969	-30%	$41.40	Q2 2017
30 Jun 2017	call	0.24%	-0.37%	$11,196,000	270,500	-421,400	-61%	$41.39	Q2 2017
30 Jun 2017	put	0.92%	+0.02%	$42,892,000	1,036,300	+24,600	+2.4%	$41.39	Q2 2017
31 Mar 2017		0.12%	-0.02%	$4,174,000	105,971	-14,856	-12%	$39.39	Q1 2017
31 Mar 2017	call	0.58%	+0.44%	$27,254,000	691,900	+531,800	+332%	$39.39	Q1 2017
31 Mar 2017	put	0.85%	+0.07%	$39,851,000	1,011,700	+79,200	+8.5%	$39.39	Q1 2017
31 Dec 2016		0.12%	+0%	$4,230,000	120,827	+3,485	+3%	$35.01	Q4 2016
31 Dec 2016	call	0.08%	+0.05%	$5,605,000	160,100	+100,700	+170%	$35.01	Q4 2016
31 Dec 2016	put	0.49%	+0.09%	$32,647,000	932,500	+174,500	+23%	$35.01	Q4 2016
30 Sep 2016		0.19%	-0.03%	$4,394,000	117,342	-19,566	-14%	$37.45	Q3 2016
30 Sep 2016	call	0.04%	+0.02%	$2,225,000	59,400	+34,400	+138%	$37.46	Q3 2016
30 Sep 2016	put	0.51%	+0.23%	$28,387,000	758,000	+343,700	+83%	$37.45	Q3 2016
30 Jun 2016		0.13%	+0.1%	$4,704,000	136,908	+111,908	+448%	$34.36	Q2 2016
30 Jun 2016	call	0.02%	-0.04%	$859,000	25,000	-64,000	-72%	$34.36	Q2 2016
30 Jun 2016	put	0.26%	-0.15%	$14,235,000	414,300	-237,800	-36%	$34.36	Q2 2016
31 Mar 2016		0.03%	-0.07%	$856,000	25,000	-54,000	-68%	$34.24	Q1 2016
31 Mar 2016	call	0.09%	+0.01%	$3,048,000	89,000	+9,000	+11%	$34.25	Q1 2016
31 Mar 2016	put	0.63%	+0.1%	$22,335,000	652,100	+102,100	+19%	$34.25	Q1 2016
31 Dec 2015		0.12%	+0.08%	$2,543,000	79,000	+54,000	+216%	$32.19	Q4 2015
31 Dec 2015	call	0.15%	-0.25%	$2,575,000	80,000	-136,000	-63%	$32.19	Q4 2015
31 Dec 2015	put	1%	-0.22%	$17,704,000	550,000	-115,000	-17%	$32.19	Q4 2015
30 Sep 2015		0.04%	+0.04%	$820,000	25,000	+25,000	NEW	$32.80	Q3 2015
30 Sep 2015	call	0.3%	+0.3%	$7,080,000	216,000	+216,000	NEW	$32.78	Q3 2015
30 Sep 2015	put	0.91%	+0.16%	$21,798,000	665,000	+114,900	+21%	$32.78	Q3 2015
30 Jun 2015			-0.76%	$0	0	-360,300	-100%	$60.86	Q2 2015
30 Jun 2015	call		-0.46%	$0	0	-185,400	-100%	$60.86	Q2 2015
30 Jun 2015	put	0.91%	-1.3%	$21,795,000	550,100	-766,100	-58%	$39.62	Q2 2015
31 Mar 2015		0.76%	+0.34%	$14,459,000	360,300	+163,799	+83%	$40.13	Q1 2015
31 Mar 2015	call	0.46%	-0.8%	$7,440,000	185,400	-324,000	-64%	$40.13	Q1 2015
31 Mar 2015	put	3.3%	+1.8%	$52,819,000	1,316,200	+712,300	+118%	$40.13	Q1 2015
31 Dec 2014		0.47%	+0.47%	$7,721,000	196,501	+196,501	NEW	$39.29	Q4 2014
31 Dec 2014	call	2.9%	+2.8%	$20,014,000	509,400	+490,100	+2539%	$39.29	Q4 2014
31 Dec 2014	put	3.5%	+3.5%	$23,727,000	603,900	+603,900	NEW	$39.29	Q4 2014
30 Sep 2014	call	0.18%	-0.79%	$802,000	19,300	-83,200	-81%	$41.55	Q3 2014
30 Sep 2014	put		-0.28%	$0	0	-42,000	-100%	$60.86	Q3 2014
30 Jun 2014	call	0.68%	+0.68%	$4,431,000	102,500	+102,500	NEW	$43.23	Q2 2014
30 Jun 2014	put	0.28%	+0.28%	$1,816,000	42,000	+42,000	NEW	$43.24	Q2 2014
31 Mar 2014			-0.02%	$0	0	-10,000	-100%	$60.86	Q1 2014
31 Dec 2013		0.02%	0%	$418,000	10,000	0		$41.80	Q4 2013

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.