Paloma Partners Management Co

Q3 2016 13F Combination Report, Options Holdings

Signature - Title
Theodore Hagan - CHIEF FINANCIAL OFFICER
Location
Greenwich, CT
Options holdings as of
September 30, 2016
Notional value $
$5.62B
Number of holdings
464
Date filed
11/14/2016, 03:55 PM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s).
Previous filing
Q2 2016 - Aug 15, 2016
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2016 Q3 compared to 2016 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
RANDALL U. TAM CHIEF FINANCIAL OFFICER Greenwich, Connecticut 11/14/2016

Other Included Managers (4):

Num Name Location File Number
1 Paloma Partners Advisors LP Fort Lauderdale, FL 028-16676
2 Ergoteles LLC 028-15313
3 AlphaCrest Capital Management LLC 028-16697
4 Bach Investment Advisors Ltd 028-17394