MARINER INVESTMENT GROUP LLC

Holdings History for Total Return Securities Fund - Mutual Fund SH CL B (SWZ)

Symbol: SWZ on NYSE
Investment type: Equity / Mutual Fund SH CL B

Shares, Excluding Options vs Price

Value, Excluding Options

Holdings date	Weight	Change	Value $	Shares	Change	Activity %	Price	All Holders
31 Mar 2018		-0.13%	$0	0	-24,687	-100%	$5.98	Q1 2018
31 Dec 2017	0.13%	0%	$315,000	24,687	0		$12.76	Q4 2017
30 Sep 2017	0.2%	0%	$315,000	24,687	0		$12.76	Q3 2017
30 Jun 2017	0.17%	-0.04%	$314,000	24,687	-5,845	-19%	$12.72	Q2 2017
31 Mar 2017	0.21%	0%	$354,000	30,532	0		$11.59	Q1 2017
31 Dec 2016	0.17%	+0.17%	$312,000	30,532	+30,532	NEW	$10.22	Q4 2016

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.