ORBIMED ADVISORS LLC

Holdings History for SPDR S&P 500 ETF TRUST - TR UNIT (SPY)

Symbol: SPY on NYSE
Investment type: Equity / TR UNIT

Holdings date	Option	Weight	Change	Value $	Shares	Change	Activity %	Price	All Holders
31 Mar 2020	put		0%	$15,774,000	50,000	0		$315.48 ^*	Q1 2020
30 Sep 2019	put		-25%	$0	0	-100,000	-100%	$681.27	Q3 2019
30 Jun 2019	put	25%	+12%	$29,300,000	100,000	+50,000	+100%	$293.00	Q2 2019
31 Mar 2019	put	18%	+18%	$14,124,000	50,000	+50,000	NEW	$282.48	Q1 2019
30 Sep 2016	put		-41%	$0	0	-200,000	-100%	$681.27	Q3 2016
30 Jun 2016	put	41%	+41%	$41,894,000	200,000	+200,000	NEW	$209.47	Q2 2016
30 Sep 2015	put		-32%	$0	0	-200,000	-100%	$681.27	Q3 2015
30 Jun 2015	put	32%	+32%	$41,170,000	200,000	+200,000	NEW	$205.85	Q2 2015
31 Mar 2015	put		-25%	$0	0	-200,000	-100%	$681.27	Q1 2015
31 Dec 2014	put	25%	-18%	$41,108,000	200,000	-150,000	-43%	$205.54	Q4 2014
30 Sep 2014	put	15%	0%	$68,957,000	350,000	0		$197.02	Q3 2014
30 Jun 2014	put	29%	-4.1%	$68,502,000	350,000	-50,000	-12%	$195.72	Q2 2014
31 Mar 2014	put	28%	0%	$74,804,000	400,000	0		$187.01	Q1 2014
31 Dec 2013	put		0%	$370,000	250,000	0		$1.48 ^*	Q4 2013

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.