LADENBURG THALMANN FINANCIAL SERVICES INC.

Holdings History for TRANSENTERIX INC - COM NEW (TRXC)

Symbol: TRXC
Investment type: Equity / COM NEW

Shares, Excluding Options vs Price

Value, Excluding Options

Holdings date	Weight	Change	Value $	Shares	Change	Activity %	Price	All Holders
31 Dec 2019		-0%	$0	0	-219,200	-100%		Q4 2019
30 Sep 2019		0%	$1,000	1,290	0		$0.78 ^*	Q3 2019
30 Sep 2019	0%	+0%	$136,000	219,200	+205,700	+1524%	$0.62	Q3 2019
30 Jun 2019	0%	-0%	$19,000	13,500	-6,300	-32%	$1.41	Q2 2019
31 Mar 2019	0%	+0%	$46,000	19,800	+300	+1.5%	$2.32	Q1 2019
31 Dec 2018	0%	-0%	$44,000	19,500	-25,200	-56%	$2.26	Q4 2018
30 Sep 2018	0%	0%	$258,000	44,700	0		$5.77	Q3 2018
30 Jun 2018		0%	$81,000	47,405	0		$1.71 ^*	Q2 2018
31 Mar 2018	0%	-0%	$80,000	46,655	-2,745	-5.6%	$1.71	Q1 2018
31 Mar 2018		0%	$1,000	750	0		$1.33 ^*	Q1 2018
31 Dec 2017	0%	-0%	$95,000	49,400	-29,500	-37%	$1.92	Q4 2017
30 Sep 2017	0%	+0%	$113,000	78,900	+37,000	+88%	$1.43	Q3 2017
30 Jun 2017	0%	-0%	$30,000	41,900	-8,200	-16%	$0.72	Q2 2017
31 Mar 2017	0%	-0%	$60,000	50,100	-18,600	-27%	$1.20	Q1 2017
31 Dec 2016	0%	-0%	$90,000	68,700	-1,120	-1.6%	$1.31	Q4 2016
30 Sep 2016	0%	-0%	$118,000	69,820	-20,500	-23%	$1.69	Q3 2016
30 Jun 2016	0%	+0%	$110,000	90,320	+3,520	+4.1%	$1.22	Q2 2016
31 Mar 2016		0%	$1,000	300	0		$3.33 ^*	Q1 2016
31 Mar 2016	0.01%	+0.01%	$369,000	86,800	+85,875	+9284%	$4.25	Q1 2016
31 Dec 2015	0%	+0%	$2,000	925	+500	+118%	$2.16	Q4 2015
30 Sep 2015	0%	0%	$1,000	425	0		$2.35	Q3 2015
30 Jun 2015		0%	$1,000	425	0		$2.35 ^*	Q2 2015
31 Mar 2015	0%	0%	$1,000	425	0		$2.35	Q1 2015
31 Dec 2014	0%	+0%	$1,000	425	+25	+6.2%	$2.35	Q4 2014
30 Sep 2014	0%	0%	$2,000	400	0		$5.00	Q3 2014
30 Jun 2014	0%	+0%	$2,000	400	+400	NEW	$5.00	Q2 2014

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.