LADENBURG THALMANN FINANCIAL SERVICES INC. SEC EDGAR Filings (CIK 0001029730)

SEC EDGAR filings, ownership reports, and insider transactions for LADENBURG THALMANN FINANCIAL SERVICES INC..

Industry
Security Brokers, Dealers & Flotation Companies (Office Of Finance)
Business address
4400 Biscayne Blvd., 12 Th Floor, Miami, FL, 33137
Top securities (13F)
AAPL, IVV, VEA, MSFT, BRKB, SPY, SCHG, USMV, QQQ, VOO, VTI, IVW, BND, SPYV, IVE, SCHV, T, AMZN, TOTL, and VUG
State of incorporation
FL
Fiscal year end
31 December
Former names
THALMANN FINANCIAL SERVICES INC (to 14 May 2001), GBI CAPITAL MANAGEMENT CORP (to 07 May 2001), FROST HANNA CAPITAL GROUP INC (to 30 Jul 1999)
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LADENBURG THALMANN FINANCIAL SERVICES INC. has filed 1,503 SEC EDGAR filings since 08 Jan 1997

Latest Filings

Recent SEC filings for LADENBURG THALMANN FINANCIAL SERVICES INC. including 10-K/A, 10-K, 15-12G and more.

Form type Document Filing Description Filing date Reporting date File number(s)
10-K/A Open 10-K/A document View SEC filing for 10-K/A 29 Apr 2020 31 Dec 2019 001-15799
10-K Open 10-K document | Open XBRL data View SEC filing for 10-K 10-K 13 Mar 2020 31 Dec 2019 001-15799
15-12G Open 15-12G document View SEC filing for 15-12G 05 Mar 2020 000-22265
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A SC 13D/A 25 Feb 2020 005-52037
15-12G Open 15-12G document View SEC filing for 15-12G 24 Feb 2020 000-22265
25 Open 25 document View SEC filing for 25 24 Feb 2020 001-15799
EFFECT Open EFFECT document View SEC filing for EFFECT 21 Feb 2020 333-216733
4 Open 4 document View SEC filing for 4 19 Feb 2020 14 Feb 2020
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A AMENDMENT NO. 1 TO SCHEDULE 13D 19 Feb 2020 005-52037
S-8 POS Open S-8 POS document View SEC filing for S-8 POS 18 Feb 2020 333-82688
S-8 POS Open S-8 POS document View SEC filing for S-8 POS 18 Feb 2020 333-101360
S-8 POS Open S-8 POS document View SEC filing for S-8 POS 18 Feb 2020 333-101361
S-8 POS Open S-8 POS document View SEC filing for S-8 POS 18 Feb 2020 333-124366
S-8 POS Open S-8 POS document View SEC filing for S-8 POS 18 Feb 2020 333-130024
S-8 POS Open S-8 POS document View SEC filing for S-8 POS 18 Feb 2020 333-139246
S-8 POS Open S-8 POS document View SEC filing for S-8 POS 18 Feb 2020 333-139247
S-8 POS Open S-8 POS document View SEC filing for S-8 POS 18 Feb 2020 333-139254
S-8 POS Open S-8 POS document View SEC filing for S-8 POS 18 Feb 2020 333-147386
S-8 POS Open S-8 POS document View SEC filing for S-8 POS 18 Feb 2020 333-163007
S-8 POS Open S-8 POS document View SEC filing for S-8 POS 18 Feb 2020 333-198056
POS AM Open POS AM document View SEC filing for POS AM 18 Feb 2020 333-216733
8-K Open 8-K document View SEC filing for 8-K 18 Feb 2020 14 Feb 2020 001-15799
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Feb 2020 31 Dec 2019 028-14689
4 Open 4 document View SEC filing for 4 14 Feb 2020 12 Feb 2020
4 Open 4 document View SEC filing for 4 14 Feb 2020 12 Feb 2020
4 Open 4 document View SEC filing for 4 14 Feb 2020 12 Feb 2020
4 Open 4 document View SEC filing for 4 14 Feb 2020 12 Feb 2020
4 Open 4 document View SEC filing for 4 14 Feb 2020 14 Feb 2020
4 Open 4 document View SEC filing for 4 14 Feb 2020 12 Feb 2020
4 Open 4 document View SEC filing for 4 14 Feb 2020 14 Feb 2020
4 Open 4 document View SEC filing for 4 14 Feb 2020 12 Feb 2020
4 Open 4 document View SEC filing for 4 14 Feb 2020 14 Feb 2020
4 Open 4 document View SEC filing for 4 14 Feb 2020 14 Feb 2020
4 Open 4 document View SEC filing for 4 14 Feb 2020 14 Feb 2020
25-NSE Open 25-NSE document View SEC filing for 25-NSE 14 Feb 2020 001-15799
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 05 Feb 2020 005-52037
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A SC 13G/A 04 Feb 2020 005-52037
8-K Open 8-K document View SEC filing for 8-K 31 Jan 2020 31 Jan 2020 001-15799
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 09 Jan 2020 07 Jan 2020
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 09 Jan 2020 07 Jan 2020
DEFA14A Open DEFA14A document View SEC filing for DEFA14A 07 Jan 2020 001-15799
DEFM14A Open DEFM14A document View SEC filing for DEFM14A 26 Dec 2019 001-15799
PREM14A Open PREM14A document View SEC filing for PREM14A 06 Dec 2019 06 Dec 2019 001-15799
SC 13D Open SC 13D document View SEC filing for SC 13D SCHEDULE 13D 21 Nov 2019 005-52037
DEFA14A Open DEFA14A document View SEC filing for DEFA14A 21 Nov 2019 001-15799
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Nov 2019 30 Sep 2019 028-14689
8-K Open 8-K document View SEC filing for 8-K 14 Nov 2019 14 Nov 2019 001-15799
DEFA14A Open DEFA14A document View SEC filing for DEFA14A 14 Nov 2019 001-15799
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A SC 13D/A 13 Nov 2019 005-52037
DEFA14A Open DEFA14A document View SEC filing for DEFA14A 12 Nov 2019 001-15799
DEFA14A Open DEFA14A document View SEC filing for DEFA14A 12 Nov 2019 001-15799
DEFA14A Open DEFA14A document View SEC filing for DEFA14A 12 Nov 2019 001-15799
DEFA14A Open DEFA14A document View SEC filing for DEFA14A 12 Nov 2019 001-15799
8-K Open 8-K document View SEC filing for 8-K 12 Nov 2019 11 Nov 2019 001-15799
8-K Open 8-K document View SEC filing for 8-K 8-K 08 Nov 2019 08 Nov 2019 001-15799
10-Q Open 10-Q document | Open XBRL data View SEC filing for 10-Q 10-Q 08 Nov 2019 30 Sep 2019 001-15799
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 Aug 2019 30 Jun 2019 028-14689
8-K Open 8-K document View SEC filing for 8-K 08 Aug 2019 08 Aug 2019 001-15799
8-K Open 8-K document View SEC filing for 8-K 08 Aug 2019 08 Aug 2019 001-15799
10-Q Open 10-Q document | Open XBRL data View SEC filing for 10-Q 10-Q 08 Aug 2019 30 Jun 2019 001-15799
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 02 Jul 2019 28 Jun 2019
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 19 Jun 2019 17 Jun 2019
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 14 Jun 2019 13 Jun 2019
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 14 Jun 2019 13 Jun 2019
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 14 Jun 2019 13 Jun 2019
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 14 Jun 2019 13 Jun 2019
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 14 Jun 2019 13 Jun 2019
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 14 Jun 2019 13 Jun 2019
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 14 Jun 2019 13 Jun 2019
8-K Open 8-K document View SEC filing for 8-K 14 Jun 2019 13 Jun 2019 001-15799
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 04 Jun 2019 03 Jun 2019
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 03 Jun 2019 31 May 2019
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 03 Jun 2019 31 May 2019
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 31 May 2019 30 May 2019
CERT Open CERT document View SEC filing for CERT NYSE AMERICAN CERTIFICATION 30 May 2019 001-15799
8-A12B Open 8-A12B document View SEC filing for 8-A12B 29 May 2019 001-15799
8-K Open 8-K document View SEC filing for 8-K 29 May 2019 29 May 2019 001-15799
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 24 May 2019 23 May 2019
424B5 Open 424B5 document View SEC filing for 424B5 23 May 2019 333-216733
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 23 May 2019 22 May 2019
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 23 May 2019 22 May 2019
8-K Open 8-K document View SEC filing for 8-K 23 May 2019 21 May 2019 001-15799
FWP Open FWP document View SEC filing for FWP 22 May 2019 333-216733
424B5 Open 424B5 document View SEC filing for 424B5 21 May 2019 333-216733
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 17 May 2019 17 May 2019
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 17 May 2019 17 May 2019
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 17 May 2019 17 May 2019
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 17 May 2019 17 May 2019
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 17 May 2019 16 May 2019
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 17 May 2019 16 May 2019
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 17 May 2019 16 May 2019
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 May 2019 31 Mar 2019 028-14689
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 14 May 2019 14 May 2019
8-K Open 8-K document View SEC filing for 8-K 09 May 2019 09 May 2019 001-15799
8-K Open 8-K document View SEC filing for 8-K 8-K 09 May 2019 09 May 2019 001-15799
10-Q Open 10-Q document | Open XBRL data View SEC filing for 10-Q 10-Q 09 May 2019 31 Mar 2019 001-15799
DEF 14A Open DEF 14A document View SEC filing for DEF 14A 30 Apr 2019 30 Apr 2019 001-15799
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 19 Apr 2019 17 Apr 2019
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 16 Apr 2019 15 Apr 2019
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 16 Apr 2019 15 Apr 2019
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 15 Apr 2019 12 Apr 2019
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 12 Apr 2019 11 Apr 2019
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 11 Apr 2019 10 Apr 2019
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 11 Apr 2019 10 Apr 2019
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 08 Apr 2019 05 Apr 2019
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 08 Apr 2019 05 Apr 2019
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 08 Apr 2019 05 Apr 2019
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 02 Apr 2019 29 Mar 2019
8-K Open 8-K document View SEC filing for 8-K 15 Mar 2019 15 Mar 2019 001-15799
8-K Open 8-K document View SEC filing for 8-K 8-K 15 Mar 2019 15 Mar 2019 001-15799
10-K Open 10-K document | Open XBRL data View SEC filing for 10-K 10-K 15 Mar 2019 31 Dec 2018 001-15799
8-K Open 8-K document View SEC filing for 8-K 01 Mar 2019 01 Mar 2019 001-15799
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Feb 2019 31 Dec 2018 028-14689
SC 13G Open SC 13G document View SEC filing for SC 13G SC 13G 11 Feb 2019 005-52037
SC 13G Open SC 13G document View SEC filing for SC 13G 08 Feb 2019 005-52037
8-K Open 8-K document View SEC filing for 8-K 30 Jan 2019 24 Jan 2019 001-15799
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 29 Jan 2019 25 Jan 2019
3 Open 3 document View SEC filing for 3 FORM 3 SUBMISSION 29 Jan 2019 25 Jan 2019
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 23 Jan 2019 20 Jan 2019
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 23 Jan 2019 20 Jan 2019
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 23 Jan 2019 20 Jan 2019
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 15 Jan 2019 12 Jan 2019
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 15 Jan 2019 12 Jan 2019
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 15 Jan 2019 12 Jan 2019
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 14 Jan 2019 10 Jan 2019
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 14 Jan 2019 10 Jan 2019
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 14 Jan 2019 10 Jan 2019
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 14 Jan 2019 10 Jan 2019
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 14 Jan 2019 10 Jan 2019
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 04 Jan 2019 03 Jan 2019
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 03 Jan 2019 02 Jan 2019
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 03 Jan 2019 31 Dec 2018
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 31 Dec 2018 27 Dec 2018
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A SC 13D/A 28 Dec 2018 005-52037
3 Open 3 document View SEC filing for 3 FORM 3 SUBMISSION 27 Dec 2018 24 Dec 2018
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A 27 Dec 2018 005-52037
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 27 Dec 2018 24 Dec 2018
8-K Open 8-K document View SEC filing for 8-K 26 Dec 2018 24 Dec 2018 001-15799
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 16 Nov 2018 15 Nov 2018
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Nov 2018 30 Sep 2018 028-14689
8-K Open 8-K document View SEC filing for 8-K 8-K 07 Nov 2018 07 Nov 2018 001-15799
8-K Open 8-K document View SEC filing for 8-K 07 Nov 2018 07 Nov 2018 001-15799
10-Q Open 10-Q document | Open XBRL data View SEC filing for 10-Q 10-Q 07 Nov 2018 30 Sep 2018 001-15799
8-K/A Open 8-K/A document View SEC filing for 8-K/A 06 Nov 2018 31 Aug 2018 001-15799
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 18 Oct 2018 17 Oct 2018
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 18 Oct 2018 17 Oct 2018
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 18 Oct 2018 17 Oct 2018
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 17 Oct 2018 15 Oct 2018
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 16 Oct 2018 15 Oct 2018
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 15 Oct 2018 12 Oct 2018
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 09 Oct 2018 08 Oct 2018
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 04 Oct 2018 02 Oct 2018
3 Open 3 document View SEC filing for 3 FORM 3 SUBMISSION 04 Oct 2018 02 Oct 2018
8-K Open 8-K document View SEC filing for 8-K 03 Oct 2018 02 Oct 2018 001-15799
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 03 Oct 2018 02 Oct 2018
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 02 Oct 2018 28 Sep 2018
8-K Open 8-K document View SEC filing for 8-K 28 Sep 2018 27 Sep 2018 001-15799
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 25 Sep 2018 24 Sep 2018
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 24 Sep 2018 20 Sep 2018
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 24 Sep 2018 21 Sep 2018
8-K Open 8-K document View SEC filing for 8-K 21 Sep 2018 20 Sep 2018 001-15799
8-K Open 8-K document View SEC filing for 8-K 07 Sep 2018 31 Aug 2018 001-15799
CERT Open CERT document View SEC filing for CERT NYSE AMERICAN CERTIFICATION - LADENBURG THALMANN FINANCIAL SERVICES INC. 20 Aug 2018 001-15799
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 20 Aug 2018 17 Aug 2018
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 20 Aug 2018 17 Aug 2018
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 20 Aug 2018 17 Aug 2018
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 17 Aug 2018 17 Aug 2018
8-A12B Open 8-A12B document View SEC filing for 8-A12B 16 Aug 2018 001-15799
8-K Open 8-K document View SEC filing for 8-K 16 Aug 2018 16 Aug 2018 001-15799
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 Aug 2018 30 Jun 2018 028-14689
424B5 Open 424B5 document View SEC filing for 424B5 13 Aug 2018 333-216733
8-K Open 8-K document View SEC filing for 8-K 13 Aug 2018 09 Aug 2018 001-15799
FWP Open FWP document View SEC filing for FWP 10 Aug 2018 333-216733
424B5 Open 424B5 document View SEC filing for 424B5 09 Aug 2018 333-216733
8-K Open 8-K document View SEC filing for 8-K 8-K 07 Aug 2018 07 Aug 2018 001-15799
8-K Open 8-K document View SEC filing for 8-K 07 Aug 2018 07 Aug 2018 001-15799
10-Q Open 10-Q document | Open XBRL data View SEC filing for 10-Q 10-Q 07 Aug 2018 30 Jun 2018 001-15799
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 03 Jul 2018 02 Jul 2018
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 03 Jul 2018 29 Jun 2018
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 02 Jul 2018 29 Jun 2018
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 29 Jun 2018 28 Jun 2018
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 28 Jun 2018 27 Jun 2018
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 28 Jun 2018 27 Jun 2018
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 28 Jun 2018 27 Jun 2018
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 26 Jun 2018 25 Jun 2018
8-K Open 8-K document View SEC filing for 8-K 22 Jun 2018 22 Jun 2018 001-15799
424B5 Open 424B5 document View SEC filing for 424B5 22 Jun 2018 333-216733
424B5 Open 424B5 document View SEC filing for 424B5 12 Jun 2018 333-216733
8-K Open 8-K document View SEC filing for 8-K 12 Jun 2018 08 Jun 2018 001-15799
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 01 Jun 2018 30 May 2018
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 01 Jun 2018 30 May 2018
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 01 Jun 2018 30 May 2018
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 01 Jun 2018 30 May 2018
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 01 Jun 2018 30 May 2018
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 01 Jun 2018 30 May 2018
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 01 Jun 2018 30 May 2018
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 01 Jun 2018 30 May 2018
8-K Open 8-K document View SEC filing for 8-K LIVE FILING 31 May 2018 30 May 2018 001-15799
CERT Open CERT document View SEC filing for CERT NYSE AMERICAN CERTIFICATION - LADENBURG THALMANN FINANCIAL SERVICES INC 31 May 2018 001-15799
8-A12B Open 8-A12B document View SEC filing for 8-A12B 30 May 2018 001-15799
8-K Open 8-K document View SEC filing for 8-K 30 May 2018 30 May 2018 001-15799
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 25 May 2018 24 May 2018
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 25 May 2018 23 May 2018
424B5 Open 424B5 document View SEC filing for 424B5 24 May 2018 333-216733
8-K Open 8-K document View SEC filing for 8-K 23 May 2018 22 May 2018 001-15799
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 23 May 2018 22 May 2018
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 23 May 2018 22 May 2018
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 23 May 2018 22 May 2018
FWP Open FWP document View SEC filing for FWP 23 May 2018 333-216733
424B5 Open 424B5 document View SEC filing for 424B5 22 May 2018 333-216733
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 22 May 2018 18 May 2018
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 21 May 2018 18 May 2018
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 15 May 2018 11 May 2018
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 May 2018 31 Mar 2018 028-14689
8-K Open 8-K document View SEC filing for 8-K 8-K 09 May 2018 09 May 2018 001-15799
8-K Open 8-K document View SEC filing for 8-K 09 May 2018 09 May 2018 001-15799
10-Q Open 10-Q document | Open XBRL data View SEC filing for 10-Q 10-Q 09 May 2018 31 Mar 2018 001-15799
DEF 14A Open DEF 14A document View SEC filing for DEF 14A DEF 14A 23 Apr 2018 30 May 2018 001-15799
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 16 Apr 2018 13 Apr 2018
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 16 Apr 2018 13 Apr 2018
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 16 Apr 2018 13 Apr 2018
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 13 Apr 2018 12 Apr 2018
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 09 Apr 2018 06 Apr 2018
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 03 Apr 2018 02 Apr 2018
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 03 Apr 2018 02 Apr 2018
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 03 Apr 2018 02 Apr 2018
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 02 Apr 2018 29 Mar 2018
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 30 Mar 2018 29 Mar 2018
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 29 Mar 2018 28 Mar 2018
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 22 Mar 2018 20 Mar 2018
8-K Open 8-K document View SEC filing for 8-K 19 Mar 2018 19 Mar 2018 001-15799
8-K Open 8-K document View SEC filing for 8-K 8-K 16 Mar 2018 16 Mar 2018 001-15799
10-K Open 10-K document | Open XBRL data View SEC filing for 10-K 10-K 16 Mar 2018 31 Dec 2017 001-15799
8-K Open 8-K document View SEC filing for 8-K LIVE FILING 06 Mar 2018 28 Feb 2018 001-15799
8-K Open 8-K document View SEC filing for 8-K 16 Feb 2018 15 Feb 2018 001-15799
424B5 Open 424B5 document View SEC filing for 424B5 16 Feb 2018 333-216733
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Feb 2018 31 Dec 2017 028-14689
5 Open 5 document View SEC filing for 5 FORM 5 SUBMISSION 09 Feb 2018 31 Dec 2017
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 23 Jan 2018 20 Jan 2018
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 23 Jan 2018 20 Jan 2018
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 23 Jan 2018 20 Jan 2018
8-K Open 8-K document View SEC filing for 8-K LIVE FILING 22 Jan 2018 16 Jan 2018 001-15799
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 17 Jan 2018 12 Jan 2018
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 17 Jan 2018 12 Jan 2018
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 17 Jan 2018 12 Jan 2018
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 17 Jan 2018 12 Jan 2018
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 17 Jan 2018 12 Jan 2018
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 29 Dec 2017 28 Dec 2017
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 29 Dec 2017 28 Dec 2017
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 29 Dec 2017 28 Dec 2017
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 22 Dec 2017 22 Dec 2017
8-K Open 8-K document View SEC filing for 8-K 12 Dec 2017 12 Dec 2017 001-15799
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 24 Nov 2017 21 Nov 2017
CERTNYS Open CERTNYS document View SEC filing for CERTNYS AUTO-GENERATED PAPER DOCUMENT 22 Nov 2017 001-15799
8-A12B Open 8-A12B document View SEC filing for 8-A12B 21 Nov 2017 001-15799
8-K Open 8-K document View SEC filing for 8-K 21 Nov 2017 21 Nov 2017 001-15799
8-K Open 8-K document View SEC filing for 8-K 16 Nov 2017 14 Nov 2017 001-15799
424B5 Open 424B5 document View SEC filing for 424B5 16 Nov 2017 333-216733
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 Nov 2017 30 Sep 2017 028-14689
FWP Open FWP document View SEC filing for FWP 14 Nov 2017 333-216733
305B2 Open 305B2 document View SEC filing for 305B2 FORM 305B2 13 Nov 2017 333-216733
424B5 Open 424B5 document View SEC filing for 424B5 13 Nov 2017 333-216733
8-K Open 8-K document View SEC filing for 8-K 09 Nov 2017 08 Nov 2017 001-15799
8-K Open 8-K document View SEC filing for 8-K 8-K 08 Nov 2017 08 Nov 2017 001-15799
8-K Open 8-K document View SEC filing for 8-K 08 Nov 2017 08 Nov 2017 001-15799
10-Q Open 10-Q document | Open XBRL data View SEC filing for 10-Q 10-Q 08 Nov 2017 30 Sep 2017 001-15799
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 18 Oct 2017 17 Oct 2017
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 03 Oct 2017 29 Sep 2017
8-K Open 8-K document View SEC filing for 8-K 26 Sep 2017 26 Sep 2017 001-15799
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Aug 2017 30 Jun 2017 028-14689
8-K Open 8-K document View SEC filing for 8-K 8-K 09 Aug 2017 09 Aug 2017 001-15799
10-Q Open 10-Q document | Open XBRL data View SEC filing for 10-Q 10-Q 09 Aug 2017 30 Jun 2017 001-15799
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 21 Jul 2017 20 Jul 2017
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 21 Jul 2017 20 Jul 2017
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 21 Jul 2017 20 Jul 2017
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 05 Jul 2017 30 Jun 2017
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 05 Jul 2017 30 Jun 2017
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 30 Jun 2017 29 Jun 2017
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 30 Jun 2017 28 Jun 2017
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 29 Jun 2017 27 Jun 2017
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 29 Jun 2017 28 Jun 2017
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 28 Jun 2017 26 Jun 2017
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 08 Jun 2017 07 Jun 2017
8-K Open 8-K document View SEC filing for 8-K LIVE FILING 26 May 2017 24 May 2017 001-15799
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 26 May 2017 24 May 2017
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 26 May 2017 24 May 2017
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 26 May 2017 24 May 2017
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 26 May 2017 24 May 2017
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 26 May 2017 24 May 2017
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 26 May 2017 24 May 2017
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 26 May 2017 24 May 2017
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 26 May 2017 24 May 2017
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 24 May 2017 23 May 2017
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 23 May 2017 22 May 2017
8-K Open 8-K document View SEC filing for 8-K LIVE FILING 22 May 2017 22 May 2017 001-15799
424B5 Open 424B5 document View SEC filing for 424B5 PROSPECTUS SUPPLEMENT 22 May 2017 333-216733
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 22 May 2017 19 May 2017
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S-3/A Open S-3/A document View SEC filing for S-3/A AMENDMENT #2 TO FORM S-3 21 Apr 2017 333-216733
DEF 14A Open DEF 14A document View SEC filing for DEF 14A DEFINITIVE PROXY STATEMENT 21 Apr 2017 24 May 2017 001-15799
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10-K Open 10-K document | Open XBRL data View SEC filing for 10-K 10-K 16 Mar 2017 31 Dec 2016 001-15799
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4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 20 May 2016 18 May 2016
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 20 May 2016 18 May 2016
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 20 May 2016 18 May 2016
13F-HR Open 13F-HR document View SEC filing for 13F-HR 16 May 2016 31 Mar 2016 028-14689
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DEF 14A Open DEF 14A document View SEC filing for DEF 14A DEF 14A 20 Apr 2016 18 May 2016 001-15799
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8-K Open 8-K document View SEC filing for 8-K LIVE FILING 26 Feb 2016 22 Feb 2016 001-15799
13F-HR Open 13F-HR document View SEC filing for 13F-HR 16 Feb 2016 31 Dec 2015 028-14689
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13F-HR Open 13F-HR document View SEC filing for 13F-HR 16 Nov 2015 30 Sep 2015 028-14689
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10-Q Open 10-Q document | Open XBRL data View SEC filing for 10-Q 10-Q 06 Nov 2015 30 Sep 2015 001-15799
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13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Aug 2015 30 Jun 2015 028-14689
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10-Q Open 10-Q document | Open XBRL data View SEC filing for 10-Q 10-Q 07 Aug 2015 30 Jun 2015 001-15799
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8-K Open 8-K document View SEC filing for 8-K LIVE FILING 22 May 2015 22 May 2015 001-15799
424B5 Open 424B5 document View SEC filing for 424B5 424B5 22 May 2015 333-192712
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4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 19 May 2015 18 May 2015
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 19 May 2015 18 May 2015
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 19 May 2015 18 May 2015
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 19 May 2015 18 May 2015
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 May 2015 31 Mar 2015 028-14689
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10-Q Open 10-Q document | Open XBRL data View SEC filing for 10-Q 10-Q 08 May 2015 31 Mar 2015 001-15799
ARS Open ARS document View SEC filing for ARS AUTO-GENERATED PAPER DOCUMENT 22 Apr 2015 31 Dec 2014 001-15799
DEF 14A Open DEF 14A document View SEC filing for DEF 14A DEFINITIVE PROXY STATEMENT 17 Apr 2015 18 May 2015 001-15799
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8-K Open 8-K document View SEC filing for 8-K LIVE FILING 27 Mar 2015 25 Mar 2015 001-15799
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10-K Open 10-K document | Open XBRL data View SEC filing for 10-K 10-K 17 Mar 2015 31 Dec 2014 001-15799
NT 10-K Open NT 10-K document View SEC filing for NT 10-K NT 10-K 17 Mar 2015 31 Dec 2014 001-15799
8-K Open 8-K document View SEC filing for 8-K FORM 8-K 17 Mar 2015 17 Mar 2015 001-15799
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Feb 2015 31 Dec 2014 028-14689
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 30 Jan 2015 29 Jan 2015
8-K/A Open 8-K/A document View SEC filing for 8-K/A 8-K/A 30 Jan 2015 14 Nov 2014 001-15799
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8-K Open 8-K document View SEC filing for 8-K 8-K 30 Dec 2014 30 Dec 2014 001-15799
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CT ORDER Open CT ORDER document View SEC filing for CT ORDER 19 Dec 2014 001-15799
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8-K Open 8-K document View SEC filing for 8-K FORM 8-K 21 Nov 2014 21 Nov 2014 001-15799
424B5 Open 424B5 document View SEC filing for 424B5 424B5 21 Nov 2014 333-192712
8-K Open 8-K document View SEC filing for 8-K LIVE FILING 20 Nov 2014 14 Nov 2014 001-15799
8-K Open 8-K document View SEC filing for 8-K LIVE FILING 14 Nov 2014 13 Nov 2014 001-15799
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Nov 2014 30 Sep 2014 028-14689
8-K Open 8-K document View SEC filing for 8-K LIVE FILING 12 Nov 2014 10 Nov 2014 001-15799
10-Q Open 10-Q document | Open XBRL data View SEC filing for 10-Q 10-Q 10 Nov 2014 30 Sep 2014 001-15799
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4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 02 Oct 2014 30 Sep 2014
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D Open D document View SEC filing for D 21 Aug 2014 021-223421
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Aug 2014 30 Jun 2014 028-14689
8-K Open 8-K document View SEC filing for 8-K LIVE FILING 13 Aug 2014 08 Aug 2014 001-15799
D Open D document View SEC filing for D 12 Aug 2014 021-222757
S-8 Open S-8 document View SEC filing for S-8 S-8 11 Aug 2014 333-198056
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10-Q Open 10-Q document | Open XBRL data View SEC filing for 10-Q 10-Q 11 Aug 2014 30 Jun 2014 001-15799
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4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 27 Jun 2014 25 Jun 2014
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 27 Jun 2014 25 Jun 2014
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 27 Jun 2014 25 Jun 2014
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 27 Jun 2014 25 Jun 2014
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 27 Jun 2014 25 Jun 2014
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 27 Jun 2014 25 Jun 2014
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 27 Jun 2014 25 Jun 2014
8-K Open 8-K document View SEC filing for 8-K LIVE FILING 27 Jun 2014 25 Jun 2014 001-15799
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8-K Open 8-K document View SEC filing for 8-K LIVE FILING 13 Jun 2014 12 Jun 2014 001-15799
424B5 Open 424B5 document View SEC filing for 424B5 424B5 13 Jun 2014 333-192712
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ARS Open ARS document View SEC filing for ARS AUTO-GENERATED PAPER DOCUMENT 20 May 2014 31 Dec 2013 001-15799
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4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 12 May 2014 09 May 2014
8-K Open 8-K document View SEC filing for 8-K LIVE FILING 07 May 2014 07 May 2014 001-15799
10-Q Open 10-Q document | Open XBRL data View SEC filing for 10-Q 10-Q 07 May 2014 31 Mar 2014 001-15799
PRE 14A Open PRE 14A document View SEC filing for PRE 14A PRE 14A 06 May 2014 06 May 2014 001-15799
10-K/A Open 10-K/A document View SEC filing for 10-K/A 10-K/A 30 Apr 2014 31 Dec 2013 001-15799
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4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 17 Mar 2014 14 Mar 2014
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 17 Mar 2014 14 Mar 2014
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 17 Mar 2014 14 Mar 2014
8-K Open 8-K document View SEC filing for 8-K LIVE FILING 13 Mar 2014 13 Mar 2014 001-15799
10-K Open 10-K document | Open XBRL data View SEC filing for 10-K 10-K 13 Mar 2014 31 Dec 2013 001-15799
8-K Open 8-K document View SEC filing for 8-K LIVE FILING 28 Feb 2014 26 Feb 2014 001-15799
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Feb 2014 31 Dec 2013 028-14689
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A SC 13D/A 04 Feb 2014 005-52037
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4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 21 Jan 2014 17 Jan 2014
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 21 Jan 2014 17 Jan 2014
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 21 Jan 2014 17 Jan 2014
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 21 Jan 2014 17 Jan 2014
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 21 Jan 2014 17 Jan 2014
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 21 Jan 2014 17 Jan 2014
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4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 14 Jan 2014 13 Jan 2014
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 14 Jan 2014 13 Jan 2014
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 14 Jan 2014 13 Jan 2014
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EFFECT Open EFFECT document View SEC filing for EFFECT 20 Dec 2013 333-192712
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4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 09 Dec 2013 06 Dec 2013
S-3 Open S-3 document View SEC filing for S-3 REGISTRATION STATEMENT 06 Dec 2013 333-192712
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4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 19 Nov 2010 18 Nov 2010
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 19 Nov 2010 18 Nov 2010
8-K Open 8-K document View SEC filing for 8-K LIVE FILING 16 Nov 2010 15 Nov 2010 001-15799
10-Q Open 10-Q document View SEC filing for 10-Q 15 Nov 2010 30 Sep 2010 001-15799
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 12 Oct 2010 07 Oct 2010
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 12 Oct 2010 07 Oct 2010
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 12 Oct 2010 07 Oct 2010
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 12 Oct 2010 07 Oct 2010
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 04 Oct 2010 01 Oct 2010
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 04 Oct 2010 01 Oct 2010
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 04 Oct 2010 01 Oct 2010
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 04 Oct 2010 01 Oct 2010
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 04 Oct 2010 01 Oct 2010
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 04 Oct 2010 01 Oct 2010
8-K Open 8-K document View SEC filing for 8-K LIVE FILING 04 Oct 2010 01 Oct 2010 001-15799
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 27 Sep 2010 24 Sep 2010
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 27 Sep 2010 24 Sep 2010
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 27 Sep 2010 24 Sep 2010
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 27 Sep 2010 24 Sep 2010
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 27 Sep 2010 24 Sep 2010
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 27 Sep 2010 24 Sep 2010
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 27 Sep 2010 24 Sep 2010
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 27 Sep 2010 24 Sep 2010
8-K Open 8-K document View SEC filing for 8-K LIVE FILING 24 Sep 2010 24 Sep 2010 001-15799
8-K Open 8-K document View SEC filing for 8-K LIVE FILING 03 Sep 2010 02 Sep 2010 001-15799
ARS Open ARS document View SEC filing for ARS AUTO-GENERATED PAPER DOCUMENT 17 Aug 2010 31 Dec 2009 001-15799
DEF 14A Open DEF 14A document View SEC filing for DEF 14A 16 Aug 2010 24 Sep 2010 001-15799
8-K Open 8-K document View SEC filing for 8-K LIVE FILING 13 Aug 2010 10 Aug 2010 001-15799
8-K Open 8-K document View SEC filing for 8-K LIVE FILING 12 Aug 2010 12 Aug 2010 001-15799
10-Q Open 10-Q document View SEC filing for 10-Q 12 Aug 2010 30 Jun 2010 001-15799
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 20 Jul 2010 19 Jul 2010
PRE 14A Open PRE 14A document View SEC filing for PRE 14A 15 Jul 2010 15 Jul 2010 001-15799
8-K Open 8-K document View SEC filing for 8-K LIVE FILING 18 Jun 2010 15 Jun 2010 001-15799
D Open D document View SEC filing for D 11 Jun 2010 021-143351
8-K Open 8-K document View SEC filing for 8-K LIVE FILING 04 Jun 2010 28 May 2010 001-15799
8-K Open 8-K document View SEC filing for 8-K LIVE FILING 18 May 2010 17 May 2010 001-15799
10-Q Open 10-Q document View SEC filing for 10-Q 17 May 2010 31 Mar 2010 001-15799
10-K/A Open 10-K/A document View SEC filing for 10-K/A FORM 10-K/A 30 Apr 2010 31 Dec 2009 001-15799
8-K Open 8-K document View SEC filing for 8-K LIVE FILING 28 Apr 2010 26 Apr 2010 001-15799
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 16 Apr 2010 15 Apr 2010
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 05 Apr 2010 01 Apr 2010
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 05 Apr 2010 01 Apr 2010
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 05 Apr 2010 01 Apr 2010
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 05 Apr 2010 01 Apr 2010
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 25 Mar 2010 24 Mar 2010
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 24 Mar 2010 23 Mar 2010
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 24 Mar 2010 23 Mar 2010
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 24 Mar 2010 23 Mar 2010
8-K Open 8-K document View SEC filing for 8-K LIVE FILING 17 Mar 2010 17 Mar 2010 001-15799
10-K Open 10-K document View SEC filing for 10-K FORM 10-K 17 Mar 2010 31 Dec 2009 001-15799
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 29 Jan 2010 28 Jan 2010
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 19 Jan 2010 14 Jan 2010
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 19 Jan 2010 14 Jan 2010
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 19 Jan 2010 14 Jan 2010
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 19 Jan 2010 14 Jan 2010
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 19 Jan 2010 14 Jan 2010
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 07 Jan 2010 06 Jan 2010
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 04 Jan 2010 31 Dec 2009
CT ORDER Open CT ORDER document View SEC filing for CT ORDER 04 Jan 2010 001-15799

About this filer

LADENBURG THALMANN FINANCIAL SERVICES INC. files with the SEC under CIK 0001029730. This page aggregates EDGAR filings and related ownership activity.

Industry: Security Brokers, Dealers & Flotation Companies.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

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