SIT INVESTMENT ASSOCIATES INC

Holdings History for FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND - Common Stock (FGB)

Symbol: FGB
Investment type: Equity / Common Stock
Latest Disclosed Shares Owned: 1,010,916 shares
Security Ownership %: 7%

Shares, Excluding Options vs Price

Value, Excluding Options

Sit Investment Associates, Inc. ownership in FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND Common Stock (FGB)

03 Jan 2025 - Sit Investment Associates, Inc. has filed an SCHEDULE 13G form with the Securities and Exchange Commission (SEC) disclosing ownership of 1,010,916 shares of FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND Common Stock (FGB). This represents 7% ownership of the company. This is the first filing by SIT INVESTMENT ASSOCIATES INC disclosing ownership of FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND Common Stock (FGB).

Reporting Name	Ownership %	Change	Value $	Shares owned	Change	Activity %	Price	Form	Report date	Filing time
Sit Investment Associates, Inc.	7%		$3,932,463	1,010,916			$3.89	13G	31 Dec 2024	03 Jan 2025, 15:40

Holdings date	Weight	Change	Value $	Shares	Change	Activity %	Price	All Holders
30 Jun 2025		-0.12%	$0	0	-1,145,200	-100%	$4.15	Q2 2025
31 Mar 2025	0.12%	+0.01%	$4,924,000	1,145,200	+134,284		$4.30	Q1 2025
31 Dec 2024	0.1%	+0.07%	$4,256,000	1,010,916	+726,220	+255%	$4.21	Q4 2024
30 Sep 2024	0.03%	+0.03%	$1,159,000	284,696	+284,696	NEW	$4.07	Q3 2024

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.