FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND - Common Stock (FGB) Institutional Ownership

13F Institutional Holders and Ownership History from Q1 2014 to Q3 2025

Type / Class
Equity / Common Stock
Symbol
FGB
Shares outstanding
14,441,657
Price per share
$4.15
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND - Common Stock (FGB) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
SIT INVESTMENT ASSOCIATES INC 7% $3,932,463 1,010,916 Sit Investment Associates, Inc. 31 Dec 2024

Institutional Holders of FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND - Common Stock (FGB) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q3 0 $0 -$21,572 $4.15 0
2025 Q2 5,198 $21,572 -$22,918,907 $4.15 1
2025 Q1 5,346,008 $22,941,352 -$272,937 $4.30 40
2024 Q4 5,423,987 $22,832,974 +$2,057,759 $4.21 42
2024 Q3 4,788,833 $19,487,928 +$631,605 $4.07 38
2024 Q2 4,573,996 $17,796,744 -$1,378,773 $3.89 31
2024 Q1 4,955,692 $18,681,930 +$3,500,744 $3.77 35
2023 Q4 4,040,808 $14,465,698 +$1,867,748 $3.58 36
2023 Q3 3,611,034 $12,169,198 +$1,428,929 $3.37 34
2023 Q2 3,122,589 $10,193,241 -$294 $3.26 28
2023 Q1 3,131,698 $9,878,409 +$1,200,490 $3.14 30
2022 Q4 2,200,536 $6,732,364 -$934,017 $3.06 26
2022 Q3 2,514,317 $7,192,727 +$653,230 $2.86 28
2022 Q2 2,285,377 $7,297,927 +$488,199 $3.19 27
2022 Q1 2,096,659 $8,765,525 -$109,467 $4.18 26
2021 Q4 2,130,804 $8,715,470 +$70,737 $4.09 29
2021 Q3 1,934,394 $7,695,400 +$155,692 $3.97 28
2021 Q2 1,894,230 $7,653,440 -$1,320,942 $4.04 24
2021 Q1 2,228,654 $8,890,410 -$285,477 $3.99 27
2020 Q4 2,310,203 $7,205,884 +$903,624 $3.12 27
2020 Q3 2,032,563 $4,652,383 +$552,763 $2.29 21
2020 Q2 1,790,093 $5,832,969 -$485,653 $3.26 18
2020 Q1 1,990,059 $4,119,251 -$1,192,619 $2.07 21
2019 Q4 2,053,504 $12,276,542 +$2,013,079 $5.98 26
2019 Q3 1,717,169 $10,648,445 +$356,842 $6.20 22
2019 Q2 1,659,321 $10,299,486 -$895,385 $6.21 21
2019 Q1 1,805,116 $11,111,721 -$164,714 $6.16 25
2018 Q4 1,840,467 $9,581,147 +$314,487 $5.21 25
2018 Q3 1,776,759 $11,256,339 +$413,024 $6.34 22
2018 Q2 1,715,805 $10,304,645 +$1,059,626 $6.01 24
2018 Q1 1,538,928 $9,264,666 -$563,165 $6.02 26
2017 Q4 1,466,519 $9,038,919 -$1,725,916 $6.14 24
2017 Q3 1,673,778 $11,497,000 +$601,064 $6.86 23
2017 Q2 1,585,036 $11,455,540 +$563,312 $7.24 24
2017 Q1 1,506,609 $11,191,000 -$406,211 $7.43 19
2016 Q4 1,563,931 $11,169,000 +$385,754 $7.07 18
2016 Q3 1,262,809 $8,774,000 +$2,094,018 $6.95 17
2016 Q2 966,035 $5,927,000 -$423,489 $6.13 16
2016 Q1 985,011 $6,070,000 -$770,463 $6.17 19
2015 Q4 1,130,597 $6,301,000 -$505,246 $5.57 20
2015 Q3 1,218,542 $7,170,000 -$269,398 $5.88 18
2015 Q2 1,314,170 $8,508,000 -$915,844 $6.47 20
2015 Q1 1,408,892 $10,612,000 -$573,266 $7.53 15
2014 Q4 1,483,848 $11,663,079 +$633,898 $7.86 18
2014 Q3 1,397,786 $11,671,654 +$455,386 $8.36 18
2014 Q2 1,382,919 $11,216,207 -$759,574 $8.11 20
2014 Q1 1,539,247 $11,852,455 -$877,255 $7.70 22