Security key
P8696W104
SINOVAC BIOTECH LTD. - Common Shares, par value US$0.001 per share (SVA)
CUSIP: P8696W104
Q4 2016 13F Holders as of 31 Dec 2016
- Type / Class
- Equity / Common Shares, par value US$0.001 per share
- Shares outstanding
- 71,872,133
- Total 13F shares
- 21,710,524
- Share change
- -386,235
- Total reported value
- $128,091,000
- Price per share
- $5.90
- Number of holders
- 36
- Value change
- -$2,317,439
- Number of buys
- 13
- Number of sells
- 16
Report period
Q4 2016
Institutions
36
Top holders
10
SVA full security history
Newer quarter: Q1 2017
Previous quarter: Q3 2016
SINOVAC BIOTECH LTD SEC filings
SINOVAC BIOTECH LTD company facts
Broader feeds
Reporting periods
Holder history for CUSIP P8696W104
Recent filing periods:
Top shareholders of SVA - SINOVAC BIOTECH LTD. - Common Shares, par value US$0.001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| WELLINGTON MANAGEMENT GROUP LLP |
13F
|
Company |
7.5%
|
5,374,659
|
$31,711,000 | — | 30 Sep 2016 | |
| ORBIMED ADVISORS LLC |
13F
|
Company |
3.7%
|
2,667,500
|
$15,738,000 | — | 30 Sep 2016 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
2.1%
|
1,475,000
|
$8,703,000 | — | 30 Sep 2016 | |
| UNITED SERVICES AUTOMOBILE ASSOCIATION |
13F
|
Company |
0.48%
|
346,215
|
$2,043,000 | — | 30 Sep 2016 | |
| Freedom Investment Management, Inc. |
13F
|
Company |
0.31%
|
221,611
|
$1,308,000 | — | 30 Sep 2016 | |
| ACUTA CAPITAL PARTNERS, LLC |
13F
|
Company |
0.28%
|
204,358
|
$1,206,000 | — | 30 Sep 2016 | |
| Invesco Ltd. |
13F
|
Company |
0.16%
|
114,088
|
$673,000 | — | 30 Sep 2016 | |
| CITIGROUP INC |
13F
|
Company |
0.15%
|
109,198
|
$644,000 | — | 30 Sep 2016 | |
| Pine River Capital Management L.P. |
13F
|
Company |
0.15%
|
106,198
|
$627,000 | — | 30 Sep 2016 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
0.13%
|
91,301
|
$539,000 | — | 30 Sep 2016 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
0.12%
|
89,406
|
$527,000 | — | 30 Sep 2016 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.12%
|
83,230
|
$491,000 | — | 30 Sep 2016 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.09%
|
64,700
|
$382,000 | — | 30 Sep 2016 | |
| GLG Partners LP |
13F
|
Company |
0.08%
|
57,800
|
$341,000 | — | 30 Sep 2016 | |
| MORGAN STANLEY |
13F
|
Company |
0.07%
|
49,293
|
$291,000 | — | 30 Sep 2016 | |
| PANAGORA ASSET MANAGEMENT INC |
13F
|
Company |
0.06%
|
42,337
|
$250,000 | — | 30 Sep 2016 | |
| STATE STREET CORP |
13F
|
Company |
0.05%
|
36,718
|
$216,000 | — | 30 Sep 2016 | |
| OMERS ADMINISTRATION Corp |
13F
|
Company |
0.05%
|
35,700
|
$211,000 | — | 30 Sep 2016 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
0.05%
|
33,700
|
$199,000 | — | 30 Sep 2016 | |
| Verity Asset Management, Inc. |
13F
|
Company |
0.04%
|
29,726
|
$175,000 | — | 30 Sep 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.03%
|
24,755
|
$146,000 | — | 30 Sep 2016 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.03%
|
23,297
|
$137,000 | — | 30 Sep 2016 | |
| TFS CAPITAL LLC |
13F
|
Company |
0.02%
|
15,683
|
$93,000 | — | 30 Sep 2016 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.02%
|
13,084
|
$77,000 | — | 30 Sep 2016 | |
| Genovese Burford & Brothers Wealth & Retirement Plan Management, LLC |
13F
|
Company |
0.01%
|
9,950
|
$58,000 | — | 30 Sep 2016 | |
| SIMPLEX TRADING, LLC |
13F
|
Company |
0.01%
|
8,154
|
$48,000 | — | 30 Sep 2016 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.01%
|
4,506
|
$27,000 | — | 30 Sep 2016 | |
| Advisor Group, Inc. |
13F
|
Company |
0.01%
|
3,900
|
$23,000 | — | 30 Sep 2016 | |
| Cutler Group LLC / CA |
13F
|
Company |
0%
|
2,800
|
$16,000 | — | 30 Sep 2016 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
2,248
|
$14,000 | — | 30 Sep 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0%
|
1,250
|
$7,000 | — | 30 Sep 2016 | |
| IFP Advisors, Inc |
13F
|
Company |
0%
|
1,000
|
$6,000 | — | 30 Sep 2016 | |
| UBS Group AG |
13F
|
Company |
0%
|
1,000
|
$6,000 | — | 30 Sep 2016 | |
| Creative Planning |
13F
|
Company |
0%
|
500
|
$3,000 | — | 30 Sep 2016 | |
| CWM, LLC |
13F
|
Company |
0%
|
500
|
$3,000 | — | 30 Sep 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0%
|
300
|
$2,000 | — | 30 Sep 2016 |
Institutional Holders of SINOVAC BIOTECH LTD. - Common Shares, par value US$0.001 per share (SVA) as of Q4 2016
As of 31 Dec 2016,
SINOVAC BIOTECH LTD. - Common Shares, par value US$0.001 per share (SVA) was held by
36 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
21,710,524 shares.
The largest 10 holders included
SAIF Advisors Ltd, WELLINGTON MANAGEMENT GROUP LLP, ORBIMED ADVISORS LLC, RENAISSANCE TECHNOLOGIES LLC, UNITED SERVICES AUTOMOBILE ASSOCIATION, Eqis Capital Management, Inc., TWO SIGMA INVESTMENTS, LP, Invesco Ltd., DEUTSCHE BANK AG\, and CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM.
This page lists
36
institutional shareholders reporting positions in this security
for the Q4 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2016 vs Q3 2016 Across Filers
Q3 2016 holders
36
Q4 2016 holders
36
Holder diff
0
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 Value $ | Q4 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.