Oculis Holding AG - Ordinary Shares, par value CHF 0.01 per share (OCS)
CUSIP: H5870P102
Q4 2023 13F Holders as of 31 Dec 2023
- Type / Class
- Equity / Ordinary Shares, par value CHF 0.01 per share
- Shares outstanding
- 58,900,797
- Total 13F shares
- 3,983,142
- Share change
- +1,066,357
- Total reported value
- $44,273,231
- Price per share
- $11.12
- Number of holders
- 7
- Value change
- +$11,534,877
- Number of buys
- 4
- Number of sells
- 6
Quarterly Holders Quick Answers
What is CUSIP H5870P102?
CUSIP H5870P102 identifies OCS - Oculis Holding AG - Ordinary Shares, par value CHF 0.01 per share in SEC institutional holdings data.
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Recent filing periods for CUSIP H5870P102:
Top shareholders of OCS - Oculis Holding AG - Ordinary Shares, par value CHF 0.01 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Pivotal bioVenture Partners Investment Advisor LLC |
13F
|
Company |
3.8%
|
2,218,754
|
$24,406,294 | — | 30 Sep 2023 | |
| Nan Fung Group Holdings Ltd |
13F
|
Company |
1%
|
606,684
|
$6,673,524 | — | 30 Sep 2023 | |
| Lombard Odier SCmA Compagnie |
13F
|
Individual |
0.11%
|
65,000
|
$737,100 | — | 30 Sep 2023 | |
| Tyrus Capital S.A.M. |
13F
|
Company |
—
class O/S missing
|
133,332
|
$225,331 | — | 30 Sep 2023 | |
| NOMURA HOLDINGS INC |
13F
|
Company |
—
class O/S missing
|
126,000
|
$194,783 | — | 30 Sep 2023 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.03%
|
16,816
|
$184,976 | — | 30 Sep 2023 | |
| MMCAP International Inc. SPC |
13F
|
Company |
—
class O/S missing
|
73,525
|
$124,257 | — | 30 Sep 2023 | |
| PERISCOPE CAPITAL INC. |
13F
|
Company |
—
class O/S missing
|
50,000
|
$82,560 | — | 30 Sep 2023 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.01%
|
7,021
|
$77,231 | — | 30 Sep 2023 | |
| MOORE CAPITAL MANAGEMENT, LP |
13F
|
Company |
—
class O/S missing
|
41,666
|
$67,916 | — | 30 Sep 2023 | |
| Walleye Capital LLC |
13F
|
Company |
—
class O/S missing
|
36,007
|
$60,852 | — | 30 Sep 2023 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
—
class O/S missing
|
37,216
|
$60,662 | — | 30 Sep 2023 | |
| TENOR CAPITAL MANAGEMENT Co., L.P. |
13F
|
Company |
—
class O/S missing
|
33,333
|
$56,333 | — | 30 Sep 2023 | |
| Mint Tower Capital Management B.V. |
13F
|
Company |
—
class O/S missing
|
33,333
|
$56,000 | — | 30 Sep 2023 | |
| Calamos Advisors LLC |
13F
|
Company |
—
class O/S missing
|
33,333
|
$54,333 | — | 30 Sep 2023 | |
| GABELLI FUNDS LLC |
13F
|
Company |
—
class O/S missing
|
24,434
|
$41,293 | — | 30 Sep 2023 | |
| HRT FINANCIAL LP |
13F
|
Company |
—
class O/S missing
|
24,969
|
$40,000 | — | 30 Sep 2023 | |
| GABELLI & Co INVESTMENT ADVISERS, INC. |
13F
|
Company |
—
class O/S missing
|
21,896
|
$37,004 | — | 30 Sep 2023 | |
| STATE OF WISCONSIN INVESTMENT BOARD |
13F
|
Company |
—
class O/S missing
|
19,560
|
$33,056 | — | 30 Sep 2023 | |
| Walleye Trading LLC |
13F
|
Company |
—
class O/S missing
|
17,026
|
$28,774 | — | 30 Sep 2023 | |
| Arena Capital Advisors, LLC- CA |
13F
|
Company |
—
class O/S missing
|
16,998
|
$28,727 | — | 30 Sep 2023 | |
| WHITEBOX ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
16,833
|
$28,448 | — | 30 Sep 2023 | |
| KIM, LLC |
13F
|
Company |
—
class O/S missing
|
16,666
|
$27,166 | — | 30 Sep 2023 | |
| UBS Group AG |
13F
|
Company |
0%
|
2,002
|
$22,022 | — | 30 Sep 2023 | |
| Sculptor Capital LP |
13F
|
Company |
—
class O/S missing
|
14,315
|
$21,902 | — | 30 Sep 2023 | |
| Atalaya Capital Management LP |
13F
|
Company |
—
class O/S missing
|
13,333
|
$21,733 | — | 30 Sep 2023 | |
| OMERS ADMINISTRATION Corp |
13F
|
Company |
—
class O/S missing
|
11,666
|
$19,016 | — | 30 Sep 2023 | |
| Vestcor Inc |
13F
|
Company |
—
class O/S missing
|
11,666
|
$19,000 | — | 30 Sep 2023 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
—
class O/S missing
|
10,152
|
$17,157 | — | 30 Sep 2023 | |
| CLEAR STREET LLC |
13F
|
Company |
—
class O/S missing
|
3,952
|
$6,679 | — | 30 Sep 2023 | |
| Elequin Capital, LP |
13F
|
Company |
0%
|
300
|
$3,300 | — | 30 Sep 2023 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
204
|
$2,244 | — | 30 Sep 2023 | |
| DUPONT CAPITAL MANAGEMENT CORP |
13F
|
Company |
0%
|
4
|
$45 | — | 30 Sep 2023 |
Institutional Holders of Oculis Holding AG - Ordinary Shares, par value CHF 0.01 per share (OCS) as of Q4 2023
As of 31 Dec 2023,
Oculis Holding AG - Ordinary Shares, par value CHF 0.01 per share (OCS) was held by
7 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,983,142 shares.
The largest 7 holders included
Pivotal bioVenture Partners Investment Advisor LLC, abrdn plc, Nan Fung Group Holdings Ltd, Compagnie Lombard Odier SCmA, BANK OF AMERICA CORP /DE/, SEARLE & CO., and DUPONT CAPITAL MANAGEMENT CORP.
This page lists
7
institutional shareholders reporting positions in this security
for the Q4 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2023 vs Q3 2023 Across Filers
Q3 2023 holders
9
Q4 2023 holders
7
Holder diff
-2
| Investor | Q3 2023 Shares | Q4 2023 Shares | Share Diff | Share Chg % | Q3 2023 Value $ | Q4 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.