Oculis Holding AG - Ordinary Shares, par value CHF 0.01 per share (OCS)
CUSIP: H5870P102
Q3 2023 13F Holders as of 30 Sep 2023
- Type / Class
- Equity / Ordinary Shares, par value CHF 0.01 per share
- Shares outstanding
- 58,900,797
- Total 13F shares
- 2,916,785
- Share change
- -208,419
- Total reported value
- $32,106,736
- Price per share
- $11.00
- Number of holders
- 9
- Value change
- -$2,324,387
- Number of buys
- 4
- Number of sells
- 4
Quarterly Holders Quick Answers
What is CUSIP H5870P102?
CUSIP H5870P102 identifies OCS - Oculis Holding AG - Ordinary Shares, par value CHF 0.01 per share in SEC institutional holdings data.
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Recent filing periods for CUSIP H5870P102:
Top shareholders of OCS - Oculis Holding AG - Ordinary Shares, par value CHF 0.01 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Pivotal bioVenture Partners Investment Advisor LLC |
13F
|
Company |
4%
|
2,381,196
|
$29,360,147 | — | 30 Jun 2023 | |
| Nan Fung Group Holdings Ltd |
13F
|
Company |
1.1%
|
651,100
|
$8,028,063 | — | 30 Jun 2023 | |
| Lombard Odier SCmA Compagnie |
13F
|
Individual |
0.11%
|
65,000
|
$804,050 | — | 30 Jun 2023 | |
| Ergoteles LLC |
13F
|
Company |
0.03%
|
20,000
|
$247,400 | — | 30 Jun 2023 | |
| Tyrus Capital S.A.M. |
13F
|
Company |
—
class O/S missing
|
133,332
|
$146,665 | — | 30 Jun 2023 | |
| NOMURA HOLDINGS INC |
13F
|
Company |
—
class O/S missing
|
126,000
|
$138,600 | — | 30 Jun 2023 | |
| PERISCOPE CAPITAL INC. |
13F
|
Company |
—
class O/S missing
|
100,000
|
$110,000 | — | 30 Jun 2023 | |
| MMCAP International Inc. SPC |
13F
|
Company |
—
class O/S missing
|
73,525
|
$80,878 | — | 30 Jun 2023 | |
| Sculptor Capital LP |
13F
|
Company |
—
class O/S missing
|
64,448
|
$71,859 | — | 30 Jun 2023 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.01%
|
4,000
|
$49,320 | — | 30 Jun 2023 | |
| MOORE CAPITAL MANAGEMENT, LP |
13F
|
Company |
—
class O/S missing
|
41,666
|
$45,833 | — | 30 Jun 2023 | |
| BARCLAYS PLC |
13F
|
Company |
0.01%
|
3,602
|
$44,413 | — | 30 Jun 2023 | |
| CLEAR STREET LLC |
13F
|
Company |
—
class O/S missing
|
38,643
|
$42,507 | — | 30 Jun 2023 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
—
class O/S missing
|
37,216
|
$40,938 | — | 30 Jun 2023 | |
| Walleye Capital LLC |
13F
|
Company |
—
class O/S missing
|
36,007
|
$39,608 | — | 30 Jun 2023 | |
| Mint Tower Capital Management B.V. |
13F
|
Company |
—
class O/S missing
|
33,333
|
$37,000 | — | 30 Jun 2023 | |
| Calamos Advisors LLC |
13F
|
Company |
—
class O/S missing
|
33,333
|
$36,666 | — | 30 Jun 2023 | |
| TENOR CAPITAL MANAGEMENT Co., L.P. |
13F
|
Company |
—
class O/S missing
|
33,333
|
$36,666 | — | 30 Jun 2023 | |
| HRT FINANCIAL LP |
13F
|
Company |
—
class O/S missing
|
24,969
|
$27,000 | — | 30 Jun 2023 | |
| GABELLI FUNDS LLC |
13F
|
Company |
—
class O/S missing
|
24,434
|
$26,877 | — | 30 Jun 2023 | |
| GABELLI & Co INVESTMENT ADVISERS, INC. |
13F
|
Company |
—
class O/S missing
|
21,896
|
$24,086 | — | 30 Jun 2023 | |
| STATE OF WISCONSIN INVESTMENT BOARD |
13F
|
Company |
—
class O/S missing
|
19,560
|
$21,516 | — | 30 Jun 2023 | |
| Arena Capital Advisors, LLC- CA |
13F
|
Company |
—
class O/S missing
|
19,251
|
$21,176 | — | 30 Jun 2023 | |
| METEORA CAPITAL, LLC |
13F
|
Company |
—
class O/S missing
|
18,000
|
$19,800 | — | 30 Jun 2023 | |
| Walleye Trading LLC |
13F
|
Company |
—
class O/S missing
|
17,026
|
$18,729 | — | 30 Jun 2023 | |
| WHITEBOX ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
16,833
|
$18,516 | — | 30 Jun 2023 | |
| KIM, LLC |
13F
|
Company |
—
class O/S missing
|
16,666
|
$18,333 | — | 30 Jun 2023 | |
| Atalaya Capital Management LP |
13F
|
Company |
—
class O/S missing
|
13,333
|
$14,666 | — | 30 Jun 2023 | |
| Vestcor Inc |
13F
|
Company |
—
class O/S missing
|
11,666
|
$13,000 | — | 30 Jun 2023 | |
| OMERS ADMINISTRATION Corp |
13F
|
Company |
—
class O/S missing
|
11,666
|
$12,833 | — | 30 Jun 2023 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
—
class O/S missing
|
10,152
|
$11,167 | — | 30 Jun 2023 | |
| Elequin Capital, LP |
13F
|
Company |
0%
|
300
|
$3,699 | — | 30 Jun 2023 | |
| DUPONT CAPITAL MANAGEMENT CORP |
13F
|
Company |
0%
|
4
|
$49 | — | 30 Jun 2023 | |
| UBS Group AG |
13F
|
Company |
0%
|
2
|
$25 | — | 30 Jun 2023 |
Institutional Holders of Oculis Holding AG - Ordinary Shares, par value CHF 0.01 per share (OCS) as of Q3 2023
As of 30 Sep 2023,
Oculis Holding AG - Ordinary Shares, par value CHF 0.01 per share (OCS) was held by
9 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,916,785 shares.
The largest 9 holders included
Pivotal bioVenture Partners Investment Advisor LLC, Nan Fung Group Holdings Ltd, Compagnie Lombard Odier SCmA, BANK OF AMERICA CORP /DE/, WOLVERINE ASSET MANAGEMENT LLC, UBS Group AG, Elequin Capital, LP, Tower Research Capital LLC (TRC), and DUPONT CAPITAL MANAGEMENT CORP.
This page lists
9
institutional shareholders reporting positions in this security
for the Q3 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2023 vs Q2 2023 Across Filers
Q2 2023 holders
9
Q3 2023 holders
9
Holder diff
0
| Investor | Q2 2023 Shares | Q3 2023 Shares | Share Diff | Share Chg % | Q2 2023 Value $ | Q3 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.