Security key
H5870P102
Oculis Holding AG - Ordinary Shares, par value CHF 0.01 per share (OCS)
CUSIP: H5870P102
Q3 2023 13F Holders as of 30 Sep 2023
- Security type / class
- Equity / Ordinary Shares, par value CHF 0.01 per share
- Total 13F shares
- 2,916,785
- Total 13F value
- $32,106,736
- Share change
- -208,419
- SEC-reported price per share
- $11.00
- Number of holders
- 9
- Value change
- -$2,324,387
- Number of buys
- 4
- Number of sells
- 4
- Shares outstanding
- 58,900,797
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q3 2023
Institutions
9
Top holders
9
OCS full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2023
Previous quarter: Q2 2023
Oculis Holding AG SEC filings
Oculis Holding AG company facts
Broader feeds
Reporting periods
Holder history for CUSIP H5870P102
Recent filing periods:
Ownership snapshot
Top reported holders of OCS - Oculis Holding AG - Ordinary Shares, par value CHF 0.01 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Pivotal bioVenture Partne...
Disclosed value leader
Pivotal bioVenture Partne...
Comparable rows
9/15
Latest evidence
30 Jun 2023
13F
Lead comparable stake: 4%
6 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
Pivotal bioVenture Partners Investment Advisor LLC leads the comparable SEC ownership view at 4%.
9 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Pivotal bioVenture Partners Investment Advisor LLC's linked filing trail.
Comparable ownership
Top 5
Pivotal bioVenture Partners Inves...
4%
Nan Fung Group Holdings Ltd
1.1%
Lombard Odier SCmA Compagnie
0.11%
Ergoteles LLC
0.03%
BANK OF AMERICA CORP /DE/
0.01%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Pivotal bioVenture Partners Investment Advisor LLC |
13F
Company
|
4%
|
$29,360,147
2,381,196 shares
|
— | 30 Jun 2023 |
| Nan Fung Group Holdings Ltd |
13F
Company
|
1.1%
|
$8,028,063
651,100 shares
|
— | 30 Jun 2023 |
| Lombard Odier SCmA Compagnie |
13F
Individual
|
0.11%
|
$804,050
65,000 shares
|
— | 30 Jun 2023 |
| Ergoteles LLC |
13F
Company
|
0.03%
|
$247,400
20,000 shares
|
— | 30 Jun 2023 |
| BANK OF AMERICA CORP /DE/ |
13F
Company
|
0.01%
|
$49,320
4,000 shares
|
— | 30 Jun 2023 |
| BARCLAYS PLC |
13F
Company
|
0.01%
|
$44,413
3,602 shares
|
— | 30 Jun 2023 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2023
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
9
Shares
2,916,785
Rows available
9
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2023 vs Q2 2023 Across Filers
Q2 2023 holders
9
Q3 2023 holders
9
Holder diff
0
| Investor | Q2 2023 Shares | Q3 2023 Shares | Share Diff | Share Chg % | Q2 2023 value | Q3 2023 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend