What does CUSIP H42097107 represent in this 13F holders report?

CUSIP H42097107 is the security identifier for UBS - UBS Group AG - Common Stock used to aggregate holder disclosures.

How many institutions held UBS - UBS Group AG - Common Stock in Q4 2020?

334 institutional investors reported UBS - UBS Group AG - Common Stock for Q4 2020. Use the holders table for investor-level position and value details.

UBS Group AG - Common Stock (UBS)

CUSIP: H42097107

Q4 2020 13F Holders as of 31 Dec 2020

Security type / class: Equity / Common Stock
Total 13F shares: 1,297,249,037
Total 13F value: $18,036,426,222
Share change: +17,221,994
Put/Call ratio: 77%
SEC-reported price per share: $14.13
Number of holders: 334
Value change: +$202,303,963
Number of buys: 178
Number of sells: 121
Shares outstanding: 3,497,174,050

Security key

H42097107

Report period

Q4 2020

Institutions

334

Top holders

UBS full security history Ownership snapshot Full 13F holder table UBS Group AG SEC filings UBS Group AG company facts UBS Group AG 13D/G history

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Ownership snapshot

Top reported holders of UBS - UBS Group AG - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader

NORGES BANK

Disclosed value leader

NORGES BANK

Comparable rows

15/15

Latest evidence

30 Sep 2020

13F Lead comparable stake: 4.8% Showing 1-6 of 15 holder rows.

Quick read

NORGES BANK leads the comparable SEC ownership view at 4.8%.

15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens NORGES BANK's linked filing trail.

Comparable ownership Top 5

NORGES BANK 4.8%

MASSACHUSETTS FINANCIAL SERVICES ... 4%

UBS Group AG 3.6%

CREDIT SUISSE AG/ 3.4%

DODGE & COX 3%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-6 of 15 holder rows

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
NORGES BANK	13F Company 13F	4.8%	$1,729,976,000 167,757,918 shares	—	30 Sep 2020
MASSACHUSETTS FINANCIAL SERVICES CO /MA/	13F Company 13F	4%	$1,555,854,000 139,538,568 shares	—	30 Sep 2020
UBS Group AG	13F Company 13F	3.6%	$1,392,958,000 124,928,969 shares	—	30 Sep 2020
CREDIT SUISSE AG/	13F Company 13F	3.4%	$1,340,453,000 120,220,121 shares	—	30 Sep 2020
DODGE & COX	13F Company 13F	3%	$1,181,564,000 105,658,242 shares	—	30 Sep 2020
VANGUARD GROUP INC	13F Company 13F	3%	$1,174,554,000 105,341,176 shares	—	30 Sep 2020

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q4 2020

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

334

1,297,249,037

Rows available

334

Investor	Option	Weight %	Change %	SEC-reported value	* Price	Shares	Share Change	Activity	Report Period

^* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q4 2020 vs Q3 2020 Across Filers

Q3 2020 holders

298

Q4 2020 holders

334

Holder diff

Investor	Q3 2020 Shares	Q4 2020 Shares	Share Diff	Share Chg %	Q3 2020 value	Q4 2020 value	Value change	Value Chg %