Security key
H42097107
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 3,497,174,050
- Total 13F shares
- 1,289,258,735
- Share change
- +27,789,677
- Total reported value
- $14,238,756,106
- Put/Call ratio
- 124%
- Price per share
- $11.15
- Number of holders
- 298
- Value change
- +$308,495,625
- Number of buys
- 139
- Number of sells
- 147
Report period
Q3 2020
Institutions
298
Top holders
10
UBS full security history
Newer quarter: Q4 2020
Previous quarter: Q2 2020
UBS Group AG SEC filings
UBS Group AG company facts
UBS Group AG 13D/G history
Broader feeds
Reporting periods
Holder history for CUSIP H42097107
Recent filing periods:
Top shareholders of UBS - UBS Group AG - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| NORGES BANK |
13F
|
Company |
4.8%
|
168,758,034
|
$1,841,966,000 | — | 30 Jun 2020 | |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ |
13F
|
Company |
3.9%
|
137,248,336
|
$1,583,846,000 | — | 30 Jun 2020 | |
| DODGE & COX |
13F
|
Company |
3.7%
|
128,503,442
|
$1,476,318,000 | — | 30 Jun 2020 | |
| UBS Group AG |
13F
|
Company |
3.6%
|
125,634,633
|
$1,449,824,000 | — | 30 Jun 2020 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
3%
|
106,640,419
|
$1,230,630,000 | — | 30 Jun 2020 | |
| VANGUARD GROUP INC |
13F
|
Company |
3%
|
106,599,843
|
$1,230,162,000 | — | 30 Jun 2020 | |
| WELLINGTON MANAGEMENT GROUP LLP |
13F
|
Company |
1.3%
|
47,094,527
|
$541,993,000 | — | 30 Jun 2020 | |
| Zurcher Kantonalbank (Zurich Cantonalbank) |
13F
|
Company |
1.1%
|
39,596,462
|
$459,434,000 | — | 30 Jun 2020 | |
| Capital International Investors |
13F
|
Company |
0.84%
|
29,358,016
|
$337,306,000 | — | 30 Jun 2020 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.78%
|
27,258,990
|
$314,569,000 | — | 30 Jun 2020 | |
| PICTET ASSET MANAGEMENT LTD |
13F
|
Company |
0.77%
|
26,840,851
|
$308,899,000 | — | 30 Jun 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.61%
|
21,467,575
|
$247,737,000 | — | 30 Jun 2020 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.59%
|
20,579,146
|
$237,483,000 | — | 30 Jun 2020 | |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main |
13F
|
Company |
0.57%
|
19,805,778
|
$227,961,140 | — | 30 Jun 2020 | |
| AMUNDI ASSET MANAGEMENT US, INC. |
13F
|
Company |
0.5%
|
17,344,215
|
$200,151,000 | — | 30 Jun 2020 | |
| FMR LLC |
13F
|
Company |
0.45%
|
15,830,274
|
$182,663,000 | — | 30 Jun 2020 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.44%
|
15,273,361
|
$176,255,000 | — | 30 Jun 2020 | |
| Allianz Asset Management GmbH |
13F
|
Company |
0.38%
|
13,163,745
|
$151,497,000 | — | 30 Jun 2020 | |
| Deutsche Girozentrale DekaBank |
13F
|
Individual |
0.28%
|
9,888,883
|
$112,338,000 | — | 30 Jun 2020 | |
| JANUS HENDERSON GROUP PLC |
13F
|
Company |
0.26%
|
9,223,114
|
$106,104,000 | — | 30 Jun 2020 | |
| MARSHALL WACE, LLP |
13F
|
Company |
0.26%
|
9,076,437
|
$104,380,000 | — | 30 Jun 2020 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.22%
|
7,690,151
|
$88,744,000 | — | 30 Jun 2020 | |
| PZENA INVESTMENT MANAGEMENT LLC |
13F
|
Company |
0.21%
|
7,228,718
|
$83,419,000 | — | 30 Jun 2020 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.2%
|
6,966,261
|
$81,297,000 | — | 30 Jun 2020 | |
| SCHRODER INVESTMENT MANAGEMENT GROUP |
13F
|
Company |
0.2%
|
6,916,515
|
$75,424,000 | — | 30 Jun 2020 | |
| Neuberger Berman Group LLC |
13F
|
Company |
0.17%
|
5,974,196
|
$68,737,000 | — | 30 Jun 2020 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.16%
|
5,541,700
|
$63,951,000 | — | 30 Jun 2020 | |
| Cantonale Vaudoise Banque |
13F
|
Individual |
0.14%
|
4,743,638
|
$54,596,000 | — | 30 Jun 2020 | |
| M&G INVESTMENT MANAGEMENT LTD |
13F
|
Company |
0.13%
|
4,422,106
|
$51,350,000 | — | 30 Jun 2020 | |
| AXA S.A. |
13F
|
Company |
0.12%
|
4,346,510
|
$50,159,000 | — | 30 Jun 2020 | |
| CANADA PENSION PLAN INVESTMENT BOARD |
13F
|
Company |
0.11%
|
3,939,953
|
$45,343,000 | — | 30 Jun 2020 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.11%
|
3,794,059
|
$43,783,000 | — | 30 Jun 2020 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
0.11%
|
3,745,830
|
$43,227,000 | — | 30 Jun 2020 | |
| SCHAFER CULLEN CAPITAL MANAGEMENT INC |
13F
|
Company |
0.1%
|
3,666,872
|
$42,316,000 | — | 30 Jun 2020 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.1%
|
3,637,961
|
$41,982,000 | — | 30 Jun 2020 | |
| CITIGROUP INC |
13F
|
Company |
0.1%
|
3,576,550
|
$41,162,000 | — | 30 Jun 2020 | |
| MORGAN STANLEY |
13F
|
Company |
0.09%
|
3,227,650
|
$37,248,000 | — | 30 Jun 2020 | |
| MARSHALL WACE ASIA Ltd |
13F
|
Company |
0.09%
|
3,097,754
|
$35,625,000 | — | 30 Jun 2020 | |
| BRANDES INVESTMENT PARTNERS, LP |
13F
|
Company |
0.09%
|
3,059,144
|
$35,303,000 | — | 30 Jun 2020 | |
| NATIXIS ADVISORS, LLC |
13F
|
Company |
0.08%
|
2,879,165
|
$33,226,000 | — | 30 Jun 2020 | |
| Clark Capital Management Group, Inc. |
13F
|
Company |
0.08%
|
2,670,536
|
$30,818,000 | — | 30 Jun 2020 | |
| CANADA LIFE ASSURANCE Co |
13F
|
Company |
0.07%
|
2,598,309
|
$29,758,000 | — | 30 Jun 2020 | |
| Lombard Odier SCmA Compagnie |
13F
|
Individual |
0.07%
|
2,510,226
|
$28,896,000 | — | 30 Jun 2020 | |
| FRANKLIN RESOURCES INC |
13F
|
Company |
0.07%
|
2,299,935
|
$28,062,000 | — | 30 Jun 2020 | |
| BANCO BILBAO VIZCAYA ARGENTARIA, S.A. |
13F
|
Company |
0.06%
|
2,238,922
|
$25,766,000 | — | 30 Jun 2020 | |
| Russell Investments Group, Ltd. |
13F
|
Company |
0.06%
|
2,152,050
|
$24,766,000 | — | 30 Jun 2020 | |
| NWQ INVESTMENT MANAGEMENT COMPANY, LLC |
13F
|
Company |
0.06%
|
2,119,802
|
$24,463,000 | — | 30 Jun 2020 | |
| BANQUE PICTET & CIE SA |
13F
|
Company |
0.06%
|
2,086,096
|
$24,008,000 | — | 30 Jun 2020 | |
| PUBLIC SECTOR PENSION INVESTMENT BOARD |
13F
|
Company |
0.05%
|
1,835,452
|
$21,181,000 | — | 30 Jun 2020 | |
| Aperio Group, LLC |
13F
|
Company |
0.05%
|
1,820,003
|
$21,003,000 | — | 30 Jun 2020 |
Institutional Holders of UBS Group AG - Common Stock (UBS) as of Q3 2020
As of 30 Sep 2020,
UBS Group AG - Common Stock (UBS) was held by
298 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,289,258,735 shares.
The largest 10 holders included
NORGES BANK, MASSACHUSETTS FINANCIAL SERVICES CO /MA/, UBS Group AG, CREDIT SUISSE AG/, Dodge & Cox, VANGUARD GROUP INC, WELLINGTON MANAGEMENT GROUP LLP, Zurcher Kantonalbank (Zurich Cantonalbank), Capital International Investors, and GOLDMAN SACHS GROUP INC.
This page lists
298
institutional shareholders reporting positions in this security
for the Q3 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2020 vs Q2 2020 Across Filers
Q2 2020 holders
295
Q3 2020 holders
298
Holder diff
3
| Investor | Q2 2020 Shares | Q3 2020 Shares | Share Diff | Share Chg % | Q2 2020 Value $ | Q3 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.