What does CUSIP H42097107 represent in this 13F holders report?

CUSIP H42097107 is the security identifier for UBS - UBS Group AG - Common Stock used to aggregate holder disclosures.

How many institutions held UBS - UBS Group AG - Common Stock in Q3 2020?

298 institutional investors reported UBS - UBS Group AG - Common Stock for Q3 2020. Use the holders table for investor-level position and value details.

UBS Group AG - Common Stock (UBS)

CUSIP: H42097107

Q3 2020 13F Holders as of 30 Sep 2020

Security type / class: Equity / Common Stock
Total 13F shares: 1,289,258,735
Total 13F value: $14,238,756,106
Share change: +27,789,677
Put/Call ratio: 124%
SEC-reported price per share: $11.15
Number of holders: 298
Value change: +$308,495,625
Number of buys: 139
Number of sells: 147
Shares outstanding: 3,497,174,050

Security key

H42097107

Report period

Q3 2020

Institutions

298

Top holders

UBS full security history Ownership snapshot Full 13F holder table UBS Group AG SEC filings UBS Group AG company facts UBS Group AG 13D/G history

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Ownership snapshot

Top reported holders of UBS - UBS Group AG - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader

NORGES BANK

Disclosed value leader

NORGES BANK

Comparable rows

15/15

Latest evidence

30 Jun 2020

13F Lead comparable stake: 4.8% Showing 1-6 of 15 holder rows.

Quick read

NORGES BANK leads the comparable SEC ownership view at 4.8%.

15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens NORGES BANK's linked filing trail.

Comparable ownership Top 5

NORGES BANK 4.8%

MASSACHUSETTS FINANCIAL SERVICES ... 3.9%

DODGE & COX 3.7%

UBS Group AG 3.6%

CREDIT SUISSE AG/ 3%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-6 of 15 holder rows

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
NORGES BANK	13F Company 13F	4.8%	$1,841,966,000 168,758,034 shares	—	30 Jun 2020
MASSACHUSETTS FINANCIAL SERVICES CO /MA/	13F Company 13F	3.9%	$1,583,846,000 137,248,336 shares	—	30 Jun 2020
DODGE & COX	13F Company 13F	3.7%	$1,476,318,000 128,503,442 shares	—	30 Jun 2020
UBS Group AG	13F Company 13F	3.6%	$1,449,824,000 125,634,633 shares	—	30 Jun 2020
CREDIT SUISSE AG/	13F Company 13F	3%	$1,230,630,000 106,640,419 shares	—	30 Jun 2020
VANGUARD GROUP INC	13F Company 13F	3%	$1,230,162,000 106,599,843 shares	—	30 Jun 2020

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2020

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

298

1,289,258,735

Rows available

298

Investor	Option	Weight %	Change %	SEC-reported value	* Price	Shares	Share Change	Activity	Report Period

^* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q3 2020 vs Q2 2020 Across Filers

Q2 2020 holders

295

Q3 2020 holders

298

Holder diff

Investor	Q2 2020 Shares	Q3 2020 Shares	Share Diff	Share Chg %	Q2 2020 value	Q3 2020 value	Value change	Value Chg %