Security key
G9442G104
UNIVERSE PHARMACEUTICALS, INC. - Ordinary Shares, $0.01875 par value (UPC)
CUSIP: G9442G104
Q4 2021 13F Holders as of 31 Dec 2021
- Security type / class
- Equity / Ordinary Shares, $0.01875 par value
- Total 13F shares
- 1,193,142
- Total 13F value
- $1,949,000
- Share change
- +851,840
- SEC-reported price per share
- $1.61
- Number of holders
- 5
- Value change
- +$1,330,096
- Number of buys
- 5
- Number of sells
- 3
- Shares outstanding
- 7,902,293
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q4 2021
Institutions
5
Top holders
5
UPC full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q1 2022
Previous quarter: Q3 2021
Universe Pharmaceuticals INC SEC filings
Universe Pharmaceuticals INC company facts
Broader feeds
Reporting periods
Holder history for CUSIP G9442G104
Recent filing periods:
Ownership snapshot
Top reported holders of UPC - UNIVERSE PHARMACEUTICALS, INC. - Ordinary Shares, $0.01875 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
PURA VIDA INVESTMENTS, LLC
Disclosed value leader
PURA VIDA INVESTMENTS, LLC
Comparable rows
5/5
Latest evidence
30 Sep 2021
13F
Lead comparable stake: 3.4%
Quick read
PURA VIDA INVESTMENTS, LLC leads the comparable SEC ownership view at 3.4%.
5 of 5 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens PURA VIDA INVESTMENTS, LLC's linked filing trail.
Comparable ownership
Top 5
PURA VIDA INVESTMENTS, LLC
3.4%
BANK OF MONTREAL /CAN/
0.51%
Walleye Capital LLC
0.25%
RAYMOND JAMES & ASSOCIATES
0.15%
UBS Group AG
0.01%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-5 of 5 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| PURA VIDA INVESTMENTS, LLC |
13F
Company
|
3.4%
|
$662,000
267,959 shares
|
— | 30 Sep 2021 |
| BANK OF MONTREAL /CAN/ |
13F
Company
|
0.51%
|
$99,000
40,000 shares
|
— | 30 Sep 2021 |
| Walleye Capital LLC |
13F
Company
|
0.25%
|
$50,000
20,106 shares
|
— | 30 Sep 2021 |
| RAYMOND JAMES & ASSOCIATES |
13F
Company
|
0.15%
|
$30,000
12,096 shares
|
— | 30 Sep 2021 |
| UBS Group AG |
13F
Company
|
0.01%
|
$3,000
1,141 shares
|
— | 30 Sep 2021 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2021
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
5
Shares
1,193,142
Rows available
5
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2021 vs Q3 2021 Across Filers
Q3 2021 holders
5
Q4 2021 holders
5
Holder diff
0
| Investor | Q3 2021 Shares | Q4 2021 Shares | Share Diff | Share Chg % | Q3 2021 value | Q4 2021 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend