ASA Gold & Precious Metals Ltd - Common Shares, $1 par value (ASA)
CUSIP: G3156P103
Q3 2017 13F Holders as of 30 Sep 2017
- Type / Class
- Equity / Common Shares, $1 par value
- Shares outstanding
- 18,873,724
- Total 13F shares
- 6,002,965
- Share change
- +70,365
- Total reported value
- $71,225,910
- Put/Call ratio
- 3%
- Price per share
- $11.88
- Number of holders
- 46
- Value change
- +$844,623
- Number of buys
- 16
- Number of sells
- 16
Quarterly Holders Quick Answers
What is CUSIP G3156P103?
CUSIP G3156P103 identifies ASA - ASA Gold & Precious Metals Ltd - Common Shares, $1 par value in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
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These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
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- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP G3156P103:
Top shareholders of ASA - ASA Gold & Precious Metals Ltd - Common Shares, $1 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
15%
|
2,850,648
|
$33,323,000 | — | 30 Jun 2017 | |
| WS MANAGEMENT LLLP |
13F
|
Company |
4.8%
|
907,946
|
$10,614,000 | — | 30 Jun 2017 | |
| ROYCE & ASSOCIATES LP |
13F
|
Company |
2%
|
370,971
|
$4,337,000 | — | 30 Jun 2017 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
1.7%
|
325,508
|
$3,805,000 | — | 30 Jun 2017 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.99%
|
186,825
|
$2,184,000 | — | 30 Jun 2017 | |
| Point View Wealth Management, Inc. |
13F
|
Company |
0.95%
|
179,422
|
$2,097,000 | — | 30 Jun 2017 | |
| Matisse Capital |
13F
|
Company |
0.88%
|
165,749
|
$1,938,000 | — | 30 Jun 2017 | |
| Curi Capital, LLC |
13F
|
Company |
0.53%
|
100,183
|
$1,171,000 | — | 30 Jun 2017 | |
| A. D. Beadell Investment Counsel, Inc. |
13F
|
Company |
0.52%
|
97,200
|
$1,136,000 | — | 30 Jun 2017 | |
| BENNICAS & ASSOCIATES, INC. |
13F
|
Company |
0.47%
|
88,980
|
$1,040,000 | — | 30 Jun 2017 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
0.46%
|
87,478
|
$1,013,000 | — | 30 Jun 2017 | |
| CSS LLC/IL |
13F
|
Company |
0.44%
|
82,134
|
$960,000 | — | 30 Jun 2017 | |
| MORGAN STANLEY |
13F
|
Company |
0.4%
|
76,067
|
$889,000 | — | 30 Jun 2017 | |
| DORCHESTER WEALTH MANAGEMENT Co |
13F
|
Company |
0.36%
|
67,500
|
$789,000 | — | 30 Jun 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.21%
|
39,291
|
$460,000 | — | 30 Jun 2017 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.21%
|
39,228
|
$458,000 | — | 30 Jun 2017 | |
| UBS Group AG |
13F
|
Company |
0.18%
|
34,573
|
$405,000 | — | 30 Jun 2017 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.18%
|
34,449
|
$402,000 | — | 30 Jun 2017 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.15%
|
29,035
|
$339,000 | — | 30 Jun 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.14%
|
27,225
|
$318,000 | — | 30 Jun 2017 | |
| Cardan Capital Partners, LLC |
13F
|
Company |
0.14%
|
25,815
|
$302,000 | — | 30 Jun 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.08%
|
15,272
|
$179,000 | — | 30 Jun 2017 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.08%
|
15,000
|
$175,000 | — | 30 Jun 2017 | |
| TFS CAPITAL LLC |
13F
|
Company |
0.05%
|
10,126
|
$118,000 | — | 30 Jun 2017 | |
| Sequoia Financial Advisors, LLC |
13F
|
Company |
0.05%
|
10,000
|
$117,000 | — | 30 Jun 2017 | |
| Cutler Group LLC / CA |
13F
|
Company |
0.05%
|
9,431
|
$110,000 | — | 30 Jun 2017 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.05%
|
9,175
|
$107,000 | — | 30 Jun 2017 | |
| FIRST MANHATTAN CO. LLC. |
13F
|
Company |
0.04%
|
8,000
|
$93,000 | — | 30 Jun 2017 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.03%
|
5,000
|
$58,000 | — | 30 Jun 2017 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.02%
|
3,508
|
$41,000 | — | 30 Jun 2017 | |
| IHT Wealth Management, LLC |
13F
|
Company |
0.09%
|
16,939
|
$38,000 | — | 30 Jun 2017 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.01%
|
2,470
|
$28,000 | — | 30 Jun 2017 | |
| SIMPLEX TRADING, LLC |
13F
|
Company |
0.01%
|
2,334
|
$27,000 | — | 30 Jun 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
0.01%
|
2,270
|
$27,000 | — | 30 Jun 2017 | |
| Creative Planning |
13F
|
Company |
0.01%
|
1,634
|
$19,000 | — | 30 Jun 2017 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.01%
|
1,500
|
$18,000 | — | 30 Jun 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.01%
|
984
|
$12,000 | — | 30 Jun 2017 | |
| TRUST CO OF VERMONT |
13F
|
Company |
0%
|
900
|
$11,000 | — | 30 Jun 2017 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0%
|
800
|
$9,000 | — | 30 Jun 2017 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0%
|
744
|
$8,000 | — | 30 Jun 2017 | |
| HUNTINGTON NATIONAL BANK |
13F
|
Company |
0%
|
632
|
$7,000 | — | 30 Jun 2017 | |
| WHITTIER TRUST CO |
13F
|
Company |
0%
|
600
|
$7,000 | — | 30 Jun 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0%
|
403
|
$5,000 | — | 30 Jun 2017 | |
| Focused Wealth Management, Inc |
13F
|
Company |
0%
|
100
|
$1,000 | — | 30 Jun 2017 |
Institutional Holders of ASA Gold & Precious Metals Ltd - Common Shares, $1 par value (ASA) as of Q3 2017
As of 30 Sep 2017,
ASA Gold & Precious Metals Ltd - Common Shares, $1 par value (ASA) was held by
46 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
6,002,965 shares.
The largest 10 holders included
LAZARD ASSET MANAGEMENT LLC, WS MANAGEMENT LLLP, Deschutes Portfolio Strategy, LLC, ROYCE & ASSOCIATES LP, WOLVERINE ASSET MANAGEMENT LLC, Point View Wealth Management, Inc., Baird Financial Group, Inc., A. D. Beadell Investment Counsel, Inc., SII INVESTMENTS INC/WI, and CSS LLC/IL.
This page lists
46
institutional shareholders reporting positions in this security
for the Q3 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2017 vs Q2 2017 Across Filers
Q2 2017 holders
43
Q3 2017 holders
46
Holder diff
3
| Investor | Q2 2017 Shares | Q3 2017 Shares | Share Diff | Share Chg % | Q2 2017 Value $ | Q3 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.