ASA Gold & Precious Metals Ltd - Common Shares, $1 par value (ASA)
CUSIP: G3156P103
Q2 2017 13F Holders as of 30 Jun 2017
- Type / Class
- Equity / Common Shares, $1 par value
- Shares outstanding
- 18,873,724
- Total 13F shares
- 5,917,110
- Share change
- +89,587
- Total reported value
- $69,157,000
- Put/Call ratio
- 96%
- Price per share
- $11.69
- Number of holders
- 43
- Value change
- +$1,028,024
- Number of buys
- 13
- Number of sells
- 14
Quarterly Holders Quick Answers
What is CUSIP G3156P103?
CUSIP G3156P103 identifies ASA - ASA Gold & Precious Metals Ltd - Common Shares, $1 par value in SEC institutional holdings data.
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Recent filing periods for CUSIP G3156P103:
Top shareholders of ASA - ASA Gold & Precious Metals Ltd - Common Shares, $1 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
16%
|
2,925,748
|
$35,284,000 | — | 31 Mar 2017 | |
| WS MANAGEMENT LLLP |
13F
|
Company |
4.8%
|
907,946
|
$10,950,000 | — | 31 Mar 2017 | |
| ROYCE & ASSOCIATES LP |
13F
|
Company |
2%
|
370,971
|
$4,474,000 | — | 31 Mar 2017 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
1.8%
|
345,739
|
$4,169,000 | — | 31 Mar 2017 | |
| Baird Financial Group, Inc. |
13F
|
Company |
1%
|
189,040
|
$2,280,000 | — | 31 Mar 2017 | |
| Point View Wealth Management, Inc. |
13F
|
Company |
0.79%
|
149,917
|
$1,808,000 | — | 31 Mar 2017 | |
| Matisse Capital |
13F
|
Company |
0.53%
|
100,230
|
$1,209,000 | — | 31 Mar 2017 | |
| A. D. Beadell Investment Counsel, Inc. |
13F
|
Company |
0.52%
|
97,200
|
$1,172,000 | — | 31 Mar 2017 | |
| CSS LLC/IL |
13F
|
Company |
0.5%
|
93,753
|
$1,131,000 | — | 31 Mar 2017 | |
| BENNICAS & ASSOCIATES, INC. |
13F
|
Company |
0.47%
|
88,980
|
$1,073,000 | — | 31 Mar 2017 | |
| MORGAN STANLEY |
13F
|
Company |
0.4%
|
76,000
|
$916,000 | — | 31 Mar 2017 | |
| DORCHESTER WEALTH MANAGEMENT Co |
13F
|
Company |
0.4%
|
74,775
|
$902,000 | — | 31 Mar 2017 | |
| FIRST MANHATTAN CO. LLC. |
13F
|
Company |
0.35%
|
67,000
|
$808,000 | — | 31 Mar 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.3%
|
57,265
|
$691,000 | — | 31 Mar 2017 | |
| UBS Group AG |
13F
|
Company |
0.19%
|
35,283
|
$425,000 | — | 31 Mar 2017 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.15%
|
28,314
|
$341,000 | — | 31 Mar 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.14%
|
27,299
|
$330,000 | — | 31 Mar 2017 | |
| Cardan Capital Partners, LLC |
13F
|
Company |
0.13%
|
24,851
|
$300,000 | — | 31 Mar 2017 | |
| IHT Wealth Management, LLC |
13F
|
Company |
0.09%
|
17,117
|
$212,000 | — | 31 Mar 2017 | |
| LPL Financial LLC |
13F
|
Company |
0.09%
|
16,606
|
$203,000 | — | 31 Mar 2017 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.08%
|
15,472
|
$186,000 | — | 31 Mar 2017 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.08%
|
15,000
|
$181,000 | — | 31 Mar 2017 | |
| Curi Capital, LLC |
13F
|
Company |
0.08%
|
14,900
|
$180,000 | — | 31 Mar 2017 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.08%
|
14,377
|
$173,000 | — | 31 Mar 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.07%
|
14,072
|
$170,000 | — | 31 Mar 2017 | |
| Mariner, LLC |
13F
|
Company |
0.07%
|
13,297
|
$160,000 | — | 31 Mar 2017 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
0.07%
|
12,273
|
$148,000 | — | 31 Mar 2017 | |
| Sequoia Financial Advisors, LLC |
13F
|
Company |
0.05%
|
10,000
|
$121,000 | — | 31 Mar 2017 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.05%
|
9,175
|
$111,000 | — | 31 Mar 2017 | |
| Cutler Group LLC / CA |
13F
|
Company |
0.04%
|
7,059
|
$85,000 | — | 31 Mar 2017 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.03%
|
5,000
|
$60,000 | — | 31 Mar 2017 | |
| Creative Planning |
13F
|
Company |
0.03%
|
4,734
|
$57,000 | — | 31 Mar 2017 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.01%
|
2,470
|
$29,000 | — | 31 Mar 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
0.01%
|
2,270
|
$27,000 | — | 31 Mar 2017 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.01%
|
1,500
|
$18,000 | — | 31 Mar 2017 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.01%
|
1,288
|
$16,000 | — | 31 Mar 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.01%
|
984
|
$12,000 | — | 31 Mar 2017 | |
| TRUST CO OF VERMONT |
13F
|
Company |
0%
|
900
|
$11,000 | — | 31 Mar 2017 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0%
|
800
|
$9,000 | — | 31 Mar 2017 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0%
|
744
|
$8,000 | — | 31 Mar 2017 | |
| HUNTINGTON NATIONAL BANK |
13F
|
Company |
0%
|
632
|
$8,000 | — | 31 Mar 2017 | |
| WHITTIER TRUST CO |
13F
|
Company |
0%
|
600
|
$7,000 | — | 31 Mar 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0%
|
487
|
$6,000 | — | 31 Mar 2017 | |
| Focused Wealth Management, Inc |
13F
|
Company |
0%
|
100
|
$1,000 | — | 31 Mar 2017 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
0%
|
100
|
$1,000 | — | 31 Mar 2017 |
Institutional Holders of ASA Gold & Precious Metals Ltd - Common Shares, $1 par value (ASA) as of Q2 2017
As of 30 Jun 2017,
ASA Gold & Precious Metals Ltd - Common Shares, $1 par value (ASA) was held by
43 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
5,917,110 shares.
The largest 10 holders included
LAZARD ASSET MANAGEMENT LLC, WS MANAGEMENT LLLP, ROYCE & ASSOCIATES LP, WOLVERINE ASSET MANAGEMENT LLC, Baird Financial Group, Inc., Point View Wealth Management, Inc., Deschutes Portfolio Strategy, LLC, RMB Capital Management, LLC, A. D. Beadell Investment Counsel, Inc., and BENNICAS & ASSOCIATES, INC..
This page lists
43
institutional shareholders reporting positions in this security
for the Q2 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2017 vs Q1 2017 Across Filers
Q1 2017 holders
45
Q2 2017 holders
43
Holder diff
-2
| Investor | Q1 2017 Shares | Q2 2017 Shares | Share Diff | Share Chg % | Q1 2017 Value $ | Q2 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.