ASA Gold & Precious Metals Ltd - Common Shares, $1 par value (ASA)
CUSIP: G3156P103
Q4 2015 13F Holders as of 31 Dec 2015
- Type / Class
- Equity / Common Shares, $1 par value
- Shares outstanding
- 18,873,724
- Total 13F shares
- 8,088,403
- Share change
- -579,089
- Total reported value
- $58,036,000
- Price per share
- $7.17
- Number of holders
- 43
- Value change
- -$4,805,502
- Number of buys
- 13
- Number of sells
- 21
Quarterly Holders Quick Answers
What is CUSIP G3156P103?
CUSIP G3156P103 identifies ASA - ASA Gold & Precious Metals Ltd - Common Shares, $1 par value in SEC institutional holdings data.
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- Back to full security ownership history for the broader multi-quarter picture.
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Recent filing periods for CUSIP G3156P103:
Top shareholders of ASA - ASA Gold & Precious Metals Ltd - Common Shares, $1 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
21%
|
3,910,675
|
$30,581,000 | — | 30 Sep 2015 | |
| WS MANAGEMENT LLLP |
13F
|
Company |
4.9%
|
923,096
|
$7,219,000 | — | 30 Sep 2015 | |
| ROYCE & ASSOCIATES LP |
13F
|
Company |
4.8%
|
910,071
|
$7,117,000 | — | 30 Sep 2015 | |
| FAIRHOLME CAPITAL MANAGEMENT LLC |
13F
|
Company |
3.1%
|
578,000
|
$4,520,000 | — | 30 Sep 2015 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
2.4%
|
455,517
|
$3,533,000 | — | 30 Sep 2015 | |
| VAN DEN BERG MANAGEMENT I, INC |
13F
|
Company |
1.5%
|
282,805
|
$2,212,000 | — | 30 Sep 2015 | |
| Baird Financial Group, Inc. |
13F
|
Company |
1.1%
|
215,683
|
$1,687,000 | — | 30 Sep 2015 | |
| A. D. Beadell Investment Counsel, Inc. |
13F
|
Company |
0.7%
|
132,250
|
$1,034,000 | — | 30 Sep 2015 | |
| Point View Wealth Management, Inc. |
13F
|
Company |
0.64%
|
121,701
|
$952,000 | — | 30 Sep 2015 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.64%
|
120,000
|
$938,000 | — | 30 Sep 2015 | |
| BENNICAS & ASSOCIATES, INC. |
13F
|
Company |
0.6%
|
112,480
|
$880,000 | — | 30 Sep 2015 | |
| HL FINANCIAL SERVICES LLC |
13F
|
Company |
0.48%
|
89,907
|
$703,000 | — | 30 Sep 2015 | |
| CSS LLC/IL |
13F
|
Company |
0.45%
|
84,666
|
$662,000 | — | 30 Sep 2015 | |
| FIRST MANHATTAN CO. LLC. |
13F
|
Company |
0.35%
|
67,000
|
$523,000 | — | 30 Sep 2015 | |
| MORGAN STANLEY |
13F
|
Company |
0.26%
|
48,836
|
$382,000 | — | 30 Sep 2015 | |
| UBS Group AG |
13F
|
Company |
0.19%
|
35,780
|
$280,000 | — | 30 Sep 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.1%
|
19,788
|
$155,000 | — | 30 Sep 2015 | |
| Oppenheimer & Close, LLC |
13F
|
Company |
0.1%
|
19,720
|
$154,000 | — | 30 Sep 2015 | |
| LPL Financial LLC |
13F
|
Company |
0.09%
|
16,583
|
$138,000 | — | 30 Sep 2015 | |
| Evanson Asset Management, LLC |
13F
|
Company |
0.05%
|
10,000
|
$78,000 | — | 30 Sep 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.05%
|
9,184
|
$72,000 | — | 30 Sep 2015 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.04%
|
7,250
|
$56,000 | — | 30 Sep 2015 | |
| US BANCORP \DE\ |
13F
|
Company |
0.03%
|
6,321
|
$50,000 | — | 30 Sep 2015 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
0.03%
|
5,469
|
$43,000 | — | 30 Sep 2015 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.02%
|
3,486
|
$27,000 | — | 30 Sep 2015 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.02%
|
3,000
|
$23,000 | — | 30 Sep 2015 | |
| CITIGROUP INC |
13F
|
Company |
0.02%
|
2,929
|
$23,000 | — | 30 Sep 2015 | |
| Creative Planning |
13F
|
Company |
0.01%
|
1,735
|
$14,000 | — | 30 Sep 2015 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.01%
|
1,500
|
$12,000 | — | 30 Sep 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.01%
|
1,373
|
$11,000 | — | 30 Sep 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.01%
|
984
|
$8,000 | — | 30 Sep 2015 | |
| TRUST CO OF VERMONT |
13F
|
Company |
0%
|
900
|
$7,000 | — | 30 Sep 2015 | |
| Smithfield Trust Co |
13F
|
Company |
0%
|
840
|
$7,000 | — | 30 Sep 2015 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0%
|
828
|
$7,000 | — | 30 Sep 2015 | |
| FineMark National Bank & Trust |
13F
|
Company |
0%
|
600
|
$5,000 | — | 30 Sep 2015 | |
| WHITTIER TRUST CO |
13F
|
Company |
0%
|
600
|
$5,000 | — | 30 Sep 2015 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
0%
|
211
|
$2,000 | — | 30 Sep 2015 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0%
|
170
|
$1,000 | — | 30 Sep 2015 | |
| Focused Wealth Management, Inc |
13F
|
Company |
0%
|
100
|
$1,000 | — | 30 Sep 2015 | |
| MSI Financial Services Inc |
13F
|
Company |
0%
|
100
|
$1,000 | — | 30 Sep 2015 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
100
|
$1,000 | — | 30 Sep 2015 | |
| WOODMONT INVESTMENT COUNSEL LLC |
13F
|
Company |
0%
|
100
|
$1,000 | — | 30 Sep 2015 |
Institutional Holders of ASA Gold & Precious Metals Ltd - Common Shares, $1 par value (ASA) as of Q4 2015
As of 31 Dec 2015,
ASA Gold & Precious Metals Ltd - Common Shares, $1 par value (ASA) was held by
43 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
8,088,403 shares.
The largest 10 holders included
LAZARD ASSET MANAGEMENT LLC, WS MANAGEMENT LLLP, ROYCE & ASSOCIATES LLC, WOLVERINE ASSET MANAGEMENT LLC, CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, CSS LLC/IL, Baird Financial Group, Inc., Point View Wealth Management, Inc., BENNICAS & ASSOCIATES, INC., and HL FINANCIAL SERVICES LLC.
This page lists
43
institutional shareholders reporting positions in this security
for the Q4 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2015 vs Q3 2015 Across Filers
Q3 2015 holders
36
Q4 2015 holders
43
Holder diff
7
| Investor | Q3 2015 Shares | Q4 2015 Shares | Share Diff | Share Chg % | Q3 2015 Value $ | Q4 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.