ASA Gold & Precious Metals Ltd - Common Shares, $1 par value (ASA)
CUSIP: G3156P103
Q3 2015 13F Holders as of 30 Sep 2015
- Type / Class
- Equity / Common Shares, $1 par value
- Shares outstanding
- 18,873,724
- Total 13F shares
- 8,201,193
- Share change
- +300,971
- Total reported value
- $64,114,000
- Price per share
- $7.82
- Number of holders
- 36
- Value change
- +$2,312,664
- Number of buys
- 12
- Number of sells
- 14
Quarterly Holders Quick Answers
What is CUSIP G3156P103?
CUSIP G3156P103 identifies ASA - ASA Gold & Precious Metals Ltd - Common Shares, $1 par value in SEC institutional holdings data.
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Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP G3156P103:
Top shareholders of ASA - ASA Gold & Precious Metals Ltd - Common Shares, $1 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
20%
|
3,865,856
|
$37,537,000 | — | 30 Jun 2015 | |
| ROYCE & ASSOCIATES LP |
13F
|
Company |
6.8%
|
1,292,563
|
$12,551,000 | — | 30 Jun 2015 | |
| WS MANAGEMENT LLLP |
13F
|
Company |
4.9%
|
923,096
|
$8,963,000 | — | 30 Jun 2015 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
2.3%
|
440,917
|
$4,295,000 | — | 30 Jun 2015 | |
| VAN DEN BERG MANAGEMENT I, INC |
13F
|
Company |
1.6%
|
301,470
|
$2,927,000 | — | 30 Jun 2015 | |
| Baird Financial Group, Inc. |
13F
|
Company |
1.4%
|
262,833
|
$2,552,000 | — | 30 Jun 2015 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.72%
|
135,330
|
$1,314,000 | — | 30 Jun 2015 | |
| BENNICAS & ASSOCIATES, INC. |
13F
|
Company |
0.61%
|
115,730
|
$1,124,000 | — | 30 Jun 2015 | |
| Point View Wealth Management, Inc. |
13F
|
Company |
0.53%
|
99,414
|
$965,000 | — | 30 Jun 2015 | |
| CSS LLC/IL |
13F
|
Company |
0.5%
|
93,530
|
$908,000 | — | 30 Jun 2015 | |
| DORCHESTER WEALTH MANAGEMENT Co |
13F
|
Company |
0.33%
|
62,100
|
$753,000 | — | 30 Jun 2015 | |
| HL FINANCIAL SERVICES LLC |
13F
|
Company |
0.39%
|
74,306
|
$722,000 | — | 30 Jun 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.37%
|
70,257
|
$682,000 | — | 30 Jun 2015 | |
| A. D. Beadell Investment Counsel, Inc. |
13F
|
Company |
0.36%
|
67,850
|
$658,000 | — | 30 Jun 2015 | |
| MORGAN STANLEY |
13F
|
Company |
0.36%
|
67,175
|
$653,000 | — | 30 Jun 2015 | |
| FIRST MANHATTAN CO. LLC. |
13F
|
Company |
0.35%
|
67,000
|
$650,000 | — | 30 Jun 2015 | |
| UBS Group AG |
13F
|
Company |
0.19%
|
35,871
|
$348,000 | — | 30 Jun 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.13%
|
23,962
|
$233,000 | — | 30 Jun 2015 | |
| LPL Financial LLC |
13F
|
Company |
0.08%
|
15,378
|
$149,000 | — | 30 Jun 2015 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
0.07%
|
13,963
|
$136,000 | — | 30 Jun 2015 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.07%
|
13,950
|
$135,000 | — | 30 Jun 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.06%
|
10,430
|
$102,000 | — | 30 Jun 2015 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.05%
|
10,307
|
$100,000 | — | 30 Jun 2015 | |
| Evanson Asset Management, LLC |
13F
|
Company |
0.05%
|
10,000
|
$97,000 | — | 30 Jun 2015 | |
| US BANCORP \DE\ |
13F
|
Company |
0.03%
|
6,321
|
$62,000 | — | 30 Jun 2015 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
0.03%
|
5,469
|
$53,000 | — | 30 Jun 2015 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.02%
|
2,986
|
$29,000 | — | 30 Jun 2015 | |
| CITIGROUP INC |
13F
|
Company |
0.01%
|
2,600
|
$25,000 | — | 30 Jun 2015 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.01%
|
1,500
|
$15,000 | — | 30 Jun 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.01%
|
984
|
$10,000 | — | 30 Jun 2015 | |
| Kistler-Tiffany Companies, LLC |
13F
|
Company |
0%
|
900
|
$9,000 | — | 30 Jun 2015 | |
| TRUST CO OF VERMONT |
13F
|
Company |
0%
|
900
|
$9,000 | — | 30 Jun 2015 | |
| Smithfield Trust Co |
13F
|
Company |
0%
|
840
|
$8,000 | — | 30 Jun 2015 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0%
|
744
|
$8,000 | — | 30 Jun 2015 | |
| FineMark National Bank & Trust |
13F
|
Company |
0%
|
600
|
$6,000 | — | 30 Jun 2015 | |
| WHITTIER TRUST CO |
13F
|
Company |
0%
|
600
|
$6,000 | — | 30 Jun 2015 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
0%
|
211
|
$2,000 | — | 30 Jun 2015 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0%
|
170
|
$1,651 | — | 30 Jun 2015 | |
| Focused Wealth Management, Inc |
13F
|
Company |
0%
|
100
|
$1,000 | — | 30 Jun 2015 | |
| MSI Financial Services Inc |
13F
|
Company |
0%
|
100
|
$1,000 | — | 30 Jun 2015 |
Institutional Holders of ASA Gold & Precious Metals Ltd - Common Shares, $1 par value (ASA) as of Q3 2015
As of 30 Sep 2015,
ASA Gold & Precious Metals Ltd - Common Shares, $1 par value (ASA) was held by
36 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
8,201,193 shares.
The largest 10 holders included
LAZARD ASSET MANAGEMENT LLC, WS MANAGEMENT LLLP, ROYCE & ASSOCIATES LLC, FAIRHOLME CAPITAL MANAGEMENT LLC, CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, VAN DEN BERG MANAGEMENT I, INC, Baird Financial Group, Inc., A. D. Beadell Investment Counsel, Inc., Point View Wealth Management, Inc., and MILLENNIUM MANAGEMENT LLC.
This page lists
36
institutional shareholders reporting positions in this security
for the Q3 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2015 vs Q2 2015 Across Filers
Q2 2015 holders
39
Q3 2015 holders
36
Holder diff
-3
| Investor | Q2 2015 Shares | Q3 2015 Shares | Share Diff | Share Chg % | Q2 2015 Value $ | Q3 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.