AGBA ACQUISITION LTD - *W EXP 05/10/202 (AGBAW)

CUSIP: G0120M117

Q3 2022 13F Holders as of 30 Sep 2022

Share change
-89,023
SEC-reported price per share
$0.04
Number of holders
9
Value change
-$3,041
Number of sells
2

Security key

G0120M117

Report period

Q3 2022

Institutions

9

Top holders

9

Ownership snapshot

Top reported holders of AGBAW - AGBA ACQUISITION LTD - *W EXP 05/10/202 (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
MIZUHO SECURITIES USA LLC
Disclosed value leader
MIZUHO SECURITIES USA LLC
Comparable rows
0/15
Latest evidence
30 Jun 2022
13F Highest disclosed value: $3,665,000 15 rows are not safely comparable across share classes. Showing 1-6 of 15 holder rows.

Quick read

MIZUHO SECURITIES USA LLC has the largest disclosed position value at $3.66M.

0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens MIZUHO SECURITIES USA LLC's linked filing trail.
Disclosed position value Top 5
MIZUHO SECURITIES USA LLC $3.66M
GRAHAM CAPITAL WEALTH MANAGEMENT,... $3.46M
PERISCOPE CAPITAL INC. $3.29M
Polar Asset Management Partners Inc. $2.06M
MANGROVE PARTNERS IM, LLC $2.01M

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 15 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
MIZUHO SECURITIES USA LLC
13F
Company
13F
—
denominator unverified
$3,665,000
331,660 shares
— 30 Jun 2022
GRAHAM CAPITAL WEALTH MANAGEMENT, LLC
13F
Company
13F
—
denominator unverified
$3,458,000
304,653 shares
— 30 Jun 2022
PERISCOPE CAPITAL INC.
13F
Company
13F
—
denominator unverified
$3,294,000
290,000 shares
— 30 Jun 2022
Polar Asset Management Partners Inc.
13F
Company
13F
—
denominator unverified
$2,064,000
181,657 shares
— 30 Jun 2022
MANGROVE PARTNERS IM, LLC
13F
Company
13F
—
denominator unverified
$2,006,000
353,093 shares
— 30 Jun 2022
HSBC HOLDINGS PLC
13F
Company
13F
—
denominator unverified
$1,854,000
163,500 shares
— 30 Jun 2022
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2022

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
9
Shares
800,600
Rows available
9
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q3 2022 vs Q2 2022 Across Filers

Q2 2022 holders
10
Q3 2022 holders
9
Holder diff
-1
Investor Q2 2022 Shares Q3 2022 Shares Share Diff Share Chg % Q2 2022 value Q3 2022 value Value change Value Chg %
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