AGBA ACQUISITION LTD - *W EXP 05/10/202 (AGBAW)

CUSIP: G0120M117

Q4 2020 13F Holders as of 31 Dec 2020

Share change
-1,077,998
SEC-reported price per share
$0.50
Number of holders
14
Value change
-$429,095
Number of buys
6
Number of sells
8

Security key

G0120M117

Report period

Q4 2020

Institutions

14

Top holders

10

Ownership snapshot

Top reported holders of AGBAW - AGBA ACQUISITION LTD - *W EXP 05/10/202 (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
MIZUHO SECURITIES USA LLC
Disclosed value leader
MIZUHO SECURITIES USA LLC
Comparable rows
0/15
Latest evidence
30 Sep 2020
13F Highest disclosed value: $5,866,000 15 rows are not safely comparable across share classes. Showing 1-6 of 15 holder rows.

Quick read

MIZUHO SECURITIES USA LLC has the largest disclosed position value at $5.87M.

0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens MIZUHO SECURITIES USA LLC's linked filing trail.
Disclosed position value Top 5
MIZUHO SECURITIES USA LLC $5.87M
GLAZER CAPITAL, LLC $5.66M
PERISCOPE CAPITAL INC. $4.28M
Polar Asset Management Partners Inc. $3.81M
HSBC HOLDINGS PLC $3.01M

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 15 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
MIZUHO SECURITIES USA LLC
13F
Company
13F
—
denominator unverified
$5,866,000
572,339 shares
— 30 Sep 2020
GLAZER CAPITAL, LLC
13F
Company
13F
—
mixed-class rows
$5,656,000
644,922 shares
mixed-class rows
— 30 Sep 2020
PERISCOPE CAPITAL INC.
13F
Company
13F
—
mixed-class rows
$4,275,000
799,400 shares
mixed-class rows
— 30 Sep 2020
Polar Asset Management Partners Inc.
13F
Company
13F
—
mixed-class rows
$3,806,000
796,486 shares
mixed-class rows
— 30 Sep 2020
HSBC HOLDINGS PLC
13F
Company
13F
—
denominator unverified
$3,010,000
290,000 shares
— 30 Sep 2020
BANK OF MONTREAL /CAN/
13F
Company
13F
—
denominator unverified
$2,941,000
285,000 shares
— 30 Sep 2020
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q4 2020

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
14
Shares
1,492,367
Rows available
14
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q4 2020 vs Q3 2020 Across Filers

Q3 2020 holders
13
Q4 2020 holders
14
Holder diff
1
Investor Q3 2020 Shares Q4 2020 Shares Share Diff Share Chg % Q3 2020 value Q4 2020 value Value change Value Chg %
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