13F reference period
Q3 2026
Security Snapshot
ZTO EXPRESS CAYMAN INC - NOTE 1.500% 9/0 Institutional Ownership
CUSIP: 98980AAB1
13F Institutional Holders and Ownership History from Q3 2023 to Q3 2026
Institutions Reporting
1
Principal
$7.49M
Full value: $7,488,000 · USD principal · 30 Sep 2026Price (% of par)
94.79%
The headline uses the Q3 2026 reference period after its reporting deadline. Available reports may still be incomplete or amended.
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- Security type / class
- Debt / NOTE 1.500% 9/0
- All holders as of 30 Sep 2026
- Q3 2026
- Total 13F principal
- $7,488,000
- Total 13F market value
- $7,097,703
- Principal change
- $0
- Number of holders
- 1
- SEC-reported market price (% of par)
- 94.79%
Latest holder snapshot
2 signals
Issuer context
Names, identifiers, and filing context for this profile.
1 identity field
13F Shares, Excluding Options vs Price
13F Value, Excluding Options
Total Investors
Filing notes and source
Key facts
- 98980AAB1 - ZTO EXPRESS CAYMAN INC - NOTE 1.500% 9/0 is tracked under CUSIP 98980AAB1.
- 1 institution reported positions in Q3 2026.
- Schedule 13D/13G significant owner rows are not currently available.
Change
- Holder count moved from 4 to 1 between Q2 2026 and Q3 2026.
- SEC-reported value moved from to
$17.07M
Full value: $17,066,049 · USD · 30 Jun 2026.$7.1M
Full value: $7,097,703 · USD · 30 Sep 2026
Research use
- You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
- 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.
Evidence
Source: SEC Form 13F
Open SEC evidence
Latest holder context comes from 1 institution filings for Q3 2026.
Security key
98980AAB1
13F reference period
Q3 2026
13F holders
1
13D/G owners
0
CIK / CUSIP context first
Broader feeds
Recent Quarterly Holder Reports
Open recent reporting periods for CUSIP 98980AAB1:
As of 30 Sep 2026,
1
institutional investors reported holding
in principal (par value) of
ZTO EXPRESS CAYMAN INC - NOTE 1.500% 9/0.
$7.49M
Full value: $7,488,000 · USD · 30 Sep 2026 · Principal (par value)Quarter history
Institutional holders across reporting periods
Holder count, reported shares/value, and median price by quarter.
Periods
13
Headline period
Q3 2026
Rows shown
1-13 of 13
| Period | Principal | Value | Change | Price (% of par) (Median) | Investors |
|---|---|---|---|---|---|
| 2026 Q3 | $7,488,000 | $7,097,703 | 94.79% | 1 | |
| 2026 Q2 | $17,539,500 | $17,066,049 | -$200,520 | 96.22% | 4 |
| 2026 Q1 | $17,541,500 | $17,957,915 | +$111,094 | 100.49% | 5 |
| 2025 Q4 | $17,543,100 | $16,802,805 | -$2,885,607 | 93.42% | 7 |
| 2025 Q3 | $19,165,900 | $19,258,752 | -$922,632,118 | 90.84% | 10 |
| 2025 Q2 | $914,689,100 | $909,350,321 | +$15,493,137 | 99.37% | 43 |
| 2025 Q1 | $882,538,999 | $887,786,391 | +$5,774,672 | 100.55% | 52 |
| 2024 Q4 | $877,636,100 | $870,211,918 | +$22,199,100 | 99.17% | 52 |
| 2024 Q3 | $849,648,000 | $904,347,869 | -$66,106,033 | 106.45% | 53 |
| 2024 Q2 | $936,378,500 | $915,838,861 | +$71,689,796 | 97.8% | 52 |
| 2024 Q1 | $929,521,800 | $908,213,130 | +$53,515,564 | 97.75% | 54 |
| 2023 Q4 | $871,811,581 | $831,946,365 | -$1,858,896 | 95.5% | 51 |
| 2023 Q3 | $843,819,656 | $818,568,865 | +$818,568,805 | 97.07% | 53 |