XOMA Royalty Corp - Common Stock, par value $0.0075 per share (XOMA)
CUSIP: 98419J206
Q3 2020 13F Holders as of 30 Sep 2020
- Type / Class
- Equity / Common Stock, par value $0.0075 per share
- Shares outstanding
- 17,154,634
- Total 13F shares
- 6,317,714
- Share change
- +18,779
- Total reported value
- $119,023,029
- Price per share
- $18.84
- Number of holders
- 51
- Value change
- +$237,284
- Number of buys
- 14
- Number of sells
- 24
Quarterly Holders Quick Answers
What is CUSIP 98419J206?
CUSIP 98419J206 identifies XOMA - XOMA Royalty Corp - Common Stock, par value $0.0075 per share in SEC institutional holdings data.
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Recent filing periods for CUSIP 98419J206:
Top shareholders of XOMA - XOMA Royalty Corp - Common Stock, par value $0.0075 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BVF INC/IL |
13F
|
Company |
23%
|
4,026,157
|
$79,557,000 | — | 30 Jun 2020 | |
| BlackRock Finance, Inc. |
13F
|
Company |
2.6%
|
447,718
|
$8,847,000 | — | 30 Jun 2020 | |
| Opaleye Management Inc. |
13F
|
Company |
2.4%
|
415,380
|
$8,208,000 | — | 30 Jun 2020 | |
| VANGUARD GROUP INC |
13F
|
Company |
1.8%
|
305,192
|
$6,030,000 | — | 30 Jun 2020 | |
| Stonepine Capital Management, LLC |
13F
|
Company |
0.88%
|
150,213
|
$2,968,000 | — | 30 Jun 2020 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.73%
|
125,541
|
$2,481,000 | — | 30 Jun 2020 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.57%
|
97,871
|
$1,933,000 | — | 30 Jun 2020 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.51%
|
87,369
|
$1,726,000 | — | 30 Jun 2020 | |
| STATE STREET CORP |
13F
|
Company |
0.38%
|
65,551
|
$1,295,000 | — | 30 Jun 2020 | |
| Eversept Partners, LP |
13F
|
Company |
0.37%
|
64,056
|
$1,265,747 | — | 30 Jun 2020 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.35%
|
59,683
|
$1,179,000 | — | 30 Jun 2020 | |
| EcoR1 Capital, LLC |
13F
|
Company |
0.3%
|
50,809
|
$1,004,000 | — | 30 Jun 2020 | |
| Point72 Asset Management, L.P. |
13F
|
Company |
0.29%
|
50,000
|
$988,000 | — | 30 Jun 2020 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.22%
|
37,250
|
$736,000 | — | 30 Jun 2020 | |
| MARSHALL WACE, LLP |
13F
|
Company |
0.21%
|
36,002
|
$711,000 | — | 30 Jun 2020 | |
| RBF Capital, LLC |
13F
|
Company |
0.2%
|
34,787
|
$687,000 | — | 30 Jun 2020 | |
| WINTON GROUP Ltd |
13F
|
Company |
0.14%
|
24,659
|
$487,000 | — | 30 Jun 2020 | |
| CITIGROUP INC |
13F
|
Company |
0.14%
|
23,991
|
$474,000 | — | 30 Jun 2020 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.13%
|
21,765
|
$430,000 | — | 30 Jun 2020 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.1%
|
16,348
|
$324,000 | — | 30 Jun 2020 | |
| ALPS ADVISORS INC |
13F
|
Company |
0.09%
|
15,030
|
$297,000 | — | 30 Jun 2020 | |
| FIRST MANHATTAN CO. LLC. |
13F
|
Company |
0.08%
|
12,869
|
$254,000 | — | 30 Jun 2020 | |
| PRICE T ROWE ASSOCIATES INC /MD/ |
13F
|
Company |
0.07%
|
12,671
|
$250,000 | — | 30 Jun 2020 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.07%
|
12,542
|
$248,000 | — | 30 Jun 2020 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
0.07%
|
12,266
|
$242,000 | — | 30 Jun 2020 | |
| Nuveen Asset Management, LLC |
13F
|
Company |
0.07%
|
12,007
|
$237,000 | — | 30 Jun 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.07%
|
11,846
|
$234,000 | — | 30 Jun 2020 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.07%
|
11,500
|
$227,000 | — | 30 Jun 2020 | |
| Athanor Capital, LP |
13F
|
Company |
0.07%
|
11,393
|
$225,000 | — | 30 Jun 2020 | |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM |
13F
|
Company |
0.05%
|
9,171
|
$181,000 | — | 30 Jun 2020 | |
| NEW YORK STATE COMMON RETIREMENT FUND |
13F
|
Company |
0.03%
|
5,600
|
$111,000 | — | 30 Jun 2020 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.02%
|
3,720
|
$74,000 | — | 30 Jun 2020 | |
| MACQUARIE GROUP LTD |
13F
|
Company |
0.02%
|
3,466
|
$68,000 | — | 30 Jun 2020 | |
| BARCLAYS PLC |
13F
|
Company |
0.02%
|
3,326
|
$65,000 | — | 30 Jun 2020 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.02%
|
2,920
|
$58,000 | — | 30 Jun 2020 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.02%
|
2,857
|
$56,000 | — | 30 Jun 2020 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.02%
|
2,800
|
$55,000 | — | 30 Jun 2020 | |
| MORGAN STANLEY |
13F
|
Company |
0.02%
|
2,595
|
$51,000 | — | 30 Jun 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.01%
|
2,358
|
$47,000 | — | 30 Jun 2020 | |
| UBS Group AG |
13F
|
Company |
0.01%
|
2,193
|
$43,000 | — | 30 Jun 2020 | |
| CWM, LLC |
13F
|
Company |
0%
|
585
|
$20,000 | — | 30 Jun 2020 | |
| Legal & General Group Plc |
13F
|
Company |
0.01%
|
948
|
$19,000 | — | 30 Jun 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0%
|
784
|
$15,000 | — | 30 Jun 2020 | |
| Ameritas Investment Partners, Inc. |
13F
|
Company |
0%
|
537
|
$11,000 | — | 30 Jun 2020 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0%
|
496
|
$10,000 | — | 30 Jun 2020 | |
| Avior Wealth Management, LLC |
13F
|
Company |
0%
|
500
|
$9,000 | — | 30 Jun 2020 | |
| RBC Europe Ltd |
13F
|
Company |
0%
|
350
|
$6,916 | — | 30 Jun 2020 | |
| BNP PARIBAS FINANCIAL MARKETS |
13F
|
Company |
0%
|
228
|
$4,505 | — | 30 Jun 2020 | |
| Truvestments Capital LLC |
13F
|
Company |
0%
|
232
|
$4,000 | — | 30 Jun 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0%
|
126
|
$3,000 | — | 30 Jun 2020 |
Institutional Holders of XOMA Royalty Corp - Common Stock, par value $0.0075 per share (XOMA) as of Q3 2020
As of 30 Sep 2020,
XOMA Royalty Corp - Common Stock, par value $0.0075 per share (XOMA) was held by
51 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
6,317,714 shares.
The largest 10 holders included
BVF INC/IL, Opaleye Management Inc., BlackRock Inc., VANGUARD GROUP INC, Stonepine Capital Management, LLC, NORTHERN TRUST CORP, GEODE CAPITAL MANAGEMENT, LLC, STATE STREET CORP, Bank of New York Mellon Corp, and EcoR1 Capital, LLC.
This page lists
51
institutional shareholders reporting positions in this security
for the Q3 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2020 vs Q2 2020 Across Filers
Q2 2020 holders
53
Q3 2020 holders
51
Holder diff
-2
| Investor | Q2 2020 Shares | Q3 2020 Shares | Share Diff | Share Chg % | Q2 2020 Value $ | Q3 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.