Security key
98419J206
XOMA Royalty Corp - Common Stock, $0.0075 par value (XOMA)
CUSIP: 98419J206
Q3 2019 13F Holders as of 30 Sep 2019
- Type / Class
- Equity / Common Stock, $0.0075 par value
- Shares outstanding
- 17,536,497
- Total 13F shares
- 3,254,450
- Share change
- -643,851
- Total reported value
- $63,707,425
- Price per share
- $19.68
- Number of holders
- 39
- Value change
- -$10,840,262
- Number of buys
- 13
- Number of sells
- 26
Report period
Q3 2019
Institutions
39
Top holders
10
XOMA full security history
Newer quarter: Q4 2019
Previous quarter: Q2 2019
XOMA Royalty Corp SEC filings
XOMA Royalty Corp company facts
Broader feeds
Reporting periods
Holder history for CUSIP 98419J206
Recent filing periods:
Top shareholders of XOMA - XOMA Royalty Corp - Common Stock, $0.0075 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BVF INC/IL |
13F
|
Company |
10%
|
1,796,942
|
$26,703,000 | — | 30 Jun 2019 | |
| Opaleye Management Inc. |
13F
|
Company |
2.3%
|
400,000
|
$5,944,000 | — | 30 Jun 2019 | |
| Stonepine Capital Management, LLC |
13F
|
Company |
1.5%
|
270,449
|
$4,019,000 | — | 30 Jun 2019 | |
| Fosun International Ltd |
13F
|
Company |
1.5%
|
266,877
|
$3,939,000 | — | 30 Jun 2019 | |
| VANGUARD GROUP INC |
13F
|
Company |
1.4%
|
241,194
|
$3,584,000 | — | 30 Jun 2019 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0.92%
|
160,680
|
$2,388,000 | — | 30 Jun 2019 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.63%
|
111,134
|
$1,651,000 | — | 30 Jun 2019 | |
| RBF Capital, LLC |
13F
|
Company |
0.57%
|
99,500
|
$1,479,000 | — | 30 Jun 2019 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.44%
|
77,812
|
$1,156,000 | — | 30 Jun 2019 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.34%
|
58,885
|
$875,000 | — | 30 Jun 2019 | |
| MACQUARIE GROUP LTD |
13F
|
Company |
0.3%
|
53,214
|
$791,000 | — | 30 Jun 2019 | |
| GSA CAPITAL PARTNERS LLP |
13F
|
Company |
0.28%
|
49,603
|
$737,000 | — | 30 Jun 2019 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.25%
|
43,501
|
$646,000 | — | 30 Jun 2019 | |
| Paloma Partners Management Co |
13F
|
Company |
0.2%
|
34,300
|
$510,000 | — | 30 Jun 2019 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.17%
|
29,502
|
$438,000 | — | 30 Jun 2019 | |
| MARSHALL WACE, LLP |
13F
|
Company |
0.17%
|
29,185
|
$434,000 | — | 30 Jun 2019 | |
| MORGAN STANLEY |
13F
|
Company |
0.14%
|
23,889
|
$355,000 | — | 30 Jun 2019 | |
| PRICE T ROWE ASSOCIATES INC /MD/ |
13F
|
Company |
0.13%
|
23,633
|
$351,000 | — | 30 Jun 2019 | |
| FIRST MANHATTAN CO. LLC. |
13F
|
Company |
0.11%
|
20,000
|
$297,000 | — | 30 Jun 2019 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
0.1%
|
17,095
|
$254,000 | — | 30 Jun 2019 | |
| AXA S.A. |
13F
|
Company |
0.08%
|
14,488
|
$215,000 | — | 30 Jun 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.07%
|
12,689
|
$188,000 | — | 30 Jun 2019 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.07%
|
11,860
|
$176,000 | — | 30 Jun 2019 | |
| Fortis Advisors, LLC |
13F
|
Company |
0.07%
|
11,707
|
$174,000 | — | 30 Jun 2019 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.06%
|
10,700
|
$159,000 | — | 30 Jun 2019 | |
| Athanor Capital, LP |
13F
|
Company |
0.06%
|
10,000
|
$149,000 | — | 30 Jun 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.03%
|
5,417
|
$80,000 | — | 30 Jun 2019 | |
| BARCLAYS PLC |
13F
|
Company |
0.02%
|
4,212
|
$63,000 | — | 30 Jun 2019 | |
| UBS Group AG |
13F
|
Company |
0.02%
|
3,994
|
$60,000 | — | 30 Jun 2019 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.01%
|
2,274
|
$33,000 | — | 30 Jun 2019 | |
| CITIGROUP INC |
13F
|
Company |
0.01%
|
1,707
|
$25,000 | — | 30 Jun 2019 | |
| Legal & General Group Plc |
13F
|
Company |
0.01%
|
948
|
$14,000 | — | 30 Jun 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0%
|
784
|
$12,000 | — | 30 Jun 2019 | |
| BNP PARIBAS FINANCIAL MARKETS |
13F
|
Company |
0%
|
737
|
$10,952 | — | 30 Jun 2019 | |
| CWM, LLC |
13F
|
Company |
0%
|
585
|
$20,000 | — | 30 Jun 2019 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
485
|
$7,000 | — | 30 Jun 2019 | |
| Truvestments Capital LLC |
13F
|
Company |
0%
|
443
|
$7,000 | — | 30 Jun 2019 | |
| RBC Europe Ltd |
13F
|
Company |
0%
|
350
|
$5,201 | — | 30 Jun 2019 | |
| MEEDER ASSET MANAGEMENT INC |
13F
|
Company |
0%
|
211
|
$3,000 | — | 30 Jun 2019 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0%
|
162
|
$2,000 | — | 30 Jun 2019 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
0%
|
116
|
$2,000 | — | 30 Jun 2019 | |
| Advisory Services Network, LLC |
13F
|
Company |
0%
|
72
|
$1,000 | — | 30 Jun 2019 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0%
|
46
|
$1,000 | — | 30 Jun 2019 |
Institutional Holders of XOMA Royalty Corp - Common Stock, $0.0075 par value (XOMA) as of Q3 2019
As of 30 Sep 2019,
XOMA Royalty Corp - Common Stock, $0.0075 par value (XOMA) was held by
39 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,254,450 shares.
The largest 10 holders included
BVF INC/IL, Opaleye Management Inc., VANGUARD GROUP INC, Stonepine Capital Management, LLC, BlackRock Inc., GEODE CAPITAL MANAGEMENT, LLC, MACQUARIE GROUP LTD, Bank of New York Mellon Corp, RBF Capital, LLC, and BRIDGEWAY CAPITAL MANAGEMENT INC.
This page lists
39
institutional shareholders reporting positions in this security
for the Q3 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2019 vs Q2 2019 Across Filers
Q2 2019 holders
41
Q3 2019 holders
39
Holder diff
-2
| Investor | Q2 2019 Shares | Q3 2019 Shares | Share Diff | Share Chg % | Q2 2019 Value $ | Q3 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.