XOMA Royalty Corp - Common Stock (XOMA)

CUSIP: 98419J206

Q4 2016 13F Holders as of 31 Dec 2016

Type / Class
Equity / Common Stock
Shares outstanding
12,436,335
Total 13F shares
1,096,967
Share change
+1,065,448
Total reported value
$4,626,000
Put/Call ratio
0.32%
Price per share
$4.22
Number of holders
28
Value change
+$4,609,000
Number of buys
27
Number of sells
1

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Quarterly Holders Quick Answers

What is CUSIP 98419J206?
CUSIP 98419J206 identifies XOMA - XOMA Royalty Corp - Common Stock in SEC institutional holdings data.

Need full ownership history?
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Top shareholders of XOMA - XOMA Royalty Corp - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
VANGUARD GROUP INC
13F
Company
class O/S missing
5,373,772
$2,466,000 30 Sep 2016
13F
D. E. Shaw & Co., Inc.
13F
Company
class O/S missing
3,887,509
$1,784,000 30 Sep 2016
13F
BlackRock Institutional Trust Company, N.A.
13F
Company
class O/S missing
1,933,929
$888,000 30 Sep 2016
13F
FMR LLC
13F
Company
class O/S missing
1,527,508
$701,000 30 Sep 2016
13F
GEODE CAPITAL MANAGEMENT, LLC
13F
Company
class O/S missing
813,495
$373,000 30 Sep 2016
13F
MACQUARIE GROUP LTD
13F
Company
class O/S missing
800,000
$367,000 30 Sep 2016
13F
MILLENNIUM MANAGEMENT LLC
13F
Company
class O/S missing
516,922
$237,000 30 Sep 2016
13F
WEDBUSH SECURITIES INC
13F
Company
class O/S missing
357,796
$164,000 30 Sep 2016
13F
TWO SIGMA ADVISERS, LP
13F
Company
class O/S missing
237,000
$109,000 30 Sep 2016
13F
GOLDMAN SACHS GROUP INC
13F
Company
class O/S missing
235,995
$108,000 30 Sep 2016
13F
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM
13F
Company
class O/S missing
234,100
$108,000 30 Sep 2016
13F
Virtu KCG Holdings LLC
13F
Company
class O/S missing
213,992
$98,000 30 Sep 2016
13F
RENAISSANCE TECHNOLOGIES LLC
13F
Company
class O/S missing
193,095
$89,000 30 Sep 2016
13F
GROUP ONE TRADING LLC
13F
Company
class O/S missing
159,099
$73,000 30 Sep 2016
13F
Bank of New York Mellon Corp
13F
Company
class O/S missing
148,466
$68,000 30 Sep 2016
13F
NORTHERN TRUST CORP
13F
Company
class O/S missing
141,668
$65,000 30 Sep 2016
13F
Connor, Clark & Lunn Investment Management Ltd.
13F
Company
class O/S missing
109,400
$50,000 30 Sep 2016
13F
SUSQUEHANNA INTERNATIONAL GROUP, LLP
13F
Company
class O/S missing
91,064
$41,000 30 Sep 2016
13F
JACOBS LEVY EQUITY MANAGEMENT, INC
13F
Company
class O/S missing
89,100
$41,000 30 Sep 2016
13F
TWO SIGMA SECURITIES, LLC
13F
Company
class O/S missing
81,989
$38,000 30 Sep 2016
13F
CITIGROUP INC
13F
Company
class O/S missing
69,697
$32,000 30 Sep 2016
13F
LADENBURG THALMANN FINANCIAL SERVICES INC.
13F
Company
class O/S missing
64,836
$30,000 30 Sep 2016
13F
CITADEL ADVISORS LLC
13F
Company
class O/S missing
56,012
$26,000 30 Sep 2016
13F
STATE STREET CORP
13F
Company
class O/S missing
49,452
$21,000 30 Sep 2016
13F
ROYAL BANK OF CANADA
13F
Company
class O/S missing
45,132
$21,000 30 Sep 2016
13F
GUGGENHEIM CAPITAL LLC
13F
Company
class O/S missing
43,276
$20,000 30 Sep 2016
13F
DEUTSCHE BANK AG\
13F
Company
class O/S missing
38,562
$17,000 30 Sep 2016
13F
TUDOR INVESTMENT CORP ET AL
13F
Company
0.25%
30,725
$14,000 30 Sep 2016
13F
Raymond James Financial Services Advisors, Inc.
13F
Company
class O/S missing
30,692
$14,000 30 Sep 2016
13F
Creative Planning
13F
Company
class O/S missing
29,139
$13,000 30 Sep 2016
13F
BLACKROCK ADVISORS LLC
13F
Company
class O/S missing
26,795
$12,000 30 Sep 2016
13F
Advisor Group, Inc.
13F
Company
class O/S missing
22,500
$10,000 30 Sep 2016
13F
BlackRock Fund Advisors
13F
Company
class O/S missing
21,910
$10,000 30 Sep 2016
13F
BANK OF AMERICA CORP /DE/
13F
Company
class O/S missing
19,997
$10,000 30 Sep 2016
13F
Nine Chapters Capital Management LLC
13F
Company
class O/S missing
20,400
$9,000 30 Sep 2016
13F
PRELUDE CAPITAL MANAGEMENT, LLC
13F
Company
class O/S missing
20,400
$9,000 30 Sep 2016
13F
Cutler Group LLC / CA
13F
Company
class O/S missing
15,882
$7,000 30 Sep 2016
13F
RAYMOND JAMES & ASSOCIATES
13F
Company
class O/S missing
13,013
$6,000 30 Sep 2016
13F
ACADEMY CAPITAL MANAGEMENT
13F
Company
class O/S missing
12,755
$5,000 30 Sep 2016
13F
Commonwealth Equity Services, Inc
13F
Company
class O/S missing
10,582
$5,000 30 Sep 2016
13F
LUCAS CAPITAL MANAGEMENT
13F
Company
class O/S missing
10,000
$5,000 30 Sep 2016
13F
MORGAN STANLEY
13F
Company
class O/S missing
9,673
$5,000 30 Sep 2016
13F
WELLS FARGO & COMPANY/MN
13F
Company
class O/S missing
8,549
$4,000 30 Sep 2016
13F
UBS Group AG
13F
Company
class O/S missing
7,013
$3,000 30 Sep 2016
13F
MANUFACTURERS LIFE INSURANCE COMPANY, THE
13F
Company
class O/S missing
4,577
$2,000 30 Sep 2016
13F
JPMORGAN CHASE & CO
13F
Company
class O/S missing
3,901
$2,000 30 Sep 2016
13F
ACCURATE INVESTMENT SOLUTIONS, INC.
13F
Company
class O/S missing
2,000
$1,000 30 Sep 2016
13F
Wealthspire Advisors, L.P.
13F
Company
class O/S missing
2,000
$1,000 30 Sep 2016
13F
Parallax Volatility Advisers, L.P.
13F
Company
class O/S missing
1,897
$1,000 30 Sep 2016
13F
BNP PARIBAS FINANCIAL MARKETS
13F
Company
class O/S missing
57
$26 30 Sep 2016
13F

Institutional Holders of XOMA Royalty Corp - Common Stock (XOMA) as of Q4 2016

As of 31 Dec 2016, XOMA Royalty Corp - Common Stock (XOMA) was held by 28 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 1,096,967 shares. The largest 10 holders included BVF INC/IL, VANGUARD GROUP INC, D. E. Shaw & Co., Inc., BlackRock Institutional Trust Company, N.A., FMR LLC, Nine Chapters Capital Management LLC, GEODE CAPITAL MANAGEMENT, LLC, MACQUARIE GROUP LTD, CREDIT SUISSE AG/, and PRELUDE CAPITAL MANAGEMENT, LLC. This page lists 28 institutional shareholders reporting positions in this security for the Q4 2016 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q4 2016 vs Q3 2016 Across Filers

Q3 2016 holders
1
Q4 2016 holders
28
Holder diff
27
Investor Q3 2016 Shares Q4 2016 Shares Share Diff Share Chg % Q3 2016 Value $ Q4 2016 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.