Security key
98419J206
XOMA Royalty Corp - Common Stock, $0.0075 par value (XOMA)
CUSIP: 98419J206
Q4 2016 13F Holders as of 31 Dec 2016
- Security type / class
- Equity / Common Stock, $0.0075 par value
- Total 13F shares
- 1,096,967
- Total 13F value
- $4,626,000
- Share change
- +1,065,448
- Put/Call ratio
- 0.32%
- SEC-reported price per share
- $4.22
- Number of holders
- 28
- Value change
- +$4,609,000
- Number of buys
- 27
- Number of sells
- 1
- Shares outstanding
- 17,536,497
Holder snapshot
7 signals
Open additional details 1 more signal available
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q4 2016
Institutions
28
Top holders
10
XOMA full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q1 2017
Previous quarter: Q3 2016
XOMA Royalty Corp SEC filings
XOMA Royalty Corp company facts
Broader feeds
Reporting periods
Holder history for CUSIP 98419J206
Recent filing periods:
Ownership snapshot
Top reported holders of XOMA - XOMA Royalty Corp - Common Stock, $0.0075 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
TUDOR INVESTMENT CORP ET AL
Disclosed value leader
VANGUARD GROUP INC
Comparable rows
1/15
Latest evidence
30 Sep 2016
13F
Lead comparable stake: 0.18%
14 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
TUDOR INVESTMENT CORP ET AL leads the comparable SEC ownership view at 0.18%.
1 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens TUDOR INVESTMENT CORP ET AL's linked filing trail.
Comparable ownership
Top 1
TUDOR INVESTMENT CORP ET AL
0.18%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| TUDOR INVESTMENT CORP ET AL |
13F
Company
|
0.18%
|
$14,000
30,725 shares
|
— | 30 Sep 2016 |
| VANGUARD GROUP INC |
13F
Company
|
—
class O/S missing
|
$2,466,000
5,373,772 shares
|
— | 30 Sep 2016 |
| D. E. Shaw & Co., Inc. |
13F
Company
|
—
class O/S missing
|
$1,784,000
3,887,509 shares
|
— | 30 Sep 2016 |
| BlackRock Institutional Trust Company, N.A. |
13F
Company
|
—
class O/S missing
|
$888,000
1,933,929 shares
|
— | 30 Sep 2016 |
| FMR LLC |
13F
Company
|
—
class O/S missing
|
$701,000
1,527,508 shares
|
— | 30 Sep 2016 |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
Company
|
—
class O/S missing
|
$373,000
813,495 shares
|
— | 30 Sep 2016 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2016
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
28
Shares
1,096,967
Rows available
28
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2016 vs Q3 2016 Across Filers
Q3 2016 holders
1
Q4 2016 holders
28
Holder diff
27
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 value | Q4 2016 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend