WINDTREE THERAPEUTICS INC - COM (WINT)

CUSIP: 97382D303

Q3 2020 13F Holders as of 30 Sep 2020

Type / Class
Equity / COM
Total 13F shares
727,226
Share change
+458,623
Total reported value
$4,000,000
Price per share
$5.50
Number of holders
9
Value change
+$2,474,122
Number of buys
5
Number of sells
3

Quarterly Holders Quick Answers

What is CUSIP 97382D303?
CUSIP 97382D303 identifies WINT - WINDTREE THERAPEUTICS INC - COM in SEC institutional holdings data.

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Institutional Holders of WINDTREE THERAPEUTICS INC - COM (WINT) as of Q3 2020

As of 30 Sep 2020, WINDTREE THERAPEUTICS INC - COM (WINT) was held by 9 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 727,226 shares. The largest 9 holders included VANGUARD GROUP INC, MILLENNIUM MANAGEMENT LLC, Kepos Capital LP, NORTHERN TRUST CORP, Frontier Wealth Management LLC, Paloma Partners Management Co, DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C), GOLDMAN SACHS GROUP INC, and UBS Group AG. This page lists 9 institutional shareholders reporting positions in this security for the Q3 2020 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.