Security key
96524V106
- Type / Class
- Equity / COM
- Total 13F shares
- 2,889,429
- Share change
- -99,875
- Total reported value
- $43,838,246
- Price per share
- $15.17
- Number of holders
- 51
- Value change
- -$1,169,712
- Number of buys
- 27
- Number of sells
- 20
Report period
Q1 2021
Institutions
51
Top holders
10
WHF full security history
Newer quarter: Q2 2021
Previous quarter: Q4 2020
WhiteHorse Finance, Inc. SEC filings
WhiteHorse Finance, Inc. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 96524V106
Recent filing periods:
Top shareholders of WHF - WhiteHorse Finance, Inc. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| ARES MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
882,976
|
$12,017,000 | — | 31 Dec 2020 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
300,249
|
$4,086,000 | — | 31 Dec 2020 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
225,792
|
$3,073,000 | — | 31 Dec 2020 | |
| Legal & General Group Plc |
13F
|
Company |
—
class O/S missing
|
150,017
|
$2,042,000 | — | 31 Dec 2020 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
—
class O/S missing
|
119,168
|
$1,622,000 | — | 31 Dec 2020 | |
| GABLES CAPITAL MANAGEMENT INC. |
13F
|
Company |
—
class O/S missing
|
109,382
|
$1,489,000 | — | 31 Dec 2020 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
—
class O/S missing
|
105,997
|
$1,443,000 | — | 31 Dec 2020 | |
| BlackRock Finance, Inc. |
13F
|
Company |
—
class O/S missing
|
101,663
|
$1,384,000 | — | 31 Dec 2020 | |
| Lion Street Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
91,490
|
$1,129,000 | — | 31 Dec 2020 | |
| Sumitomo Mitsui Trust Group, Inc. |
13F
|
Company |
—
class O/S missing
|
82,662
|
$1,125,000 | — | 31 Dec 2020 | |
| Muzinich & Co., Inc. |
13F
|
Company |
—
class O/S missing
|
82,662
|
$1,123,000 | — | 31 Dec 2020 | |
| Sound Income Strategies, LLC |
13F
|
Company |
—
class O/S missing
|
79,446
|
$1,081,000 | — | 31 Dec 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
55,786
|
$759,000 | — | 31 Dec 2020 | |
| ADVISORY RESEARCH INC |
13F
|
Company |
—
class O/S missing
|
51,177
|
$697,000 | — | 31 Dec 2020 | |
| AXA S.A. |
13F
|
Company |
—
class O/S missing
|
46,800
|
$637,000 | — | 31 Dec 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
46,497
|
$633,000 | — | 31 Dec 2020 | |
| IFP Advisors, Inc |
13F
|
Company |
—
class O/S missing
|
44,167
|
$601,000 | — | 31 Dec 2020 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
—
class O/S missing
|
35,600
|
$485,000 | — | 31 Dec 2020 | |
| Curi Capital, LLC |
13F
|
Company |
—
class O/S missing
|
34,900
|
$475,000 | — | 31 Dec 2020 | |
| VIRTUS ADVISERS, LLC |
13F
|
Company |
—
class O/S missing
|
28,577
|
$389,000 | — | 31 Dec 2020 | |
| Virtu Financial LLC |
13F
|
Company |
—
class O/S missing
|
28,426
|
$387,000 | — | 31 Dec 2020 | |
| EAGLE GLOBAL ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
25,803
|
$351,000 | — | 31 Dec 2020 | |
| THRIVENT FINANCIAL FOR LUTHERANS |
13F
|
Company |
—
class O/S missing
|
23,206
|
$316,000 | — | 31 Dec 2020 | |
| Capital Financial Services, LLC |
13F
|
Company |
—
class O/S missing
|
23,150
|
$315,000 | — | 31 Dec 2020 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
21,678
|
$295,000 | — | 31 Dec 2020 | |
| ACADIAN ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
18,097
|
$246,000 | — | 31 Dec 2020 | |
| B. Riley Wealth Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
16,845
|
$230,000 | — | 31 Dec 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
16,552
|
$225,000 | — | 31 Dec 2020 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
14,044
|
$191,000 | — | 31 Dec 2020 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
13,403
|
$182,000 | — | 31 Dec 2020 | |
| Sowell Financial Services LLC |
13F
|
Company |
—
class O/S missing
|
13,000
|
$177,000 | — | 31 Dec 2020 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
12,715
|
$173,000 | — | 31 Dec 2020 | |
| American Portfolios Advisors |
13F
|
Company |
—
class O/S missing
|
12,645
|
$172,098 | — | 31 Dec 2020 | |
| AE Wealth Management LLC |
13F
|
Company |
—
class O/S missing
|
12,500
|
$170,000 | — | 31 Dec 2020 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
11,771
|
$160,000 | — | 31 Dec 2020 | |
| SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC |
13F
|
Company |
—
class O/S missing
|
11,310
|
$154,000 | — | 31 Dec 2020 | |
| BAKER TILLY WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
11,000
|
$150,000 | — | 31 Dec 2020 | |
| Powell Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
10,400
|
$145,000 | — | 31 Dec 2020 | |
| CANADA LIFE ASSURANCE Co |
13F
|
Company |
—
class O/S missing
|
6,662
|
$90,000 | — | 31 Dec 2020 | |
| Arkadios Wealth Advisors |
13F
|
Company |
—
class O/S missing
|
3,694
|
$50,000 | — | 31 Dec 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
2,705
|
$37,000 | — | 31 Dec 2020 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
1,300
|
$18,000 | — | 31 Dec 2020 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
950
|
$13,000 | — | 31 Dec 2020 | |
| Gradient Investments LLC |
13F
|
Company |
—
class O/S missing
|
348
|
$3,000 | — | 31 Dec 2020 | |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
200
|
$3,000 | — | 31 Dec 2020 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
—
class O/S missing
|
197
|
$3,000 | — | 31 Dec 2020 | |
| Safeguard Investment Advisory Group, LLC |
13F
|
Company |
—
class O/S missing
|
103
|
$1,000 | — | 31 Dec 2020 |
Institutional Holders of WhiteHorse Finance, Inc. - COM (WHF) as of Q1 2021
As of 31 Mar 2021,
WhiteHorse Finance, Inc. - COM (WHF) was held by
51 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,889,429 shares.
The largest 10 holders included
ARES MANAGEMENT LLC, UBS Group AG, Advisors Asset Management, Inc., Legal & General Group Plc, Sound Income Strategies, LLC, GABLES CAPITAL MANAGEMENT INC., TWO SIGMA ADVISERS, LP, TWO SIGMA INVESTMENTS, LP, BlackRock Inc., and Muzinich & Co., Inc..
This page lists
51
institutional shareholders reporting positions in this security
for the Q1 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2021 vs Q4 2020 Across Filers
Q4 2020 holders
46
Q1 2021 holders
51
Holder diff
5
| Investor | Q4 2020 Shares | Q1 2021 Shares | Share Diff | Share Chg % | Q4 2020 Value $ | Q1 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.