Security key
96524V106
- Type / Class
- Equity / COM
- Total 13F shares
- 2,987,609
- Share change
- -463,555
- Total reported value
- $40,546,098
- Price per share
- $13.61
- Number of holders
- 46
- Value change
- -$3,970,083
- Number of buys
- 21
- Number of sells
- 24
Report period
Q4 2020
Institutions
46
Top holders
10
WHF full security history
Newer quarter: Q1 2021
Previous quarter: Q3 2020
WhiteHorse Finance, Inc. SEC filings
WhiteHorse Finance, Inc. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 96524V106
Recent filing periods:
Top shareholders of WHF - WhiteHorse Finance, Inc. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| ARES MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
661,549
|
$6,477,000 | — | 30 Sep 2020 | |
| RESOURCE AMERICA, INC. |
13F
|
Company |
—
class O/S missing
|
524,959
|
$5,139,000 | — | 30 Sep 2020 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
349,587
|
$3,422,000 | — | 30 Sep 2020 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
229,374
|
$2,246,000 | — | 30 Sep 2020 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
—
class O/S missing
|
153,768
|
$1,505,000 | — | 30 Sep 2020 | |
| Legal & General Group Plc |
13F
|
Company |
—
class O/S missing
|
144,723
|
$1,420,000 | — | 30 Sep 2020 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
—
class O/S missing
|
144,209
|
$1,412,000 | — | 30 Sep 2020 | |
| GABLES CAPITAL MANAGEMENT INC. |
13F
|
Company |
—
class O/S missing
|
110,840
|
$1,085,000 | — | 30 Sep 2020 | |
| BlackRock Finance, Inc. |
13F
|
Company |
—
class O/S missing
|
99,258
|
$972,000 | — | 30 Sep 2020 | |
| Lion Street Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
93,945
|
$948,000 | — | 30 Sep 2020 | |
| ACADIAN ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
95,018
|
$932,000 | — | 30 Sep 2020 | |
| Muzinich & Co., Inc. |
13F
|
Company |
—
class O/S missing
|
74,813
|
$732,000 | — | 30 Sep 2020 | |
| Sumitomo Mitsui Trust Group, Inc. |
13F
|
Company |
—
class O/S missing
|
74,813
|
$732,000 | — | 30 Sep 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
71,555
|
$701,000 | — | 30 Sep 2020 | |
| ADVISORY RESEARCH INC |
13F
|
Company |
—
class O/S missing
|
61,183
|
$599,000 | — | 30 Sep 2020 | |
| IFP Advisors, Inc |
13F
|
Company |
—
class O/S missing
|
50,129
|
$489,000 | — | 30 Sep 2020 | |
| AXA S.A. |
13F
|
Company |
—
class O/S missing
|
46,800
|
$458,000 | — | 30 Sep 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
42,622
|
$418,000 | — | 30 Sep 2020 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
—
class O/S missing
|
36,300
|
$355,000 | — | 30 Sep 2020 | |
| Curi Capital, LLC |
13F
|
Company |
—
class O/S missing
|
34,900
|
$342,000 | — | 30 Sep 2020 | |
| Sound Income Strategies, LLC |
13F
|
Company |
—
class O/S missing
|
27,557
|
$270,000 | — | 30 Sep 2020 | |
| MARSHALL WACE, LLP |
13F
|
Company |
—
class O/S missing
|
23,816
|
$233,000 | — | 30 Sep 2020 | |
| THRIVENT FINANCIAL FOR LUTHERANS |
13F
|
Company |
—
class O/S missing
|
23,206
|
$227,000 | — | 30 Sep 2020 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
22,950
|
$225,000 | — | 30 Sep 2020 | |
| EAGLE GLOBAL ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
22,603
|
$221,000 | — | 30 Sep 2020 | |
| VIRTUS ADVISERS, LLC |
13F
|
Company |
—
class O/S missing
|
20,169
|
$197,000 | — | 30 Sep 2020 | |
| B. Riley Wealth Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
16,314
|
$160,000 | — | 30 Sep 2020 | |
| CAXTON ASSOCIATES LP |
13F
|
Company |
—
class O/S missing
|
16,085
|
$157,000 | — | 30 Sep 2020 | |
| AVANTAX ADVISORY SERVICES, INC. |
13F
|
Company |
—
class O/S missing
|
15,280
|
$152,000 | — | 30 Sep 2020 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
15,155
|
$148,000 | — | 30 Sep 2020 | |
| SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC |
13F
|
Company |
—
class O/S missing
|
14,710
|
$144,000 | — | 30 Sep 2020 | |
| KENNEDY CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
14,551
|
$142,000 | — | 30 Sep 2020 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
13,958
|
$136,000 | — | 30 Sep 2020 | |
| AE Wealth Management LLC |
13F
|
Company |
—
class O/S missing
|
12,850
|
$126,000 | — | 30 Sep 2020 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
12,538
|
$122,000 | — | 30 Sep 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
11,140
|
$109,000 | — | 30 Sep 2020 | |
| SEI INVESTMENTS CO |
13F
|
Company |
—
class O/S missing
|
10,211
|
$93,000 | — | 30 Sep 2020 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
6,702
|
$65,000 | — | 30 Sep 2020 | |
| CANADA LIFE ASSURANCE Co |
13F
|
Company |
—
class O/S missing
|
6,406
|
$63,000 | — | 30 Sep 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
4,706
|
$46,000 | — | 30 Sep 2020 | |
| American Portfolios Advisors |
13F
|
Company |
—
class O/S missing
|
3,345
|
$32,748 | — | 30 Sep 2020 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
1,300
|
$13,000 | — | 30 Sep 2020 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
950
|
$9,000 | — | 30 Sep 2020 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
—
class O/S missing
|
656
|
$6,000 | — | 30 Sep 2020 | |
| Gradient Investments LLC |
13F
|
Company |
—
class O/S missing
|
348
|
$3,000 | — | 30 Sep 2020 |
Institutional Holders of WhiteHorse Finance, Inc. - COM (WHF) as of Q4 2020
As of 31 Dec 2020,
WhiteHorse Finance, Inc. - COM (WHF) was held by
46 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,987,609 shares.
The largest 10 holders included
ARES MANAGEMENT LLC, UBS Group AG, Advisors Asset Management, Inc., Legal & General Group Plc, TWO SIGMA ADVISERS, LP, GABLES CAPITAL MANAGEMENT INC., TWO SIGMA INVESTMENTS, LP, BlackRock Inc., Lion Street Advisors, LLC, and Muzinich & Co., Inc..
This page lists
46
institutional shareholders reporting positions in this security
for the Q4 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2020 vs Q3 2020 Across Filers
Q3 2020 holders
46
Q4 2020 holders
46
Holder diff
0
| Investor | Q3 2020 Shares | Q4 2020 Shares | Share Diff | Share Chg % | Q3 2020 Value $ | Q4 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.