WhiteHorse Finance, Inc. - COM (WHF)

CUSIP: 96524V106

Q3 2019 13F Holders as of 30 Sep 2019

Share change
-163,139
SEC-reported price per share
$13.93
Number of holders
44
Value change
-$2,232,771
Number of buys
26
Number of sells
20

Security key

96524V106

Report period

Q3 2019

Institutions

44

Top holders

10

Ownership snapshot

Top reported holders of WHF - WhiteHorse Finance, Inc. - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
ARES MANAGEMENT LLC
Disclosed value leader
ARES MANAGEMENT LLC
Comparable rows
0/15
Latest evidence
30 Jun 2019
13F Highest disclosed value: $7,947,000 15 rows are not safely comparable across share classes. Showing 1-6 of 15 holder rows.

Quick read

ARES MANAGEMENT LLC has the largest disclosed position value at $7.95M.

0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens ARES MANAGEMENT LLC's linked filing trail.
Disclosed position value Top 5
ARES MANAGEMENT LLC $7.95M
Advisors Asset Management, Inc. $4.07M
UBS Group AG $3.67M
RESOURCE AMERICA, INC. $3.59M
VIRTUS ADVISERS, LLC $3.52M

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 15 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
ARES MANAGEMENT LLC
13F
Company
13F
class O/S missing
$7,947,000
577,947 shares
30 Jun 2019
Advisors Asset Management, Inc.
13F
Company
13F
class O/S missing
$4,070,000
296,029 shares
30 Jun 2019
UBS Group AG
13F
Company
13F
class O/S missing
$3,667,000
266,696 shares
30 Jun 2019
RESOURCE AMERICA, INC.
13F
Company
13F
class O/S missing
$3,587,000
260,854 shares
30 Jun 2019
VIRTUS ADVISERS, LLC
13F
Company
13F
class O/S missing
$3,518,000
255,865 shares
30 Jun 2019
MARSHALL WACE, LLP
13F
Company
13F
class O/S missing
$2,296,000
166,991 shares
30 Jun 2019
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2019

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
44
Shares
3,238,534
Rows available
44
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q3 2019 vs Q2 2019 Across Filers

Q2 2019 holders
44
Q3 2019 holders
44
Holder diff
0
Investor Q2 2019 Shares Q3 2019 Shares Share Diff Share Chg % Q2 2019 value Q3 2019 value Value change Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
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