WhiteHorse Finance, Inc. - COM (WHF)

CUSIP: 96524V106

Q4 2019 13F Holders as of 31 Dec 2019

Share change
+944,689
SEC-reported price per share
$13.70
Number of holders
55
Value change
+$12,985,370
Number of buys
39
Number of sells
13

Security key

96524V106

Report period

Q4 2019

Institutions

55

Top holders

10

Ownership snapshot

Top reported holders of WHF - WhiteHorse Finance, Inc. - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
ARES MANAGEMENT LLC
Disclosed value leader
ARES MANAGEMENT LLC
Comparable rows
0/15
Latest evidence
30 Sep 2019
13F Highest disclosed value: $7,188,000 15 rows are not safely comparable across share classes. Showing 1-6 of 15 holder rows.

Quick read

ARES MANAGEMENT LLC has the largest disclosed position value at $7.19M.

0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens ARES MANAGEMENT LLC's linked filing trail.
Disclosed position value Top 5
ARES MANAGEMENT LLC $7.19M
VIRTUS ADVISERS, LLC $4.65M
UBS Group AG $4.41M
Advisors Asset Management, Inc. $4.03M
RESOURCE AMERICA, INC. $3.63M

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 15 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
ARES MANAGEMENT LLC
13F
Company
13F
class O/S missing
$7,188,000
516,017 shares
30 Sep 2019
VIRTUS ADVISERS, LLC
13F
Company
13F
class O/S missing
$4,652,000
333,958 shares
30 Sep 2019
UBS Group AG
13F
Company
13F
class O/S missing
$4,407,000
316,395 shares
30 Sep 2019
Advisors Asset Management, Inc.
13F
Company
13F
class O/S missing
$4,033,000
289,554 shares
30 Sep 2019
RESOURCE AMERICA, INC.
13F
Company
13F
class O/S missing
$3,634,000
260,854 shares
30 Sep 2019
MORGAN STANLEY
13F
Company
13F
class O/S missing
$1,942,000
139,401 shares
30 Sep 2019
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q4 2019

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
55
Shares
4,197,014
Rows available
55
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q4 2019 vs Q3 2019 Across Filers

Q3 2019 holders
44
Q4 2019 holders
55
Holder diff
11
Investor Q3 2019 Shares Q4 2019 Shares Share Diff Share Chg % Q3 2019 value Q4 2019 value Value change Value Chg %
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