Security key
95790C107
WESTERN ASSET GLOBAL CORPORATE OPPORTUNITY FUND INC. - Common (GDO)
CUSIP: 95790C107
Q4 2017 13F Holders as of 31 Dec 2017
- Type / Class
- Equity / Common
- Shares outstanding
- 7,544,936
- Total 13F shares
- 3,659,581
- Share change
- -152,371
- Total reported value
- $65,869,832
- Price per share
- $18.00
- Number of holders
- 36
- Value change
- -$2,754,237
- Number of buys
- 17
- Number of sells
- 17
Report period
Q4 2017
Institutions
36
Top holders
10
GDO full security history
Newer quarter: Q1 2018
Previous quarter: Q3 2017
WESTERN ASSET GLOBAL CORPORATE OPPORTUNITY FUND INC. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 95790C107
Recent filing periods:
Top shareholders of GDO - WESTERN ASSET GLOBAL CORPORATE OPPORTUNITY FUND INC. - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
12%
|
917,593
|
$16,727,000 | — | 30 Sep 2017 | |
| MORGAN STANLEY |
13F
|
Company |
6.4%
|
480,392
|
$8,758,000 | — | 30 Sep 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
6.2%
|
470,853
|
$8,583,000 | — | 30 Sep 2017 | |
| FCA CORP /TX |
13F
|
Company |
3.4%
|
257,202
|
$4,689,000 | — | 30 Sep 2017 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
3.3%
|
252,021
|
$4,594,000 | — | 30 Sep 2017 | |
| Invesco Ltd. |
13F
|
Company |
3.2%
|
240,550
|
$4,385,000 | — | 30 Sep 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
1.8%
|
135,137
|
$2,464,000 | — | 30 Sep 2017 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
1.7%
|
126,153
|
$2,300,000 | — | 30 Sep 2017 | |
| UBS Group AG |
13F
|
Company |
1.5%
|
110,228
|
$2,009,000 | — | 30 Sep 2017 | |
| COHEN & STEERS, INC. |
13F
|
Company |
1.3%
|
97,989
|
$1,786,000 | — | 30 Sep 2017 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
1.1%
|
82,555
|
$1,505,000 | — | 30 Sep 2017 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
1%
|
77,482
|
$1,412,000 | — | 30 Sep 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.95%
|
71,682
|
$1,307,000 | — | 30 Sep 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.85%
|
64,494
|
$1,176,000 | — | 30 Sep 2017 | |
| McGowan Group Asset Management, Inc. |
13F
|
Company |
0.7%
|
53,032
|
$967,000 | — | 30 Sep 2017 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.63%
|
47,685
|
$869,000 | — | 30 Sep 2017 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.55%
|
41,470
|
$756,000 | — | 30 Sep 2017 | |
| Proficio Capital Partners LLC |
13F
|
Company |
0.52%
|
39,353
|
$717,000 | — | 30 Sep 2017 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
0.49%
|
37,300
|
$680,000 | — | 30 Sep 2017 | |
| HL FINANCIAL SERVICES LLC |
13F
|
Company |
0.44%
|
33,138
|
$604,000 | — | 30 Sep 2017 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
0.37%
|
28,118
|
$513,000 | — | 30 Sep 2017 | |
| Clear Harbor Asset Management, LLC |
13F
|
Company |
0.36%
|
27,395
|
$499,000 | — | 30 Sep 2017 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.32%
|
23,912
|
$436,000 | — | 30 Sep 2017 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.27%
|
20,249
|
$371,000 | — | 30 Sep 2017 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.17%
|
12,737
|
$232,000 | — | 30 Sep 2017 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.15%
|
11,626
|
$212,000 | — | 30 Sep 2017 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.14%
|
10,809
|
$197,000 | — | 30 Sep 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
0.11%
|
8,283
|
$151,000 | — | 30 Sep 2017 | |
| TRUST CO OF VERMONT |
13F
|
Company |
0.07%
|
5,100
|
$93,000 | — | 30 Sep 2017 | |
| Na Bokf |
13F
|
Individual |
0.03%
|
2,512
|
$46,000 | — | 30 Sep 2017 | |
| CITIGROUP INC |
13F
|
Company |
0.03%
|
2,381
|
$44,000 | — | 30 Sep 2017 | |
| AllSquare Wealth Management LLC |
13F
|
Company |
0.03%
|
2,000
|
$36,000 | — | 30 Sep 2017 | |
| TCI Wealth Advisors, Inc. |
13F
|
Company |
0.02%
|
1,412
|
$26,000 | — | 30 Sep 2017 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.01%
|
836
|
$15,000 | — | 30 Sep 2017 | |
| IFP Advisors, Inc |
13F
|
Company |
0%
|
300
|
$5,000 | — | 30 Sep 2017 | |
| Penserra Capital Management LLC |
13F
|
Company |
0%
|
192
|
$3,000 | — | 30 Sep 2017 |
Institutional Holders of WESTERN ASSET GLOBAL CORPORATE OPPORTUNITY FUND INC. - Common (GDO) as of Q4 2017
As of 31 Dec 2017,
WESTERN ASSET GLOBAL CORPORATE OPPORTUNITY FUND INC. - Common (GDO) was held by
36 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,659,581 shares.
The largest 10 holders included
WELLS FARGO & COMPANY/MN, MORGAN STANLEY, BANK OF AMERICA CORP /DE/, FCA CORP /TX, 1607 Capital Partners, LLC, Invesco Ltd., UBS Group AG, ROYAL BANK OF CANADA, GUGGENHEIM CAPITAL LLC, and COHEN & STEERS INC.
This page lists
36
institutional shareholders reporting positions in this security
for the Q4 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2017 vs Q3 2017 Across Filers
Q3 2017 holders
37
Q4 2017 holders
36
Holder diff
-1
| Investor | Q3 2017 Shares | Q4 2017 Shares | Share Diff | Share Chg % | Q3 2017 Value $ | Q4 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.