WESTERN ASSET GLOBAL CORPORATE OPPORTUNITY FUND INC. - Common (GDO)
CUSIP: 95790C107
Q3 2017 13F Holders as of 30 Sep 2017
- Type / Class
- Equity / Common
- Shares outstanding
- 7,493,600
- Total 13F shares
- 3,809,171
- Share change
- -651,593
- Total reported value
- $69,440,000
- Price per share
- $18.23
- Number of holders
- 37
- Value change
- -$11,844,811
- Number of buys
- 19
- Number of sells
- 16
Quarterly Holders Quick Answers
What is CUSIP 95790C107?
CUSIP 95790C107 identifies GDO - WESTERN ASSET GLOBAL CORPORATE OPPORTUNITY FUND INC. - Common in SEC institutional holdings data.
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Recent filing periods for CUSIP 95790C107:
Top shareholders of GDO - WESTERN ASSET GLOBAL CORPORATE OPPORTUNITY FUND INC. - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
17%
|
1,247,915
|
$22,225,000 | — | 30 Jun 2017 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
6.3%
|
471,548
|
$8,398,000 | — | 30 Jun 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
6.1%
|
456,225
|
$8,126,000 | — | 30 Jun 2017 | |
| MORGAN STANLEY |
13F
|
Company |
5.8%
|
435,956
|
$7,765,000 | — | 30 Jun 2017 | |
| FCA CORP /TX |
13F
|
Company |
3.4%
|
251,837
|
$4,485,000 | — | 30 Jun 2017 | |
| Invesco Ltd. |
13F
|
Company |
3.1%
|
233,238
|
$4,154,000 | — | 30 Jun 2017 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
2.2%
|
162,856
|
$2,900,000 | — | 30 Jun 2017 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
1.7%
|
123,958
|
$2,208,000 | — | 30 Jun 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
1.6%
|
123,537
|
$2,200,000 | — | 30 Jun 2017 | |
| COHEN & STEERS, INC. |
13F
|
Company |
1.3%
|
97,989
|
$1,745,000 | — | 30 Jun 2017 | |
| UBS Group AG |
13F
|
Company |
1.2%
|
89,161
|
$1,588,000 | — | 30 Jun 2017 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
1.1%
|
82,555
|
$1,470,000 | — | 30 Jun 2017 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.96%
|
71,661
|
$1,276,000 | — | 30 Jun 2017 | |
| HL FINANCIAL SERVICES LLC |
13F
|
Company |
0.77%
|
58,066
|
$1,034,000 | — | 30 Jun 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.76%
|
56,875
|
$1,013,000 | — | 30 Jun 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.72%
|
53,903
|
$960,000 | — | 30 Jun 2017 | |
| McGowan Group Asset Management, Inc. |
13F
|
Company |
0.71%
|
53,032
|
$944,000 | — | 30 Jun 2017 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.57%
|
42,943
|
$765,000 | — | 30 Jun 2017 | |
| Proficio Capital Partners LLC |
13F
|
Company |
0.53%
|
39,353
|
$715,000 | — | 30 Jun 2017 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.47%
|
35,422
|
$631,000 | — | 30 Jun 2017 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
0.45%
|
33,650
|
$599,000 | — | 30 Jun 2017 | |
| Curi Capital, LLC |
13F
|
Company |
0.38%
|
28,373
|
$505,000 | — | 30 Jun 2017 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
0.38%
|
28,219
|
$503,000 | — | 30 Jun 2017 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.37%
|
27,762
|
$494,000 | — | 30 Jun 2017 | |
| Clear Harbor Asset Management, LLC |
13F
|
Company |
0.37%
|
27,470
|
$492,000 | — | 30 Jun 2017 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.35%
|
26,510
|
$472,000 | — | 30 Jun 2017 | |
| Karpus Management, Inc. |
13F
|
Company |
0.35%
|
26,141
|
$466,000 | — | 30 Jun 2017 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.16%
|
11,684
|
$209,000 | — | 30 Jun 2017 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.15%
|
11,467
|
$204,000 | — | 30 Jun 2017 | |
| SG Americas Securities, LLC |
13F
|
Company |
0.13%
|
9,545
|
$170,000 | — | 30 Jun 2017 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0.1%
|
7,140
|
$127,000 | — | 30 Jun 2017 | |
| TRUST CO OF VERMONT |
13F
|
Company |
0.07%
|
5,350
|
$95,000 | — | 30 Jun 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
0.07%
|
5,263
|
$93,000 | — | 30 Jun 2017 | |
| CITIGROUP INC |
13F
|
Company |
0.03%
|
2,380
|
$42,000 | — | 30 Jun 2017 | |
| AllSquare Wealth Management LLC |
13F
|
Company |
0.03%
|
2,000
|
$36,000 | — | 30 Jun 2017 | |
| TCI Wealth Advisors, Inc. |
13F
|
Company |
0.02%
|
1,412
|
$25,000 | — | 30 Jun 2017 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.01%
|
1,000
|
$17,000 | — | 30 Jun 2017 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.01%
|
836
|
$15,000 | — | 30 Jun 2017 | |
| IFP Advisors, Inc |
13F
|
Company |
0%
|
300
|
$5,000 | — | 30 Jun 2017 | |
| Penserra Capital Management LLC |
13F
|
Company |
0%
|
232
|
$4,000 | — | 30 Jun 2017 |
Institutional Holders of WESTERN ASSET GLOBAL CORPORATE OPPORTUNITY FUND INC. - Common (GDO) as of Q3 2017
As of 30 Sep 2017,
WESTERN ASSET GLOBAL CORPORATE OPPORTUNITY FUND INC. - Common (GDO) was held by
37 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,809,171 shares.
The largest 10 holders included
WELLS FARGO & COMPANY/MN, MORGAN STANLEY, BANK OF AMERICA CORP /DE/, FCA CORP /TX, 1607 Capital Partners, LLC, Invesco Ltd., ROYAL BANK OF CANADA, GUGGENHEIM CAPITAL LLC, UBS Group AG, and COHEN & STEERS INC.
This page lists
37
institutional shareholders reporting positions in this security
for the Q3 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2017 vs Q2 2017 Across Filers
Q2 2017 holders
41
Q3 2017 holders
37
Holder diff
-4
| Investor | Q2 2017 Shares | Q3 2017 Shares | Share Diff | Share Chg % | Q2 2017 Value $ | Q3 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.