Security key
95768B107
Western Asset High Yield Opportunity Fund Inc. - Common (HYI)
CUSIP: 95768B107
Q2 2019 13F Holders as of 30 Jun 2019
- Type / Class
- Equity / Common
- Shares outstanding
- 12,809,698
- Total 13F shares
- 6,493,143
- Share change
- +25,195
- Total reported value
- $97,206,123
- Price per share
- $14.97
- Number of holders
- 54
- Value change
- +$380,539
- Number of buys
- 27
- Number of sells
- 18
Report period
Q2 2019
Institutions
54
Top holders
10
HYI full security history
Newer quarter: Q3 2019
Previous quarter: Q1 2019
Western Asset High Yield Opportunity Fund Inc. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 95768B107
Recent filing periods:
Top shareholders of HYI - Western Asset High Yield Opportunity Fund Inc. - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
7.3%
|
936,260
|
$13,829,000 | — | 31 Mar 2019 | |
| PRIVATE MANAGEMENT GROUP INC |
13F
|
Company |
7.1%
|
912,281
|
$13,474,000 | — | 31 Mar 2019 | |
| MORGAN STANLEY |
13F
|
Company |
6.3%
|
807,158
|
$11,922,000 | — | 31 Mar 2019 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
4.2%
|
544,222
|
$8,038,000 | — | 31 Mar 2019 | |
| Invesco Ltd. |
13F
|
Company |
3.4%
|
434,251
|
$6,414,000 | — | 31 Mar 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
2.9%
|
370,778
|
$5,476,000 | — | 31 Mar 2019 | |
| Uncommon Cents Investing LLC |
13F
|
Company |
2.6%
|
337,440
|
$4,984,000 | — | 31 Mar 2019 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
2.5%
|
321,778
|
$4,753,000 | — | 31 Mar 2019 | |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
13F
|
Company |
2%
|
257,855
|
$3,809,000 | — | 31 Mar 2019 | |
| COHEN & STEERS, INC. |
13F
|
Company |
1.7%
|
223,115
|
$3,295,000 | — | 31 Mar 2019 | |
| UBS Group AG |
13F
|
Company |
1.2%
|
148,770
|
$2,197,000 | — | 31 Mar 2019 | |
| Bramshill Investments, LLC |
13F
|
Company |
0.98%
|
125,940
|
$1,860,000 | — | 31 Mar 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.95%
|
121,913
|
$1,801,000 | — | 31 Mar 2019 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.79%
|
101,217
|
$1,495,000 | — | 31 Mar 2019 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.74%
|
94,200
|
$1,391,000 | — | 31 Mar 2019 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.6%
|
76,413
|
$1,129,000 | — | 31 Mar 2019 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
0.48%
|
61,026
|
$900,000 | — | 31 Mar 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.46%
|
59,245
|
$875,000 | — | 31 Mar 2019 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.45%
|
57,114
|
$844,000 | — | 31 Mar 2019 | |
| GOFEN & GLOSSBERG LLC /IL/ |
13F
|
Company |
0.39%
|
50,000
|
$739,000 | — | 31 Mar 2019 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.36%
|
45,920
|
$678,000 | — | 31 Mar 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.35%
|
44,903
|
$663,000 | — | 31 Mar 2019 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.27%
|
34,687
|
$512,000 | — | 31 Mar 2019 | |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV |
13F
|
Company |
0.27%
|
34,400
|
$508,000 | — | 31 Mar 2019 | |
| E&G Advisors, LP |
13F
|
Company |
0.24%
|
31,000
|
$458,000 | — | 31 Mar 2019 | |
| Clear Harbor Asset Management, LLC |
13F
|
Company |
0.23%
|
29,394
|
$434,000 | — | 31 Mar 2019 | |
| Lindbrook Capital, LLC |
13F
|
Company |
0.18%
|
22,984
|
$339,000 | — | 31 Mar 2019 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.17%
|
22,054
|
$326,000 | — | 31 Mar 2019 | |
| Sonora Investment Management, LLC |
13F
|
Company |
0.15%
|
19,000
|
$281,000 | — | 31 Mar 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
0.14%
|
17,700
|
$262,000 | — | 31 Mar 2019 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.11%
|
13,632
|
$201,000 | — | 31 Mar 2019 | |
| LPL Financial LLC |
13F
|
Company |
0.1%
|
13,237
|
$196,000 | — | 31 Mar 2019 | |
| Sheaff Brock Investment Advisors, LLC |
13F
|
Company |
0.1%
|
13,100
|
$193,000 | — | 31 Mar 2019 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.09%
|
11,619
|
$171,000 | — | 31 Mar 2019 | |
| Claraphi Advisory Network, LLC |
13F
|
Company |
0.09%
|
11,613
|
$172,000 | — | 31 Mar 2019 | |
| MML INVESTORS SERVICES, LLC |
13F
|
Company |
0.08%
|
10,626
|
$157,000 | — | 31 Mar 2019 | |
| EATON VANCE MANAGEMENT |
13F
|
Company |
0.08%
|
10,390
|
$153,000 | — | 31 Mar 2019 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.08%
|
10,000
|
$148,000 | — | 31 Mar 2019 | |
| CITIGROUP INC |
13F
|
Company |
0.05%
|
6,329
|
$94,000 | — | 31 Mar 2019 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.03%
|
4,311
|
$64,000 | — | 31 Mar 2019 | |
| Sutton Wealth Advisors Inc. |
13F
|
Company |
0.03%
|
3,408
|
$50,336 | — | 31 Mar 2019 | |
| Asset Planning Services, Ltd. |
13F
|
Company |
0.03%
|
3,383
|
$50,000 | — | 31 Mar 2019 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.02%
|
3,022
|
$44,000 | — | 31 Mar 2019 | |
| MONETA GROUP INVESTMENT ADVISORS LLC |
13F
|
Company |
0.02%
|
2,708
|
$40,000 | — | 31 Mar 2019 | |
| Royal Fund Management, LLC |
13F
|
Company |
0.02%
|
2,037
|
$30,000 | — | 31 Mar 2019 | |
| AdvisorNet Financial, Inc |
13F
|
Company |
0.01%
|
1,700
|
$25,000 | — | 31 Mar 2019 | |
| First PREMIER Bank |
13F
|
Company |
0.01%
|
1,500
|
$22,000 | — | 31 Mar 2019 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0.01%
|
727
|
$11,000 | — | 31 Mar 2019 | |
| NEXT Financial Holdings |
13F
|
Company |
0.01%
|
727
|
$11,000 | — | 31 Mar 2019 | |
| American Portfolios Advisors |
13F
|
Company |
0%
|
532
|
$7,855 | — | 31 Mar 2019 |
Institutional Holders of Western Asset High Yield Opportunity Fund Inc. - Common (HYI) as of Q2 2019
As of 30 Jun 2019,
Western Asset High Yield Opportunity Fund Inc. - Common (HYI) was held by
54 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
6,493,143 shares.
The largest 10 holders included
RIVERNORTH CAPITAL MANAGEMENT, LLC, MORGAN STANLEY, PRIVATE MANAGEMENT GROUP INC, WELLS FARGO & COMPANY/MN, Invesco Ltd., Parametric Portfolio Associates LLC, Capital Investment Advisors, LLC, Uncommon Cents Investing LLC, PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC., and COHEN & STEERS, INC..
This page lists
54
institutional shareholders reporting positions in this security
for the Q2 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2019 vs Q1 2019 Across Filers
Q1 2019 holders
55
Q2 2019 holders
54
Holder diff
-1
| Investor | Q1 2019 Shares | Q2 2019 Shares | Share Diff | Share Chg % | Q1 2019 Value $ | Q2 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.