Western Asset High Yield Opportunity Fund Inc. - Common (HYI)
CUSIP: 95768B107
Q3 2018 13F Holders as of 30 Sep 2018
- Type / Class
- Equity / Common
- Shares outstanding
- 12,815,157
- Total 13F shares
- 7,071,995
- Share change
- -132,899
- Total reported value
- $102,892,910
- Price per share
- $14.55
- Number of holders
- 50
- Value change
- -$1,933,895
- Number of buys
- 23
- Number of sells
- 20
Quarterly Holders Quick Answers
What is CUSIP 95768B107?
CUSIP 95768B107 identifies HYI - Western Asset High Yield Opportunity Fund Inc. - Common in SEC institutional holdings data.
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Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
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Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 95768B107:
Top shareholders of HYI - Western Asset High Yield Opportunity Fund Inc. - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| PRIVATE MANAGEMENT GROUP INC |
13F
|
Company |
7.2%
|
917,037
|
$13,380,000 | — | 30 Jun 2018 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
7.1%
|
910,427
|
$13,283,000 | — | 30 Jun 2018 | |
| Saba Capital Management, L.P. |
13F
|
Company |
6.3%
|
812,556
|
$11,855,000 | — | 30 Jun 2018 | |
| MORGAN STANLEY |
13F
|
Company |
5.8%
|
742,284
|
$10,830,000 | — | 30 Jun 2018 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
5.2%
|
669,676
|
$9,771,000 | — | 30 Jun 2018 | |
| Invesco Ltd. |
13F
|
Company |
3%
|
384,469
|
$5,610,000 | — | 30 Jun 2018 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
2.8%
|
354,287
|
$5,170,000 | — | 30 Jun 2018 | |
| Uncommon Cents Investing LLC |
13F
|
Company |
2.3%
|
289,780
|
$4,228,000 | — | 30 Jun 2018 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
2%
|
255,434
|
$3,727,000 | — | 30 Jun 2018 | |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
13F
|
Company |
2%
|
254,111
|
$3,707,000 | — | 30 Jun 2018 | |
| COHEN & STEERS, INC. |
13F
|
Company |
1.7%
|
223,115
|
$3,255,000 | — | 30 Jun 2018 | |
| UBS Group AG |
13F
|
Company |
1.3%
|
161,749
|
$2,360,000 | — | 30 Jun 2018 | |
| BlackRock Finance, Inc. |
13F
|
Company |
1.2%
|
152,152
|
$2,220,000 | — | 30 Jun 2018 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
1.1%
|
137,738
|
$2,010,000 | — | 30 Jun 2018 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
1%
|
130,833
|
$1,906,000 | — | 30 Jun 2018 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
1%
|
128,509
|
$1,875,000 | — | 30 Jun 2018 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.89%
|
114,594
|
$1,672,000 | — | 30 Jun 2018 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.8%
|
102,167
|
$1,491,000 | — | 30 Jun 2018 | |
| GOFEN & GLOSSBERG LLC /IL/ |
13F
|
Company |
0.51%
|
65,135
|
$950,000 | — | 30 Jun 2018 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.51%
|
65,000
|
$948,000 | — | 30 Jun 2018 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.48%
|
62,002
|
$905,000 | — | 30 Jun 2018 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.36%
|
45,721
|
$667,000 | — | 30 Jun 2018 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.22%
|
28,790
|
$420,000 | — | 30 Jun 2018 | |
| LPL Financial LLC |
13F
|
Company |
0.21%
|
26,901
|
$392,000 | — | 30 Jun 2018 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.2%
|
25,313
|
$369,000 | — | 30 Jun 2018 | |
| Clear Harbor Asset Management, LLC |
13F
|
Company |
0.18%
|
23,323
|
$340,000 | — | 30 Jun 2018 | |
| Sonora Investment Management, LLC |
13F
|
Company |
0.15%
|
19,000
|
$277,000 | — | 30 Jun 2018 | |
| Karpus Management, Inc. |
13F
|
Company |
0.12%
|
15,500
|
$225,000 | — | 30 Jun 2018 | |
| Sheaff Brock Investment Advisors, LLC |
13F
|
Company |
0.1%
|
13,100
|
$191,000 | — | 30 Jun 2018 | |
| Claraphi Advisory Network, LLC |
13F
|
Company |
0.1%
|
12,455
|
$182,000 | — | 30 Jun 2018 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.08%
|
10,694
|
$156,000 | — | 30 Jun 2018 | |
| EATON VANCE MANAGEMENT |
13F
|
Company |
0.08%
|
10,518
|
$153,000 | — | 30 Jun 2018 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.08%
|
10,482
|
$152,000 | — | 30 Jun 2018 | |
| CITIGROUP INC |
13F
|
Company |
0.05%
|
6,452
|
$94,000 | — | 30 Jun 2018 | |
| Proficio Capital Partners LLC |
13F
|
Company |
0.03%
|
3,665
|
$53,000 | — | 30 Jun 2018 | |
| Asset Planning Services, Ltd. |
13F
|
Company |
0.03%
|
3,383
|
$49,000 | — | 30 Jun 2018 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.02%
|
3,022
|
$44,000 | — | 30 Jun 2018 | |
| Advisor Group, Inc. |
13F
|
Company |
0.02%
|
2,820
|
$41,000 | — | 30 Jun 2018 | |
| First PREMIER Bank |
13F
|
Company |
0.01%
|
1,500
|
$22,000 | — | 30 Jun 2018 | |
| American Portfolios Advisors |
13F
|
Company |
0.01%
|
1,303
|
$19,011 | — | 30 Jun 2018 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.01%
|
1,000
|
$15,000 | — | 30 Jun 2018 | |
| Quad-Cities Investment Group, LLC |
13F
|
Company |
0%
|
530
|
$8,000 | — | 30 Jun 2018 | |
| AdvisorNet Financial, Inc |
13F
|
Company |
0%
|
500
|
$7,000 | — | 30 Jun 2018 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0%
|
341
|
$5,000 | — | 30 Jun 2018 | |
| IFP Advisors, Inc |
13F
|
Company |
0%
|
325
|
$5,000 | — | 30 Jun 2018 | |
| CENTAURUS FINANCIAL, INC. |
13F
|
Company |
0%
|
300
|
$4,000 | — | 30 Jun 2018 | |
| Certified Advisory Corp |
13F
|
Company |
0%
|
238
|
$3,000 | — | 30 Jun 2018 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0%
|
210
|
$3,000 | — | 30 Jun 2018 | |
| SEI INVESTMENTS CO |
13F
|
Company |
0%
|
156
|
$2,000 | — | 30 Jun 2018 | |
| North Star Investment Management Corp. |
13F
|
Company |
0%
|
150
|
$2,000 | — | 30 Jun 2018 |
Institutional Holders of Western Asset High Yield Opportunity Fund Inc. - Common (HYI) as of Q3 2018
As of 30 Sep 2018,
Western Asset High Yield Opportunity Fund Inc. - Common (HYI) was held by
50 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
7,071,995 shares.
The largest 10 holders included
PRIVATE MANAGEMENT GROUP INC, RIVERNORTH CAPITAL MANAGEMENT, LLC, MORGAN STANLEY, Parametric Portfolio Associates LLC, Saba Capital Management, L.P., Invesco Ltd., WELLS FARGO & COMPANY/MN, Uncommon Cents Investing LLC, Capital Investment Advisors, LLC, and PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC..
This page lists
50
institutional shareholders reporting positions in this security
for the Q3 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2018 vs Q2 2018 Across Filers
Q2 2018 holders
51
Q3 2018 holders
50
Holder diff
-1
| Investor | Q2 2018 Shares | Q3 2018 Shares | Share Diff | Share Chg % | Q2 2018 Value $ | Q3 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.