Western Asset High Yield Opportunity Fund Inc. - Common (HYI)
CUSIP: 95768B107
Q1 2014 13F Holders as of 31 Mar 2014
- Type / Class
- Equity / Common
- Shares outstanding
- 12,809,698
- Total 13F shares
- 5,335,662
- Share change
- +915,135
- Total reported value
- $95,402,070
- Price per share
- $17.88
- Number of holders
- 34
- Value change
- +$16,383,919
- Number of buys
- 20
- Number of sells
- 17
Quarterly Holders Quick Answers
What is CUSIP 95768B107?
CUSIP 95768B107 identifies HYI - Western Asset High Yield Opportunity Fund Inc. - Common in SEC institutional holdings data.
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Recent filing periods for CUSIP 95768B107:
Top shareholders of HYI - Western Asset High Yield Opportunity Fund Inc. - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
7.6%
|
969,087
|
$17,164,000 | — | 31 Dec 2013 | |
| Saba Capital Management, L.P. |
13F
|
Company |
3.8%
|
480,866
|
$8,516,000 | — | 31 Dec 2013 | |
| Invesco Ltd. |
13F
|
Company |
3.3%
|
420,693
|
$7,450,000 | — | 31 Dec 2013 | |
| MORGAN STANLEY |
13F
|
Company |
2.8%
|
357,454
|
$6,331,000 | — | 31 Dec 2013 | |
| Pine River Capital Management L.P. |
13F
|
Company |
2.7%
|
344,303
|
$6,097,000 | — | 31 Dec 2013 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
2.2%
|
283,040
|
$5,013,000 | — | 31 Dec 2013 | |
| COHEN & STEERS, INC. |
13F
|
Company |
2.1%
|
264,912
|
$4,692,000 | — | 31 Dec 2013 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
2%
|
259,495
|
$4,596,000 | — | 31 Dec 2013 | |
| THIRD AVENUE MANAGEMENT LLC |
13F
|
Company |
1.7%
|
216,347
|
$3,832,000 | — | 31 Dec 2013 | |
| UBS AG |
13F
|
Company |
0.94%
|
119,896
|
$2,123,000 | — | 31 Dec 2013 | |
| Grantham, Mayo, Van Otterloo & Co. LLC |
13F
|
Company |
0.91%
|
116,871
|
$2,069,000 | — | 31 Dec 2013 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.89%
|
114,105
|
$2,021,000 | — | 31 Dec 2013 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.86%
|
109,964
|
$1,947,000 | — | 31 Dec 2013 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.44%
|
56,885
|
$1,006,000 | — | 31 Dec 2013 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.31%
|
39,261
|
$695,000 | — | 31 Dec 2013 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
0.25%
|
32,535
|
$576,000 | — | 31 Dec 2013 | |
| Paloma Partners Management Co |
13F
|
Company |
0.24%
|
31,046
|
$550,000 | — | 31 Dec 2013 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.21%
|
26,655
|
$472,000 | — | 31 Dec 2013 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.17%
|
21,929
|
$388,000 | — | 31 Dec 2013 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
0.17%
|
21,400
|
$379,000 | — | 31 Dec 2013 | |
| KLINGENSTEIN FIELDS & CO LP |
13F
|
Company |
0.16%
|
21,075
|
$373,000 | — | 31 Dec 2013 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.14%
|
17,316
|
$307,000 | — | 31 Dec 2013 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.12%
|
15,669
|
$277,000 | — | 31 Dec 2013 | |
| Merriman Wealth Management, LLC |
13F
|
Company |
0.1%
|
12,340
|
$219,000 | — | 31 Dec 2013 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
0.09%
|
11,295
|
$200,000 | — | 31 Dec 2013 | |
| LPL Financial LLC |
13F
|
Company |
0.09%
|
11,145
|
$197,000 | — | 31 Dec 2013 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.09%
|
10,929
|
$194,000 | — | 31 Dec 2013 | |
| SG Americas Securities, LLC |
13F
|
Company |
0.07%
|
9,380
|
$166,000 | — | 31 Dec 2013 | |
| CITIGROUP INC |
13F
|
Company |
0.06%
|
7,458
|
$132,000 | — | 31 Dec 2013 | |
| Creative Planning |
13F
|
Company |
0.03%
|
3,861
|
$68,000 | — | 31 Dec 2013 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.02%
|
3,080
|
$54,547 | — | 31 Dec 2013 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.02%
|
2,870
|
$50,000 | — | 31 Dec 2013 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.02%
|
2,612
|
$46,000 | — | 31 Dec 2013 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.02%
|
2,420
|
$42,000 | — | 31 Dec 2013 | |
| NEW ENGLAND SECURITIES CORP /MA/ |
13F
|
Company |
0.02%
|
2,043
|
$36,000 | — | 31 Dec 2013 | |
| MSI Financial Services Inc |
13F
|
Company |
0%
|
300
|
$5,000 | — | 31 Dec 2013 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
74
|
$1,000 | — | 31 Dec 2013 |
Institutional Holders of Western Asset High Yield Opportunity Fund Inc. - Common (HYI) as of Q1 2014
As of 31 Mar 2014,
Western Asset High Yield Opportunity Fund Inc. - Common (HYI) was held by
34 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
5,335,662 shares.
The largest 10 holders included
GUGGENHEIM CAPITAL LLC, Saba Capital Management, L.P., MORGAN STANLEY, THIRD AVENUE MANAGEMENT LLC, Invesco Ltd., Pine River Capital Management L.P., Advisors Asset Management, Inc., BANK OF AMERICA CORP /DE/, COHEN & STEERS INC, and CARLSON CAPITAL L P.
This page lists
34
institutional shareholders reporting positions in this security
for the Q1 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2014 vs Q4 2013 Across Filers
Q4 2013 holders
37
Q1 2014 holders
34
Holder diff
-3
| Investor | Q4 2013 Shares | Q1 2014 Shares | Share Diff | Share Chg % | Q4 2013 Value $ | Q1 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.