ALLSPRING MULTI-SECTOR INCOME FUND - Common Stock (ERC)
CUSIP: 94987D101
Q3 2020 13F Holders as of 30 Sep 2020
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 28,003,515
- Total 13F shares
- 5,028,591
- Share change
- -175,608
- Total reported value
- $54,079,000
- Price per share
- $10.75
- Number of holders
- 50
- Value change
- -$1,893,978
- Number of buys
- 18
- Number of sells
- 23
Quarterly Holders Quick Answers
What is CUSIP 94987D101?
CUSIP 94987D101 identifies ERC - ALLSPRING MULTI-SECTOR INCOME FUND - Common Stock in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 94987D101:
Top shareholders of ERC - ALLSPRING MULTI-SECTOR INCOME FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Invesco Ltd. |
13F
|
Company |
2.3%
|
656,527
|
$7,228,000 | — | 30 Jun 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
2%
|
572,435
|
$6,302,000 | — | 30 Jun 2020 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
1.9%
|
529,502
|
$5,824,000 | — | 30 Jun 2020 | |
| COHEN & STEERS, INC. |
13F
|
Company |
1.2%
|
322,306
|
$3,549,000 | — | 30 Jun 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
1.1%
|
308,279
|
$3,394,000 | — | 30 Jun 2020 | |
| UBS Group AG |
13F
|
Company |
1.1%
|
305,570
|
$3,365,000 | — | 30 Jun 2020 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.98%
|
275,488
|
$3,033,000 | — | 30 Jun 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.97%
|
270,386
|
$2,978,000 | — | 30 Jun 2020 | |
| NWAM LLC |
13F
|
Company |
0.87%
|
244,879
|
$2,696,000 | — | 30 Jun 2020 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.8%
|
224,107
|
$2,467,000 | — | 30 Jun 2020 | |
| MORGAN STANLEY |
13F
|
Company |
0.75%
|
210,915
|
$2,322,000 | — | 30 Jun 2020 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.74%
|
205,981
|
$2,268,000 | — | 30 Jun 2020 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.53%
|
149,436
|
$1,645,000 | — | 30 Jun 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.4%
|
112,195
|
$1,236,000 | — | 30 Jun 2020 | |
| Point View Wealth Management, Inc. |
13F
|
Company |
—
class O/S missing
|
92,664
|
$1,020,000 | — | 30 Jun 2020 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.32%
|
88,657
|
$976,000 | — | 30 Jun 2020 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0.29%
|
82,159
|
$905,000 | — | 30 Jun 2020 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.27%
|
74,343
|
$819,000 | — | 30 Jun 2020 | |
| Selway Asset Management |
13F
|
Company |
0.24%
|
67,767
|
$746,000 | — | 30 Jun 2020 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.17%
|
46,684
|
$514,000 | — | 30 Jun 2020 | |
| AQR Arbitrage LLC |
13F
|
Company |
0.16%
|
45,289
|
$499,000 | — | 30 Jun 2020 | |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV |
13F
|
Company |
0.14%
|
40,552
|
$446,000 | — | 30 Jun 2020 | |
| Uncommon Cents Investing LLC |
13F
|
Company |
0.14%
|
39,100
|
$430,000 | — | 30 Jun 2020 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.14%
|
38,028
|
$419,000 | — | 30 Jun 2020 | |
| LPL Financial LLC |
13F
|
Company |
0.11%
|
30,632
|
$337,000 | — | 30 Jun 2020 | |
| Legacy Wealth Planning, LLC |
13F
|
Company |
0.1%
|
26,989
|
$297,000 | — | 30 Jun 2020 | |
| LVW Advisors, LLC |
13F
|
Company |
0.09%
|
26,338
|
$290,000 | — | 30 Jun 2020 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
0.08%
|
22,457
|
$247,000 | — | 30 Jun 2020 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0.08%
|
21,690
|
$239,000 | — | 30 Jun 2020 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.07%
|
20,998
|
$231,000 | — | 30 Jun 2020 | |
| Fiera Capital Corp |
13F
|
Company |
0.07%
|
20,298
|
$223,000 | — | 30 Jun 2020 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.06%
|
15,687
|
$172,000 | — | 30 Jun 2020 | |
| RAYMOND JAMES TRUST N.A. |
13F
|
Company |
0.05%
|
14,259
|
$157,000 | — | 30 Jun 2020 | |
| Sheaff Brock Investment Advisors, LLC |
13F
|
Company |
0.05%
|
13,215
|
$145,000 | — | 30 Jun 2020 | |
| SeaCrest Wealth Management, LLC |
13F
|
Company |
0.04%
|
12,250
|
$135,000 | — | 30 Jun 2020 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.04%
|
12,231
|
$135,000 | — | 30 Jun 2020 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
0.04%
|
10,639
|
$117,000 | — | 30 Jun 2020 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.03%
|
7,546
|
$83,000 | — | 30 Jun 2020 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.02%
|
6,449
|
$71,000 | — | 30 Jun 2020 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.02%
|
4,602
|
$51,000 | — | 30 Jun 2020 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.01%
|
2,953
|
$33,000 | — | 30 Jun 2020 | |
| American Portfolios Advisors |
13F
|
Company |
0.01%
|
2,825
|
$31,103 | — | 30 Jun 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.01%
|
2,100
|
$23,000 | — | 30 Jun 2020 | |
| RPG Investment Advisory, LLC |
13F
|
Company |
0.01%
|
1,625
|
$18,000 | — | 30 Jun 2020 | |
| Focused Wealth Management, Inc |
13F
|
Company |
0.01%
|
1,570
|
$17,000 | — | 30 Jun 2020 | |
| CITIGROUP INC |
13F
|
Company |
0%
|
1,000
|
$11,000 | — | 30 Jun 2020 | |
| TRUSTCORE FINANCIAL SERVICES, LLC |
13F
|
Company |
0%
|
833
|
$9,000 | — | 30 Jun 2020 | |
| PANAGORA ASSET MANAGEMENT INC |
13F
|
Company |
0%
|
509
|
$6,000 | — | 30 Jun 2020 | |
| WASHINGTON TRUST Co |
13F
|
Company |
0%
|
462
|
$5,000 | — | 30 Jun 2020 | |
| Winch Advisory Services, LLC |
13F
|
Company |
0%
|
117
|
$1,000 | — | 30 Jun 2020 |
Institutional Holders of ALLSPRING MULTI-SECTOR INCOME FUND - Common Stock (ERC) as of Q3 2020
As of 30 Sep 2020,
ALLSPRING MULTI-SECTOR INCOME FUND - Common Stock (ERC) was held by
50 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
5,028,591 shares.
The largest 10 holders included
Invesco Ltd., ROYAL BANK OF CANADA, AMERIPRISE FINANCIAL INC, COHEN & STEERS, INC., UBS Group AG, RAYMOND JAMES & ASSOCIATES, Shaker Financial Services, LLC, ADVISOR GROUP HOLDINGS, INC., NWAM LLC, and MORGAN STANLEY.
This page lists
50
institutional shareholders reporting positions in this security
for the Q3 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2020 vs Q2 2020 Across Filers
Q2 2020 holders
48
Q3 2020 holders
50
Holder diff
2
| Investor | Q2 2020 Shares | Q3 2020 Shares | Share Diff | Share Chg % | Q2 2020 Value $ | Q3 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.