ALLSPRING MULTI-SECTOR INCOME FUND - Common Stock (ERC)
CUSIP: 94987D101
Q4 2019 13F Holders as of 31 Dec 2019
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 28,003,515
- Total 13F shares
- 5,344,549
- Share change
- -128,177
- Total reported value
- $68,830,434
- Price per share
- $12.88
- Number of holders
- 53
- Value change
- -$1,631,514
- Number of buys
- 25
- Number of sells
- 19
Quarterly Holders Quick Answers
What is CUSIP 94987D101?
CUSIP 94987D101 identifies ERC - ALLSPRING MULTI-SECTOR INCOME FUND - Common Stock in SEC institutional holdings data.
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Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 94987D101:
Top shareholders of ERC - ALLSPRING MULTI-SECTOR INCOME FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Invesco Ltd. |
13F
|
Company |
2.4%
|
684,181
|
$8,449,000 | — | 30 Sep 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
1.7%
|
484,496
|
$5,983,000 | — | 30 Sep 2019 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
1.6%
|
446,174
|
$5,515,000 | — | 30 Sep 2019 | |
| UBS Group AG |
13F
|
Company |
1.3%
|
374,717
|
$4,628,000 | — | 30 Sep 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
1.2%
|
345,286
|
$4,264,000 | — | 30 Sep 2019 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
1.1%
|
317,700
|
$3,924,000 | — | 30 Sep 2019 | |
| MORGAN STANLEY |
13F
|
Company |
1.1%
|
294,536
|
$3,638,000 | — | 30 Sep 2019 | |
| COHEN & STEERS, INC. |
13F
|
Company |
1%
|
291,635
|
$3,602,000 | — | 30 Sep 2019 | |
| NWAM LLC |
13F
|
Company |
0.86%
|
240,114
|
$2,965,000 | — | 30 Sep 2019 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.81%
|
227,468
|
$2,809,000 | — | 30 Sep 2019 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.73%
|
204,071
|
$2,520,000 | — | 30 Sep 2019 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.67%
|
188,253
|
$2,319,000 | — | 30 Sep 2019 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.61%
|
171,119
|
$2,113,000 | — | 30 Sep 2019 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.46%
|
129,988
|
$1,605,000 | — | 30 Sep 2019 | |
| Point View Wealth Management, Inc. |
13F
|
Company |
—
class O/S missing
|
102,553
|
$1,267,000 | — | 30 Sep 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.36%
|
102,206
|
$1,262,000 | — | 30 Sep 2019 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.33%
|
93,803
|
$1,158,000 | — | 30 Sep 2019 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0.31%
|
87,807
|
$1,084,000 | — | 30 Sep 2019 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.31%
|
86,702
|
$1,071,000 | — | 30 Sep 2019 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0.31%
|
86,269
|
$1,065,000 | — | 30 Sep 2019 | |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV |
13F
|
Company |
0.3%
|
85,100
|
$1,051,000 | — | 30 Sep 2019 | |
| Selway Asset Management |
13F
|
Company |
0.27%
|
76,781
|
$948,000 | — | 30 Sep 2019 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.16%
|
45,805
|
$566,000 | — | 30 Sep 2019 | |
| Uncommon Cents Investing LLC |
13F
|
Company |
0.14%
|
38,605
|
$477,000 | — | 30 Sep 2019 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.13%
|
37,657
|
$465,000 | — | 30 Sep 2019 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
0.13%
|
37,350
|
$461,000 | — | 30 Sep 2019 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.13%
|
37,322
|
$461,000 | — | 30 Sep 2019 | |
| LPL Financial LLC |
13F
|
Company |
0.12%
|
34,107
|
$421,000 | — | 30 Sep 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
0.12%
|
32,454
|
$401,000 | — | 30 Sep 2019 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.08%
|
21,560
|
$266,000 | — | 30 Sep 2019 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.07%
|
20,885
|
$257,000 | — | 30 Sep 2019 | |
| Sheaff Brock Investment Advisors, LLC |
13F
|
Company |
0.07%
|
19,815
|
$245,000 | — | 30 Sep 2019 | |
| RAYMOND JAMES TRUST N.A. |
13F
|
Company |
0.07%
|
19,093
|
$236,000 | — | 30 Sep 2019 | |
| Fiera Capital Corp |
13F
|
Company |
0.05%
|
14,759
|
$182,000 | — | 30 Sep 2019 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.04%
|
10,758
|
$133,000 | — | 30 Sep 2019 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
0.04%
|
10,639
|
$132,000 | — | 30 Sep 2019 | |
| Quadrant Private Wealth Management, LLC |
13F
|
Company |
0.04%
|
10,350
|
$128,000 | — | 30 Sep 2019 | |
| FNY Investment Advisers, LLC |
13F
|
Company |
0.02%
|
6,494
|
$80,000 | — | 30 Sep 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.02%
|
5,420
|
$67,000 | — | 30 Sep 2019 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.02%
|
5,102
|
$63,000 | — | 30 Sep 2019 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.01%
|
3,177
|
$39,000 | — | 30 Sep 2019 | |
| CITIGROUP INC |
13F
|
Company |
0.01%
|
2,610
|
$32,000 | — | 30 Sep 2019 | |
| Quad-Cities Investment Group, LLC |
13F
|
Company |
0.01%
|
2,494
|
$31,000 | — | 30 Sep 2019 | |
| RPG Investment Advisory, LLC |
13F
|
Company |
0.01%
|
2,375
|
$29,000 | — | 30 Sep 2019 | |
| Carroll Financial Associates, Inc. |
13F
|
Company |
0.01%
|
2,235
|
$27,000 | — | 30 Sep 2019 | |
| Sandy Spring Bank |
13F
|
Company |
0.01%
|
1,689
|
$21,000 | — | 30 Sep 2019 | |
| Focused Wealth Management, Inc |
13F
|
Company |
0.01%
|
1,500
|
$19,000 | — | 30 Sep 2019 | |
| PANAGORA ASSET MANAGEMENT INC |
13F
|
Company |
0%
|
1,104
|
$14,000 | — | 30 Sep 2019 | |
| TRUSTCORE FINANCIAL SERVICES, LLC |
13F
|
Company |
0%
|
833
|
$10,000 | — | 30 Sep 2019 | |
| Global Wealth Management Investment Advisory, Inc. |
13F
|
Company |
0%
|
800
|
$10,000 | — | 30 Sep 2019 |
Institutional Holders of ALLSPRING MULTI-SECTOR INCOME FUND - Common Stock (ERC) as of Q4 2019
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2019 vs Q3 2019 Across Filers
| Investor | Q3 2019 Shares | Q4 2019 Shares | Share Diff | Share Chg % | Q3 2019 Value $ | Q4 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
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