ALLSPRING MULTI-SECTOR INCOME FUND - Common Stock (ERC)
CUSIP: 94987D101
Q3 2019 13F Holders as of 30 Sep 2019
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 28,003,515
- Total 13F shares
- 5,445,737
- Share change
- -379,855
- Total reported value
- $67,250,000
- Price per share
- $12.35
- Number of holders
- 50
- Value change
- -$4,693,816
- Number of buys
- 15
- Number of sells
- 20
Quarterly Holders Quick Answers
What is CUSIP 94987D101?
CUSIP 94987D101 identifies ERC - ALLSPRING MULTI-SECTOR INCOME FUND - Common Stock in SEC institutional holdings data.
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Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 94987D101:
Top shareholders of ERC - ALLSPRING MULTI-SECTOR INCOME FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Invesco Ltd. |
13F
|
Company |
2.7%
|
767,381
|
$9,623,000 | — | 30 Jun 2019 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
2.5%
|
699,420
|
$8,771,000 | — | 30 Jun 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
1.8%
|
514,034
|
$6,446,000 | — | 30 Jun 2019 | |
| UBS Group AG |
13F
|
Company |
1.3%
|
376,301
|
$4,719,000 | — | 30 Jun 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
1.2%
|
345,572
|
$4,334,000 | — | 30 Jun 2019 | |
| MORGAN STANLEY |
13F
|
Company |
1.2%
|
323,798
|
$4,060,000 | — | 30 Jun 2019 | |
| COHEN & STEERS, INC. |
13F
|
Company |
1%
|
291,635
|
$3,657,000 | — | 30 Jun 2019 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.95%
|
266,811
|
$3,346,000 | — | 30 Jun 2019 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.92%
|
258,440
|
$3,241,000 | — | 30 Jun 2019 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.9%
|
251,251
|
$3,151,000 | — | 30 Jun 2019 | |
| NWAM LLC |
13F
|
Company |
0.86%
|
241,084
|
$3,023,000 | — | 30 Jun 2019 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
0.79%
|
220,537
|
$2,766,000 | — | 30 Jun 2019 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.68%
|
189,611
|
$2,381,000 | — | 30 Jun 2019 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.44%
|
124,020
|
$1,555,000 | — | 30 Jun 2019 | |
| Point View Wealth Management, Inc. |
13F
|
Company |
—
class O/S missing
|
119,963
|
$1,504,000 | — | 30 Jun 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.4%
|
112,777
|
$1,414,000 | — | 30 Jun 2019 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.34%
|
94,922
|
$1,190,000 | — | 30 Jun 2019 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0.32%
|
88,505
|
$1,110,000 | — | 30 Jun 2019 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.31%
|
86,702
|
$1,087,000 | — | 30 Jun 2019 | |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV |
13F
|
Company |
0.3%
|
85,300
|
$1,070,000 | — | 30 Jun 2019 | |
| Selway Asset Management |
13F
|
Company |
0.27%
|
76,781
|
$963,000 | — | 30 Jun 2019 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0.26%
|
71,857
|
$901,000 | — | 30 Jun 2019 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.17%
|
46,351
|
$581,000 | — | 30 Jun 2019 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.14%
|
39,465
|
$495,000 | — | 30 Jun 2019 | |
| Uncommon Cents Investing LLC |
13F
|
Company |
0.14%
|
38,605
|
$484,000 | — | 30 Jun 2019 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.13%
|
35,583
|
$446,000 | — | 30 Jun 2019 | |
| LPL Financial LLC |
13F
|
Company |
0.12%
|
34,107
|
$428,000 | — | 30 Jun 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
0.1%
|
28,697
|
$360,000 | — | 30 Jun 2019 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.07%
|
20,475
|
$256,000 | — | 30 Jun 2019 | |
| Sheaff Brock Investment Advisors, LLC |
13F
|
Company |
0.07%
|
19,815
|
$248,000 | — | 30 Jun 2019 | |
| RAYMOND JAMES TRUST N.A. |
13F
|
Company |
0.07%
|
18,701
|
$235,000 | — | 30 Jun 2019 | |
| Fiera Capital Corp |
13F
|
Company |
0.06%
|
15,864
|
$199,000 | — | 30 Jun 2019 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
0.04%
|
10,639
|
$133,000 | — | 30 Jun 2019 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.02%
|
5,102
|
$64,000 | — | 30 Jun 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.02%
|
5,074
|
$64,000 | — | 30 Jun 2019 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.01%
|
3,179
|
$39,000 | — | 30 Jun 2019 | |
| CITIGROUP INC |
13F
|
Company |
0.01%
|
2,610
|
$33,000 | — | 30 Jun 2019 | |
| Quad-Cities Investment Group, LLC |
13F
|
Company |
0.01%
|
2,450
|
$30,000 | — | 30 Jun 2019 | |
| RPG Investment Advisory, LLC |
13F
|
Company |
0.01%
|
2,375
|
$30,000 | — | 30 Jun 2019 | |
| Carroll Financial Associates, Inc. |
13F
|
Company |
0.01%
|
2,235
|
$28,000 | — | 30 Jun 2019 | |
| Sandy Spring Bank |
13F
|
Company |
0.01%
|
1,689
|
$21,000 | — | 30 Jun 2019 | |
| Focused Wealth Management, Inc |
13F
|
Company |
0.01%
|
1,500
|
$19,000 | — | 30 Jun 2019 | |
| FNY Investment Advisers, LLC |
13F
|
Company |
0%
|
1,215
|
$15,000 | — | 30 Jun 2019 | |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. |
13F
|
Company |
0%
|
1,150
|
$15,000 | — | 30 Jun 2019 | |
| TRUSTCORE FINANCIAL SERVICES, LLC |
13F
|
Company |
0%
|
833
|
$10,000 | — | 30 Jun 2019 | |
| Global Wealth Management Investment Advisory, Inc. |
13F
|
Company |
0%
|
800
|
$10,000 | — | 30 Jun 2019 | |
| FMR LLC |
13F
|
Company |
0%
|
339
|
$4,000 | — | 30 Jun 2019 | |
| Winch Advisory Services, LLC |
13F
|
Company |
0%
|
106
|
$1,000 | — | 30 Jun 2019 | |
| Riggs Asset Managment Co. Inc. |
13F
|
Company |
0%
|
42
|
$1,000 | — | 30 Jun 2019 |
Institutional Holders of ALLSPRING MULTI-SECTOR INCOME FUND - Common Stock (ERC) as of Q3 2019
As of 30 Sep 2019,
ALLSPRING MULTI-SECTOR INCOME FUND - Common Stock (ERC) was held by
50 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
5,445,737 shares.
The largest 10 holders included
Invesco Ltd., ROYAL BANK OF CANADA, AMERIPRISE FINANCIAL INC, UBS Group AG, LADENBURG THALMANN FINANCIAL SERVICES INC., RAYMOND JAMES & ASSOCIATES, MORGAN STANLEY, COHEN & STEERS, INC., NWAM LLC, and GUGGENHEIM CAPITAL LLC.
This page lists
50
institutional shareholders reporting positions in this security
for the Q3 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2019 vs Q2 2019 Across Filers
Q2 2019 holders
46
Q3 2019 holders
50
Holder diff
4
| Investor | Q2 2019 Shares | Q3 2019 Shares | Share Diff | Share Chg % | Q2 2019 Value $ | Q3 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.