ALLSPRING MULTI-SECTOR INCOME FUND - Common Stock (ERC)
CUSIP: 94987D101
Q4 2017 13F Holders as of 31 Dec 2017
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 28,003,515
- Total 13F shares
- 11,052,271
- Share change
- -255,834
- Total reported value
- $144,348,117
- Price per share
- $13.06
- Number of holders
- 55
- Value change
- -$3,417,930
- Number of buys
- 27
- Number of sells
- 22
Quarterly Holders Quick Answers
What is CUSIP 94987D101?
CUSIP 94987D101 identifies ERC - ALLSPRING MULTI-SECTOR INCOME FUND - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 94987D101:
Top shareholders of ERC - ALLSPRING MULTI-SECTOR INCOME FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
5.9%
|
1,652,720
|
$22,180,000 | — | 30 Sep 2017 | |
| UBS Group AG |
13F
|
Company |
5.7%
|
1,586,684
|
$21,294,000 | — | 30 Sep 2017 | |
| Saba Capital Management, L.P. |
13F
|
Company |
3.9%
|
1,095,122
|
$14,697,000 | — | 30 Sep 2017 | |
| Laurion Capital Management LP |
13F
|
Company |
3.4%
|
960,477
|
$12,890,000 | — | 30 Sep 2017 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
2.8%
|
792,709
|
$10,638,000 | — | 30 Sep 2017 | |
| Invesco Ltd. |
13F
|
Company |
2.3%
|
646,030
|
$8,670,000 | — | 30 Sep 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
2.1%
|
601,124
|
$8,066,000 | — | 30 Sep 2017 | |
| Vident Investment Advisory, LLC |
13F
|
Company |
1.7%
|
474,596
|
$6,369,000 | — | 30 Sep 2017 | |
| MORGAN STANLEY |
13F
|
Company |
1.1%
|
318,136
|
$4,269,000 | — | 30 Sep 2017 | |
| NWAM LLC |
13F
|
Company |
1.1%
|
299,563
|
$4,020,000 | — | 30 Sep 2017 | |
| COHEN & STEERS, INC. |
13F
|
Company |
1%
|
284,969
|
$3,824,000 | — | 30 Sep 2017 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
0.73%
|
205,059
|
$2,752,000 | — | 30 Sep 2017 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.73%
|
204,000
|
$2,738,000 | — | 30 Sep 2017 | |
| Kovitz Investment Group Partners, LLC |
13F
|
Company |
0.71%
|
198,380
|
$2,662,000 | — | 30 Sep 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.69%
|
193,210
|
$2,593,000 | — | 30 Sep 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.54%
|
151,903
|
$2,039,000 | — | 30 Sep 2017 | |
| Point View Wealth Management, Inc. |
13F
|
Company |
—
class O/S missing
|
139,529
|
$1,873,000 | — | 30 Sep 2017 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.49%
|
136,612
|
$1,833,000 | — | 30 Sep 2017 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.48%
|
133,250
|
$1,788,000 | — | 30 Sep 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.45%
|
126,992
|
$1,704,000 | — | 30 Sep 2017 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.4%
|
110,653
|
$1,483,000 | — | 30 Sep 2017 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.38%
|
105,906
|
$1,422,000 | — | 30 Sep 2017 | |
| Selway Asset Management |
13F
|
Company |
0.37%
|
103,115
|
$1,384,000 | — | 30 Sep 2017 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.36%
|
99,947
|
$1,341,000 | — | 30 Sep 2017 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0.34%
|
94,041
|
$1,262,000 | — | 30 Sep 2017 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.26%
|
72,479
|
$973,000 | — | 30 Sep 2017 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.26%
|
72,349
|
$971,000 | — | 30 Sep 2017 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.19%
|
53,133
|
$713,000 | — | 30 Sep 2017 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.18%
|
50,427
|
$677,000 | — | 30 Sep 2017 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.18%
|
49,528
|
$665,000 | — | 30 Sep 2017 | |
| Ancora Advisors LLC |
13F
|
Company |
0.16%
|
44,363
|
$596,000 | — | 30 Sep 2017 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
0.14%
|
38,605
|
$515,000 | — | 30 Sep 2017 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
0.13%
|
36,556
|
$491,000 | — | 30 Sep 2017 | |
| CLOUGH CAPITAL PARTNERS L P |
13F
|
Company |
0.13%
|
36,445
|
$489,000 | — | 30 Sep 2017 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.1%
|
27,665
|
$371,000 | — | 30 Sep 2017 | |
| RAYMOND JAMES TRUST N.A. |
13F
|
Company |
0.1%
|
27,661
|
$371,000 | — | 30 Sep 2017 | |
| LPL Financial LLC |
13F
|
Company |
0.09%
|
24,774
|
$332,000 | — | 30 Sep 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
0.08%
|
23,681
|
$318,000 | — | 30 Sep 2017 | |
| CUE ADVISORY SERVICES, INC. |
13F
|
Company |
0.08%
|
21,788
|
$292,000 | — | 30 Sep 2017 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
0.06%
|
18,132
|
$244,000 | — | 30 Sep 2017 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.05%
|
13,587
|
$182,000 | — | 30 Sep 2017 | |
| Curi Capital, LLC |
13F
|
Company |
0.04%
|
12,330
|
$165,000 | — | 30 Sep 2017 | |
| Fiera Capital Corp |
13F
|
Company |
0.04%
|
12,302
|
$165,000 | — | 30 Sep 2017 | |
| Sheaff Brock Investment Advisors, LLC |
13F
|
Company |
0.04%
|
11,715
|
$157,000 | — | 30 Sep 2017 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
0.04%
|
10,639
|
$143,000 | — | 30 Sep 2017 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.04%
|
10,584
|
$142,000 | — | 30 Sep 2017 | |
| IFP Advisors, Inc |
13F
|
Company |
0.01%
|
3,725
|
$50,000 | — | 30 Sep 2017 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.01%
|
3,150
|
$42,000 | — | 30 Sep 2017 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.01%
|
2,835
|
$38,000 | — | 30 Sep 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.01%
|
2,371
|
$31,000 | — | 30 Sep 2017 |
Institutional Holders of ALLSPRING MULTI-SECTOR INCOME FUND - Common Stock (ERC) as of Q4 2017
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2017 vs Q3 2017 Across Filers
| Investor | Q3 2017 Shares | Q4 2017 Shares | Share Diff | Share Chg % | Q3 2017 Value $ | Q4 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
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