Security key
94987D101
ALLSPRING MULTI-SECTOR INCOME FUND - Common Stock (ERC)
CUSIP: 94987D101
Q3 2017 13F Holders as of 30 Sep 2017
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 28,003,515
- Total 13F shares
- 11,264,644
- Share change
- -1,598,568
- Total reported value
- $151,165,000
- Price per share
- $13.42
- Number of holders
- 55
- Value change
- -$21,444,671
- Number of buys
- 28
- Number of sells
- 22
Report period
Q3 2017
Institutions
55
Top holders
10
ERC full security history
Newer quarter: Q4 2017
Previous quarter: Q2 2017
ALLSPRING MULTI-SECTOR INCOME FUND SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 94987D101
Recent filing periods:
Top shareholders of ERC - ALLSPRING MULTI-SECTOR INCOME FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. |
13F
|
Company |
12%
|
3,326,688
|
$44,411,000 | — | 30 Jun 2017 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
7.1%
|
1,988,242
|
$26,543,000 | — | 30 Jun 2017 | |
| UBS Group AG |
13F
|
Company |
5.5%
|
1,545,553
|
$20,634,000 | — | 30 Jun 2017 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
2.5%
|
711,048
|
$9,492,000 | — | 30 Jun 2017 | |
| Invesco Ltd. |
13F
|
Company |
2.5%
|
709,177
|
$9,467,000 | — | 30 Jun 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
1.8%
|
514,811
|
$6,872,000 | — | 30 Jun 2017 | |
| Vident Investment Advisory, LLC |
13F
|
Company |
1.5%
|
432,926
|
$5,780,000 | — | 30 Jun 2017 | |
| Laurion Capital Management LP |
13F
|
Company |
1.5%
|
409,940
|
$5,473,000 | — | 30 Jun 2017 | |
| MORGAN STANLEY |
13F
|
Company |
1.1%
|
314,773
|
$4,202,000 | — | 30 Jun 2017 | |
| NWAM LLC |
13F
|
Company |
1%
|
292,399
|
$3,904,000 | — | 30 Jun 2017 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.98%
|
275,477
|
$3,678,000 | — | 30 Jun 2017 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.73%
|
204,000
|
$2,723,000 | — | 30 Jun 2017 | |
| NorthCoast Asset Management LLC |
13F
|
Company |
0.71%
|
199,178
|
$2,659,000 | — | 30 Jun 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.7%
|
196,481
|
$2,623,000 | — | 30 Jun 2017 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.68%
|
191,588
|
$2,558,000 | — | 30 Jun 2017 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
0.63%
|
176,722
|
$2,359,000 | — | 30 Jun 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.43%
|
121,008
|
$1,616,000 | — | 30 Jun 2017 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.42%
|
118,549
|
$1,583,000 | — | 30 Jun 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.4%
|
110,822
|
$1,479,000 | — | 30 Jun 2017 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.38%
|
105,424
|
$1,412,000 | — | 30 Jun 2017 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.37%
|
104,936
|
$1,401,000 | — | 30 Jun 2017 | |
| Selway Asset Management |
13F
|
Company |
0.37%
|
103,461
|
$1,381,000 | — | 30 Jun 2017 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0.35%
|
97,391
|
$1,300,000 | — | 30 Jun 2017 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.22%
|
61,083
|
$815,000 | — | 30 Jun 2017 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.2%
|
57,342
|
$766,000 | — | 30 Jun 2017 | |
| Ancora Advisors LLC |
13F
|
Company |
0.17%
|
47,003
|
$627,000 | — | 30 Jun 2017 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
0.14%
|
38,605
|
$515,000 | — | 30 Jun 2017 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
0.13%
|
36,279
|
$484,000 | — | 30 Jun 2017 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.13%
|
35,257
|
$471,000 | — | 30 Jun 2017 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.11%
|
29,875
|
$399,000 | — | 30 Jun 2017 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.11%
|
29,852
|
$399,000 | — | 30 Jun 2017 | |
| Apollo Management Holdings, L.P. |
13F
|
Company |
0.11%
|
29,749
|
$397,000 | — | 30 Jun 2017 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.1%
|
29,018
|
$387,000 | — | 30 Jun 2017 | |
| LPL Financial LLC |
13F
|
Company |
0.09%
|
24,774
|
$331,000 | — | 30 Jun 2017 | |
| RAYMOND JAMES TRUST N.A. |
13F
|
Company |
0.09%
|
24,443
|
$326,000 | — | 30 Jun 2017 | |
| CUE ADVISORY SERVICES, INC. |
13F
|
Company |
0.08%
|
22,261
|
$297,000 | — | 30 Jun 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
0.08%
|
21,166
|
$283,000 | — | 30 Jun 2017 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.06%
|
18,149
|
$242,000 | — | 30 Jun 2017 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
0.06%
|
18,132
|
$243,000 | — | 30 Jun 2017 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.05%
|
13,587
|
$182,000 | — | 30 Jun 2017 | |
| Fiera Capital Corp |
13F
|
Company |
0.04%
|
12,302
|
$164,000 | — | 30 Jun 2017 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
0.04%
|
11,854
|
$158,000 | — | 30 Jun 2017 | |
| Sheaff Brock Investment Advisors, LLC |
13F
|
Company |
0.04%
|
11,215
|
$150,000 | — | 30 Jun 2017 | |
| Curi Capital, LLC |
13F
|
Company |
0.04%
|
10,493
|
$140,000 | — | 30 Jun 2017 | |
| IFP Advisors, Inc |
13F
|
Company |
0.03%
|
9,205
|
$123,000 | — | 30 Jun 2017 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
0.02%
|
4,747
|
$63,372 | — | 30 Jun 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.01%
|
3,542
|
$47,000 | — | 30 Jun 2017 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.01%
|
3,150
|
$42,000 | — | 30 Jun 2017 | |
| Carroll Financial Associates, Inc. |
13F
|
Company |
0.01%
|
2,235
|
$29,000 | — | 30 Jun 2017 | |
| Sandy Spring Bank |
13F
|
Company |
0.01%
|
1,689
|
$23,000 | — | 30 Jun 2017 |
Institutional Holders of ALLSPRING MULTI-SECTOR INCOME FUND - Common Stock (ERC) as of Q3 2017
As of 30 Sep 2017,
ALLSPRING MULTI-SECTOR INCOME FUND - Common Stock (ERC) was held by
55 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
11,264,644 shares.
The largest 10 holders included
SIT INVESTMENT ASSOCIATES INC, UBS Group AG, Saba Capital Management, L.P., Laurion Capital Management LP, PARAMETRIC PORTFOLIO ASSOCIATES LLC, Invesco Ltd., ROYAL BANK OF CANADA, Vident Investment Advisory, LLC, MORGAN STANLEY, and NWAM LLC.
This page lists
55
institutional shareholders reporting positions in this security
for the Q3 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2017 vs Q2 2017 Across Filers
Q2 2017 holders
57
Q3 2017 holders
55
Holder diff
-2
| Investor | Q2 2017 Shares | Q3 2017 Shares | Share Diff | Share Chg % | Q2 2017 Value $ | Q3 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.