ALLSPRING MULTI-SECTOR INCOME FUND - Common Stock (ERC)
CUSIP: 94987D101
Q3 2015 13F Holders as of 30 Sep 2015
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 28,003,515
- Total 13F shares
- 12,232,760
- Share change
- +1,112,451
- Total reported value
- $138,853,758
- Price per share
- $11.35
- Number of holders
- 62
- Value change
- +$11,227,307
- Number of buys
- 31
- Number of sells
- 22
Quarterly Holders Quick Answers
What is CUSIP 94987D101?
CUSIP 94987D101 identifies ERC - ALLSPRING MULTI-SECTOR INCOME FUND - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 94987D101:
Top shareholders of ERC - ALLSPRING MULTI-SECTOR INCOME FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. |
13F
|
Company |
6.2%
|
1,745,895
|
$22,103,000 | — | 30 Jun 2015 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
3.7%
|
1,022,524
|
$12,945,000 | — | 30 Jun 2015 | |
| UBS Group AG |
13F
|
Company |
3.5%
|
985,473
|
$12,476,000 | — | 30 Jun 2015 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
3.1%
|
860,563
|
$10,895,000 | — | 30 Jun 2015 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
3%
|
835,523
|
$10,578,000 | — | 30 Jun 2015 | |
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
13F
|
Company |
2.4%
|
684,125
|
$8,661,000 | — | 30 Jun 2015 | |
| NWAM LLC |
13F
|
Company |
1.6%
|
451,000
|
$5,708,000 | — | 30 Jun 2015 | |
| MORGAN STANLEY |
13F
|
Company |
1.5%
|
411,728
|
$5,213,000 | — | 30 Jun 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
1.4%
|
382,859
|
$4,848,000 | — | 30 Jun 2015 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
1%
|
293,653
|
$3,718,000 | — | 30 Jun 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.69%
|
192,694
|
$2,440,000 | — | 30 Jun 2015 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.66%
|
184,957
|
$2,342,000 | — | 30 Jun 2015 | |
| CITIGROUP INC |
13F
|
Company |
0.66%
|
184,336
|
$2,334,000 | — | 30 Jun 2015 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.64%
|
180,527
|
$2,285,000 | — | 30 Jun 2015 | |
| Selway Asset Management |
13F
|
Company |
0.62%
|
172,605
|
$2,185,000 | — | 30 Jun 2015 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
0.52%
|
145,867
|
$1,847,000 | — | 30 Jun 2015 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.5%
|
141,326
|
$1,789,000 | — | 30 Jun 2015 | |
| AQR Arbitrage LLC |
13F
|
Company |
0.5%
|
140,670
|
$1,781,000 | — | 30 Jun 2015 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.45%
|
124,663
|
$1,578,000 | — | 30 Jun 2015 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.43%
|
121,333
|
$1,536,000 | — | 30 Jun 2015 | |
| Ancora Advisors LLC |
13F
|
Company |
0.42%
|
117,500
|
$1,488,000 | — | 30 Jun 2015 | |
| Vident Investment Advisory, LLC |
13F
|
Company |
0.42%
|
117,248
|
$1,484,000 | — | 30 Jun 2015 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.38%
|
107,153
|
$1,357,000 | — | 30 Jun 2015 | |
| CUE ADVISORY SERVICES, INC. |
13F
|
Company |
0.34%
|
96,555
|
$1,222,000 | — | 30 Jun 2015 | |
| Yorktown Management & Research Co Inc |
13F
|
Company |
0.3%
|
83,000
|
$1,051,000 | — | 30 Jun 2015 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
0.29%
|
81,871
|
$1,044,000 | — | 30 Jun 2015 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.29%
|
80,094
|
$1,014,000 | — | 30 Jun 2015 | |
| BLACKROCK ADVISORS LLC |
13F
|
Company |
0.25%
|
71,089
|
$900,000 | — | 30 Jun 2015 | |
| Point View Wealth Management, Inc. |
13F
|
Company |
—
class O/S missing
|
70,638
|
$894,000 | — | 30 Jun 2015 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.23%
|
63,963
|
$809,000 | — | 30 Jun 2015 | |
| LPL Financial LLC |
13F
|
Company |
0.17%
|
47,956
|
$616,000 | — | 30 Jun 2015 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
0.14%
|
39,305
|
$494,000 | — | 30 Jun 2015 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.13%
|
35,252
|
$446,000 | — | 30 Jun 2015 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0.12%
|
34,489
|
$437,000 | — | 30 Jun 2015 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.12%
|
33,165
|
$420,000 | — | 30 Jun 2015 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.12%
|
32,954
|
$417,000 | — | 30 Jun 2015 | |
| PANAGORA ASSET MANAGEMENT INC |
13F
|
Company |
0.12%
|
32,749
|
$415,000 | — | 30 Jun 2015 | |
| Curi Capital, LLC |
13F
|
Company |
0.1%
|
29,249
|
$370,000 | — | 30 Jun 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.1%
|
27,302
|
$345,000 | — | 30 Jun 2015 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.07%
|
19,728
|
$249,757 | — | 30 Jun 2015 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
0.06%
|
16,740
|
$212,000 | — | 30 Jun 2015 | |
| Oxbow Advisors, LLC |
13F
|
Company |
0.06%
|
16,245
|
$206,000 | — | 30 Jun 2015 | |
| Investors Capital Advisory Services |
13F
|
Company |
0.05%
|
15,218
|
$192,000 | — | 30 Jun 2015 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
0.05%
|
14,332
|
$181,000 | — | 30 Jun 2015 | |
| STEEL GROVE CAPITAL ADVISORS, LLC |
13F
|
Company |
0.04%
|
10,830
|
$137,000 | — | 30 Jun 2015 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
0.02%
|
6,200
|
$78,488 | — | 30 Jun 2015 | |
| Sandy Spring Bank |
13F
|
Company |
0.02%
|
5,000
|
$63,000 | — | 30 Jun 2015 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.01%
|
3,070
|
$39,000 | — | 30 Jun 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.01%
|
2,827
|
$36,000 | — | 30 Jun 2015 | |
| Carroll Financial Associates, Inc. |
13F
|
Company |
0.01%
|
1,685
|
$21,000 | — | 30 Jun 2015 |
Institutional Holders of ALLSPRING MULTI-SECTOR INCOME FUND - Common Stock (ERC) as of Q3 2015
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2015 vs Q2 2015 Across Filers
| Investor | Q2 2015 Shares | Q3 2015 Shares | Share Diff | Share Chg % | Q2 2015 Value $ | Q3 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
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