Security key
94987D101
ALLSPRING MULTI-SECTOR INCOME FUND - Common Stock (ERC)
CUSIP: 94987D101
Q2 2015 13F Holders as of 30 Jun 2015
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 28,003,515
- Total 13F shares
- 11,091,528
- Share change
- +972,646
- Total reported value
- $140,431,245
- Price per share
- $12.66
- Number of holders
- 54
- Value change
- +$12,181,831
- Number of buys
- 34
- Number of sells
- 19
Report period
Q2 2015
Institutions
54
Top holders
10
ERC full security history
Newer quarter: Q3 2015
Previous quarter: Q1 2015
ALLSPRING MULTI-SECTOR INCOME FUND SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 94987D101
Recent filing periods:
Top shareholders of ERC - ALLSPRING MULTI-SECTOR INCOME FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. |
13F
|
Company |
5.1%
|
1,428,698
|
$19,073,000 | — | 31 Mar 2015 | |
| UBS Group AG |
13F
|
Company |
3.3%
|
937,726
|
$12,519,000 | — | 31 Mar 2015 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
3.2%
|
903,777
|
$12,065,000 | — | 31 Mar 2015 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
3.1%
|
862,329
|
$11,512,000 | — | 31 Mar 2015 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
2.4%
|
676,728
|
$9,034,000 | — | 31 Mar 2015 | |
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
13F
|
Company |
2.1%
|
590,160
|
$7,879,000 | — | 31 Mar 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
1.6%
|
441,576
|
$5,895,000 | — | 31 Mar 2015 | |
| NWAM LLC |
13F
|
Company |
1.6%
|
438,436
|
$5,853,000 | — | 31 Mar 2015 | |
| MORGAN STANLEY |
13F
|
Company |
1.4%
|
383,756
|
$5,123,000 | — | 31 Mar 2015 | |
| CITIGROUP INC |
13F
|
Company |
0.98%
|
273,893
|
$3,656,000 | — | 31 Mar 2015 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.74%
|
207,814
|
$2,774,000 | — | 31 Mar 2015 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.67%
|
188,883
|
$2,522,000 | — | 31 Mar 2015 | |
| COHEN & STEERS CAPITAL MANAGEMENT INC |
13F
|
Company |
0.65%
|
182,158
|
$2,432,000 | — | 31 Mar 2015 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.65%
|
182,158
|
$2,432,000 | — | 31 Mar 2015 | |
| Selway Asset Management |
13F
|
Company |
0.61%
|
171,355
|
$2,288,000 | — | 31 Mar 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.6%
|
166,894
|
$2,228,000 | — | 31 Mar 2015 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
0.52%
|
144,425
|
$1,928,000 | — | 31 Mar 2015 | |
| AQR Arbitrage LLC |
13F
|
Company |
0.5%
|
139,628
|
$1,864,000 | — | 31 Mar 2015 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.48%
|
134,320
|
$1,793,000 | — | 31 Mar 2015 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.4%
|
112,587
|
$1,502,000 | — | 31 Mar 2015 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.34%
|
95,202
|
$1,271,000 | — | 31 Mar 2015 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.31%
|
88,148
|
$1,177,000 | — | 31 Mar 2015 | |
| CUE ADVISORY SERVICES, INC. |
13F
|
Company |
0.31%
|
86,930
|
$1,155,000 | — | 31 Mar 2015 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.3%
|
85,050
|
$1,135,000 | — | 31 Mar 2015 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
0.29%
|
81,871
|
$1,104,000 | — | 31 Mar 2015 | |
| Yorktown Management & Research Co Inc |
13F
|
Company |
0.26%
|
73,000
|
$975,000 | — | 31 Mar 2015 | |
| LPL Financial LLC |
13F
|
Company |
0.19%
|
52,060
|
$701,000 | — | 31 Mar 2015 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
0.14%
|
39,305
|
$524,000 | — | 31 Mar 2015 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.14%
|
38,004
|
$507,000 | — | 31 Mar 2015 | |
| Kamunting Street Capital Management, L.P. |
13F
|
Company |
0.13%
|
37,700
|
$503,000 | — | 31 Mar 2015 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.13%
|
35,252
|
$471,000 | — | 31 Mar 2015 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.11%
|
30,383
|
$406,000 | — | 31 Mar 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.1%
|
27,307
|
$365,000 | — | 31 Mar 2015 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.1%
|
26,650
|
$356,000 | — | 31 Mar 2015 | |
| BLACKROCK ADVISORS LLC |
13F
|
Company |
0.09%
|
25,096
|
$335,000 | — | 31 Mar 2015 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
0.09%
|
24,512
|
$333,000 | — | 31 Mar 2015 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.09%
|
24,216
|
$323,000 | — | 31 Mar 2015 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
0.08%
|
23,710
|
$317,000 | — | 31 Mar 2015 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0.07%
|
19,904
|
$266,000 | — | 31 Mar 2015 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.07%
|
19,295
|
$258,000 | — | 31 Mar 2015 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.07%
|
19,091
|
$254,865 | — | 31 Mar 2015 | |
| Oxbow Advisors, LLC |
13F
|
Company |
0.06%
|
16,245
|
$217,000 | — | 31 Mar 2015 | |
| Investors Capital Advisory Services |
13F
|
Company |
0.05%
|
15,178
|
$202,000 | — | 31 Mar 2015 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
0.05%
|
14,332
|
$191,000 | — | 31 Mar 2015 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
0.02%
|
6,170
|
$82,354 | — | 31 Mar 2015 | |
| Sandy Spring Bank |
13F
|
Company |
0.02%
|
5,000
|
$67,000 | — | 31 Mar 2015 | |
| WFG Advisors, LP |
13F
|
Company |
0.02%
|
5,000
|
$67,000 | — | 31 Mar 2015 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.01%
|
3,049
|
$41,000 | — | 31 Mar 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.01%
|
2,101
|
$28,000 | — | 31 Mar 2015 | |
| Creative Planning |
13F
|
Company |
0.01%
|
1,961
|
$26,000 | — | 31 Mar 2015 |
Institutional Holders of ALLSPRING MULTI-SECTOR INCOME FUND - Common Stock (ERC) as of Q2 2015
As of 30 Jun 2015,
ALLSPRING MULTI-SECTOR INCOME FUND - Common Stock (ERC) was held by
54 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
11,091,528 shares.
The largest 10 holders included
Saba Capital Management, L.P., RIVERNORTH CAPITAL MANAGEMENT, LLC, UBS Group AG, Parametric Portfolio Associates LLC, SIT INVESTMENT ASSOCIATES INC, FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD, Invesco Ltd., NWAM LLC, MORGAN STANLEY, and ROYAL BANK OF CANADA.
This page lists
54
institutional shareholders reporting positions in this security
for the Q2 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2015 vs Q1 2015 Across Filers
Q1 2015 holders
57
Q2 2015 holders
54
Holder diff
-3
| Investor | Q1 2015 Shares | Q2 2015 Shares | Share Diff | Share Chg % | Q1 2015 Value $ | Q2 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.