ALLSPRING MULTI-SECTOR INCOME FUND - Common Stock (ERC)
CUSIP: 94987D101
Q4 2014 13F Holders as of 31 Dec 2014
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 28,003,515
- Total 13F shares
- 10,314,899
- Share change
- -45,096
- Total reported value
- $140,594,239
- Price per share
- $13.63
- Number of holders
- 57
- Value change
- -$635,078
- Number of buys
- 25
- Number of sells
- 20
Quarterly Holders Quick Answers
What is CUSIP 94987D101?
CUSIP 94987D101 identifies ERC - ALLSPRING MULTI-SECTOR INCOME FUND - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 94987D101:
Top shareholders of ERC - ALLSPRING MULTI-SECTOR INCOME FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. |
13F
|
Company |
6.1%
|
1,705,343
|
$23,807,000 | — | 30 Sep 2014 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
2.8%
|
788,075
|
$11,002,000 | — | 30 Sep 2014 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
2.5%
|
701,723
|
$9,796,000 | — | 30 Sep 2014 | |
| MORGAN STANLEY |
13F
|
Company |
2.4%
|
660,815
|
$9,225,000 | — | 30 Sep 2014 | |
| UBS AG |
13F
|
Company |
2.1%
|
584,621
|
$8,161,000 | — | 30 Sep 2014 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
1.7%
|
485,572
|
$6,779,000 | — | 30 Sep 2014 | |
| NWAM LLC |
13F
|
Company |
1.5%
|
418,907
|
$5,848,000 | — | 30 Sep 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
1.4%
|
392,908
|
$5,485,000 | — | 30 Sep 2014 | |
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
13F
|
Company |
1.3%
|
376,601
|
$5,257,000 | — | 30 Sep 2014 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.91%
|
254,999
|
$3,558,000 | — | 30 Sep 2014 | |
| Selway Asset Management |
13F
|
Company |
0.72%
|
201,720
|
$2,816,000 | — | 30 Sep 2014 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.68%
|
191,678
|
$2,676,000 | — | 30 Sep 2014 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.65%
|
182,158
|
$2,543,000 | — | 30 Sep 2014 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.56%
|
157,897
|
$2,204,000 | — | 30 Sep 2014 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
0.51%
|
141,425
|
$1,974,000 | — | 30 Sep 2014 | |
| AQR CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.5%
|
140,099
|
$1,956,000 | — | 30 Sep 2014 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.48%
|
134,026
|
$1,871,000 | — | 30 Sep 2014 | |
| CITIGROUP INC |
13F
|
Company |
0.35%
|
98,829
|
$1,379,000 | — | 30 Sep 2014 | |
| Kamunting Street Capital Management, L.P. |
13F
|
Company |
0.3%
|
85,401
|
$1,192,000 | — | 30 Sep 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.3%
|
83,505
|
$1,166,000 | — | 30 Sep 2014 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
0.29%
|
81,871
|
$1,145,000 | — | 30 Sep 2014 | |
| Ancora Advisors LLC |
13F
|
Company |
0.25%
|
70,875
|
$989,000 | — | 30 Sep 2014 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.25%
|
70,374
|
$982,000 | — | 30 Sep 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.22%
|
60,903
|
$850,000 | — | 30 Sep 2014 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.21%
|
57,750
|
$806,000 | — | 30 Sep 2014 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.2%
|
55,185
|
$770,000 | — | 30 Sep 2014 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
0.18%
|
51,660
|
$721,000 | — | 30 Sep 2014 | |
| MARINER INVESTMENT GROUP LLC |
13F
|
Company |
0.18%
|
50,977
|
$712,000 | — | 30 Sep 2014 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.18%
|
50,590
|
$706,000 | — | 30 Sep 2014 | |
| LPL Financial LLC |
13F
|
Company |
0.17%
|
47,171
|
$660,000 | — | 30 Sep 2014 | |
| Index Management Solutions, LLC |
13F
|
Company |
0.17%
|
46,743
|
$653,000 | — | 30 Sep 2014 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
0.16%
|
44,105
|
$617,000 | — | 30 Sep 2014 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.1%
|
29,272
|
$409,000 | — | 30 Sep 2014 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
0.1%
|
28,690
|
$400,000 | — | 30 Sep 2014 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
0.1%
|
28,418
|
$397,000 | — | 30 Sep 2014 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.1%
|
26,650
|
$372,000 | — | 30 Sep 2014 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.09%
|
26,600
|
$371,000 | — | 30 Sep 2014 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.08%
|
23,260
|
$324,000 | — | 30 Sep 2014 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.08%
|
22,161
|
$309,000 | — | 30 Sep 2014 | |
| Creative Planning |
13F
|
Company |
0.07%
|
20,607
|
$288,000 | — | 30 Sep 2014 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.07%
|
19,091
|
$266,511 | — | 30 Sep 2014 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
0.06%
|
16,376
|
$229,000 | — | 30 Sep 2014 | |
| Oxbow Advisors, LLC |
13F
|
Company |
0.06%
|
16,245
|
$227,000 | — | 30 Sep 2014 | |
| Investors Capital Advisory Services |
13F
|
Company |
0.05%
|
14,603
|
$203,000 | — | 30 Sep 2014 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.04%
|
12,219
|
$171,000 | — | 30 Sep 2014 | |
| Point View Wealth Management, Inc. |
13F
|
Company |
—
class O/S missing
|
10,448
|
$146,000 | — | 30 Sep 2014 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
0.02%
|
6,110
|
$85,288 | — | 30 Sep 2014 | |
| WFG Advisors, LP |
13F
|
Company |
0.02%
|
5,000
|
$70,000 | — | 30 Sep 2014 | |
| Focused Wealth Management, Inc |
13F
|
Company |
0.01%
|
1,500
|
$21,000 | — | 30 Sep 2014 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
1,114
|
$16,000 | — | 30 Sep 2014 |
Institutional Holders of ALLSPRING MULTI-SECTOR INCOME FUND - Common Stock (ERC) as of Q4 2014
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2014 vs Q3 2014 Across Filers
| Investor | Q3 2014 Shares | Q4 2014 Shares | Share Diff | Share Chg % | Q3 2014 Value $ | Q4 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
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