ALLSPRING MULTI-SECTOR INCOME FUND - Common Stock (ERC)
CUSIP: 94987D101
Q3 2014 13F Holders as of 30 Sep 2014
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 28,003,515
- Total 13F shares
- 9,811,105
- Share change
- +41,133
- Total reported value
- $136,964,799
- Price per share
- $13.96
- Number of holders
- 53
- Value change
- +$426,224
- Number of buys
- 28
- Number of sells
- 27
Quarterly Holders Quick Answers
What is CUSIP 94987D101?
CUSIP 94987D101 identifies ERC - ALLSPRING MULTI-SECTOR INCOME FUND - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 94987D101:
Top shareholders of ERC - ALLSPRING MULTI-SECTOR INCOME FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. |
13F
|
Company |
5.2%
|
1,456,224
|
$21,698,000 | — | 30 Jun 2014 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
2.8%
|
771,829
|
$11,500,000 | — | 30 Jun 2014 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
2.5%
|
711,678
|
$10,604,000 | — | 30 Jun 2014 | |
| MORGAN STANLEY |
13F
|
Company |
2.1%
|
586,006
|
$8,732,000 | — | 30 Jun 2014 | |
| UBS AG |
13F
|
Company |
1.9%
|
531,898
|
$7,925,000 | — | 30 Jun 2014 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
1.9%
|
521,430
|
$7,769,000 | — | 30 Jun 2014 | |
| NWAM LLC |
13F
|
Company |
1.5%
|
421,507
|
$6,280,000 | — | 30 Jun 2014 | |
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
13F
|
Company |
1.3%
|
377,904
|
$5,631,000 | — | 30 Jun 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
1.3%
|
365,371
|
$5,444,000 | — | 30 Jun 2014 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
1.3%
|
362,394
|
$5,401,000 | — | 30 Jun 2014 | |
| Selway Asset Management |
13F
|
Company |
0.7%
|
196,995
|
$2,935,000 | — | 30 Jun 2014 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.69%
|
191,879
|
$2,859,000 | — | 30 Jun 2014 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.58%
|
163,268
|
$2,433,000 | — | 30 Jun 2014 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
0.57%
|
158,575
|
$2,363,000 | — | 30 Jun 2014 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.56%
|
157,151
|
$2,342,000 | — | 30 Jun 2014 | |
| AQR CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.53%
|
147,328
|
$2,195,000 | — | 30 Jun 2014 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.47%
|
130,577
|
$1,946,000 | — | 30 Jun 2014 | |
| CITIGROUP INC |
13F
|
Company |
0.32%
|
90,784
|
$1,353,000 | — | 30 Jun 2014 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
0.29%
|
81,871
|
$1,218,000 | — | 30 Jun 2014 | |
| Kamunting Street Capital Management, L.P. |
13F
|
Company |
0.28%
|
77,772
|
$1,159,000 | — | 30 Jun 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.25%
|
71,398
|
$1,063,000 | — | 30 Jun 2014 | |
| Ancora Advisors LLC |
13F
|
Company |
0.24%
|
68,500
|
$1,021,000 | — | 30 Jun 2014 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.24%
|
66,719
|
$994,000 | — | 30 Jun 2014 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.23%
|
65,120
|
$970,000 | — | 30 Jun 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.22%
|
62,540
|
$932,000 | — | 30 Jun 2014 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.21%
|
57,750
|
$860,000 | — | 30 Jun 2014 | |
| MARINER INVESTMENT GROUP LLC |
13F
|
Company |
0.2%
|
57,353
|
$855,000 | — | 30 Jun 2014 | |
| LPL Financial LLC |
13F
|
Company |
0.18%
|
50,639
|
$755,000 | — | 30 Jun 2014 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
0.17%
|
46,569
|
$694,000 | — | 30 Jun 2014 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
0.15%
|
40,811
|
$608,000 | — | 30 Jun 2014 | |
| TFS CAPITAL LLC |
13F
|
Company |
0.14%
|
40,442
|
$603,000 | — | 30 Jun 2014 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0.14%
|
39,729
|
$592,000 | — | 30 Jun 2014 | |
| Index Management Solutions, LLC |
13F
|
Company |
0.14%
|
39,374
|
$587,000 | — | 30 Jun 2014 | |
| ADVISORY RESEARCH INC |
13F
|
Company |
0.14%
|
37,950
|
$565,000 | — | 30 Jun 2014 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.11%
|
31,693
|
$472,000 | — | 30 Jun 2014 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.11%
|
29,967
|
$447,000 | — | 30 Jun 2014 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.11%
|
29,885
|
$445,000 | — | 30 Jun 2014 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
0.1%
|
28,690
|
$428,000 | — | 30 Jun 2014 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.08%
|
22,923
|
$342,000 | — | 30 Jun 2014 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
0.08%
|
22,923
|
$342,000 | — | 30 Jun 2014 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.08%
|
21,618
|
$322,000 | — | 30 Jun 2014 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.07%
|
20,458
|
$305,000 | — | 30 Jun 2014 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.07%
|
19,091
|
$284,456 | — | 30 Jun 2014 | |
| Oxbow Advisors, LLC |
13F
|
Company |
0.06%
|
16,245
|
$242,000 | — | 30 Jun 2014 | |
| Investors Capital Advisory Services |
13F
|
Company |
0.05%
|
14,568
|
$217,000 | — | 30 Jun 2014 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.05%
|
13,004
|
$194,000 | — | 30 Jun 2014 | |
| Advisors Preferred, LLC |
13F
|
Company |
0.04%
|
11,996
|
$178,740 | — | 30 Jun 2014 | |
| IMA Advisory Services, Inc. |
13F
|
Company |
0.04%
|
11,250
|
$168,000 | — | 30 Jun 2014 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.03%
|
8,431
|
$125,000 | — | 30 Jun 2014 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
0.02%
|
6,082
|
$90,624 | — | 30 Jun 2014 |
Institutional Holders of ALLSPRING MULTI-SECTOR INCOME FUND - Common Stock (ERC) as of Q3 2014
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2014 vs Q2 2014 Across Filers
| Investor | Q2 2014 Shares | Q3 2014 Shares | Share Diff | Share Chg % | Q2 2014 Value $ | Q3 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
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