UBS AG - ETRACS UBS BLOOM (UCIB)

CUSIP: 90274D390

Q4 2020 13F Holders as of 31 Dec 2020

Type / Class
Equity / ETRACS UBS BLOOM
Total 13F shares
619,820
Share change
-28,677
Total reported value
$9,438,000
Price per share
$15.23
Number of holders
7
Value change
-$381,402
Number of buys
2
Number of sells
4

Quarterly Holders Quick Answers

What is CUSIP 90274D390?
CUSIP 90274D390 identifies UCIB - UBS AG - ETRACS UBS BLOOM in SEC institutional holdings data.

Need full ownership history?
Open the full security ownership history page.

Top shareholders of UCIB - UBS AG - ETRACS UBS BLOOM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
WELLS FARGO & COMPANY/MN
13F
Company
mixed-class rows
7,689,456
mixed-class rows
$63,571,000 30 Sep 2020
13F
CIBC Private Wealth Group LLC
13F
Company
class O/S missing
3,036,350
$30,505,000 30 Sep 2020
13F
AMERIPRISE FINANCIAL INC
13F
Company
class O/S missing
790,447
$11,236,000 30 Sep 2020
13F
FIFTH THIRD BANCORP
13F
Company
class O/S missing
802,637
$7,505,000 30 Sep 2020
13F
NBW CAPITAL LLC
13F
Company
class O/S missing
619,819
$5,795,000 30 Sep 2020
13F
MAI Capital Management
13F
Company
class O/S missing
357,942
$3,347,000 30 Sep 2020
13F
CITADEL ADVISORS LLC
13F
Company
class O/S missing
331,916
$3,103,000 30 Sep 2020
13F
ENVESTNET ASSET MANAGEMENT INC
13F
Company
class O/S missing
221,817
$2,949,000 30 Sep 2020
13F
PNC FINANCIAL SERVICES GROUP, INC.
13F
Company
class O/S missing
271,616
$2,540,000 30 Sep 2020
13F
RHS Financial, LLC
13F
Company
class O/S missing
159,193
$2,116,000 30 Sep 2020
13F
HAP Trading, LLC
13F
Company
mixed-class rows
179,970
mixed-class rows
$1,691,000 30 Sep 2020
13F
SUSQUEHANNA INTERNATIONAL GROUP, LLP
13F
Company
mixed-class rows
179,799
mixed-class rows
$1,629,000 30 Sep 2020
13F
WOLVERINE TRADING, LLC
13F
Company
mixed-class rows
136,424
mixed-class rows
$1,179,000 30 Sep 2020
13F
ROCKLAND TRUST CO
13F
Company
class O/S missing
76,885
$1,093,000 30 Sep 2020
13F
OSAIC HOLDINGS, INC.
13F
Company
mixed-class rows
83,092
mixed-class rows
$1,002,000 30 Sep 2020
13F
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
13F
Company
class O/S missing
51,347
$730,000 30 Sep 2020
13F
Diversified Trust Co
13F
Company
class O/S missing
76,031
$711,000 30 Sep 2020
13F
B. Riley Wealth Advisors, Inc.
13F
Company
class O/S missing
64,867
$673,000 30 Sep 2020
13F
Alaska Permanent Capital Management, LLC
13F
Company
class O/S missing
49,114
$653,000 30 Sep 2020
13F
Selway Asset Management
13F
Company
mixed-class rows
45,224
mixed-class rows
$517,000 30 Sep 2020
13F
THRIVENT FINANCIAL FOR LUTHERANS
13F
Company
class O/S missing
33,354
$474,000 30 Sep 2020
13F
QUADRANT CAPITAL GROUP LLC
13F
Company
class O/S missing
49,904
$467,000 30 Sep 2020
13F
JANE STREET GROUP, LLC
13F
Company
mixed-class rows
46,614
mixed-class rows
$409,000 30 Sep 2020
13F
Cooper Financial Group
13F
Company
class O/S missing
13,073
$186,000 30 Sep 2020
13F
Dorsey & Whitney Trust CO LLC
13F
Company
class O/S missing
13,672
$182,000 30 Sep 2020
13F
&PARTNERS
13F
Company
class O/S missing
11,697
$166,000 30 Sep 2020
13F
Chicago Partners Investment Group LLC
13F
Company
class O/S missing
16,268
$156,000 30 Sep 2020
13F
Neuberger Berman Group LLC
13F
Company
class O/S missing
15,000
$140,000 30 Sep 2020
13F
STIFEL FINANCIAL CORP
13F
Company
class O/S missing
14,255
$133,000 30 Sep 2020
13F
LPL Financial LLC
13F
Company
class O/S missing
11,734
$110,000 30 Sep 2020
13F
Stockman Wealth Management, Inc.
13F
Company
class O/S missing
10,700
$100,000 30 Sep 2020
13F
Advisory Services Network, LLC
13F
Company
class O/S missing
5,239
$74,000 30 Sep 2020
13F
Chevy Chase Trust Holdings, LLC
13F
Company
class O/S missing
10,108
$69,000 30 Sep 2020
13F
ROYAL BANK OF CANADA
13F
Company
mixed-class rows
6,180
mixed-class rows
$57,000 30 Sep 2020
13F
Transamerica Financial Advisors, LLC
13F
Company
class O/S missing
4,674
$44,000 30 Sep 2020
13F
Danda Trouve Investment Management, Inc.
13F
Company
class O/S missing
2,858
$38,000 30 Sep 2020
13F
MORGAN STANLEY
13F
Company
mixed-class rows
3,120
mixed-class rows
$31,000 30 Sep 2020
13F
Prospera Financial Services Inc
13F
Company
class O/S missing
2,855
$27,000 30 Sep 2020
13F
UBS Group AG
13F
Company
mixed-class rows
1,792
mixed-class rows
$26,000 30 Sep 2020
13F
Clearstead Advisors, LLC
13F
Company
mixed-class rows
2,115
mixed-class rows
$18,000 30 Sep 2020
13F
JPMORGAN CHASE & CO
13F
Company
class O/S missing
1,000
$10,000 30 Sep 2020
13F
Avior Wealth Management, LLC
13F
Company
class O/S missing
600
$10,000 30 Sep 2020
13F
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
13F
Company
class O/S missing
1,140
$8,000 30 Sep 2020
13F
AdvisorNet Financial, Inc
13F
Company
class O/S missing
762
$4,000 30 Sep 2020
13F
Planned Solutions, Inc.
13F
Company
class O/S missing
659
$4,000 30 Sep 2020
13F
Geneos Wealth Management Inc.
13F
Company
class O/S missing
200
$2,000 30 Sep 2020
13F

Institutional Holders of UBS AG - ETRACS UBS BLOOM (UCIB) as of Q4 2020

As of 31 Dec 2020, UBS AG - ETRACS UBS BLOOM (UCIB) was held by 7 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 619,820 shares. The largest 7 holders included Legacy Wealth Asset Management, LLC, ENVESTNET ASSET MANAGEMENT INC, RHS Financial, LLC, Alaska Permanent Capital Management, SUSQUEHANNA INTERNATIONAL GROUP, LLP, Danda Trouve Investment Management, Inc., and UBS Group AG. This page lists 7 institutional shareholders reporting positions in this security for the Q4 2020 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q4 2020 vs Q3 2020 Across Filers

Q3 2020 holders
7
Q4 2020 holders
7
Holder diff
0
Investor Q3 2020 Shares Q4 2020 Shares Share Diff Share Chg % Q3 2020 Value $ Q4 2020 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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