UBS AG - ETRACS UBS BLOOM (UCIB)

CUSIP: 90274D390

Q3 2020 13F Holders as of 30 Sep 2020

Type / Class
Equity / ETRACS UBS BLOOM
Total 13F shares
462,917
Share change
-5,458
Total reported value
$6,154,000
Price per share
$13.30
Number of holders
7
Value change
-$72,837
Number of buys
3
Number of sells
3

Quarterly Holders Quick Answers

What is CUSIP 90274D390?
CUSIP 90274D390 identifies UCIB - UBS AG - ETRACS UBS BLOOM in SEC institutional holdings data.

Need full ownership history?
Open the full security ownership history page.

Top shareholders of UCIB - UBS AG - ETRACS UBS BLOOM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
WELLS FARGO & COMPANY/MN
13F
Company
mixed-class rows
10,782,279
mixed-class rows
$107,249,000 30 Jun 2020
13F
CIBC Private Wealth Group LLC
13F
Company
class O/S missing
2,210,240
$25,285,000 30 Jun 2020
13F
AMERIPRISE FINANCIAL INC
13F
Company
class O/S missing
760,607
$10,635,000 30 Jun 2020
13F
FIFTH THIRD BANCORP
13F
Company
class O/S missing
905,148
$10,355,000 30 Jun 2020
13F
NBW CAPITAL LLC
13F
Company
class O/S missing
665,475
$7,613,000 30 Jun 2020
13F
MAI Capital Management
13F
Company
class O/S missing
374,017
$4,279,000 30 Jun 2020
13F
PNC FINANCIAL SERVICES GROUP, INC.
13F
Company
class O/S missing
313,109
$3,583,000 30 Jun 2020
13F
ENVESTNET ASSET MANAGEMENT INC
13F
Company
class O/S missing
229,935
$2,811,000 30 Jun 2020
13F
IMC-Chicago, LLC
13F
Company
mixed-class rows
282,087
mixed-class rows
$2,688,000 30 Jun 2020
13F
SUSQUEHANNA INTERNATIONAL GROUP, LLP
13F
Company
mixed-class rows
247,475
mixed-class rows
$2,459,000 30 Jun 2020
13F
WOLVERINE TRADING, LLC
13F
Company
mixed-class rows
216,043
mixed-class rows
$2,093,000 30 Jun 2020
13F
RHS Financial, LLC
13F
Company
class O/S missing
164,725
$2,014,000 30 Jun 2020
13F
ROCKLAND TRUST CO
13F
Company
class O/S missing
76,981
$1,076,000 30 Jun 2020
13F
Diversified Trust Co
13F
Company
class O/S missing
86,134
$985,000 30 Jun 2020
13F
OSAIC HOLDINGS, INC.
13F
Company
mixed-class rows
56,812
mixed-class rows
$769,000 30 Jun 2020
13F
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
13F
Company
class O/S missing
51,197
$716,000 30 Jun 2020
13F
Alaska Permanent Capital Management, LLC
13F
Company
class O/S missing
56,597
$692,000 30 Jun 2020
13F
HAP Trading, LLC
13F
Company
class O/S missing
57,602
$659,000 30 Jun 2020
13F
Regal Investment Advisors LLC
13F
Company
class O/S missing
46,767
$654,000 30 Jun 2020
13F
QUADRANT CAPITAL GROUP LLC
13F
Company
class O/S missing
49,904
$571,000 30 Jun 2020
13F
JANE STREET GROUP, LLC
13F
Company
mixed-class rows
98,362
mixed-class rows
$560,000 30 Jun 2020
13F
THRIVENT FINANCIAL FOR LUTHERANS
13F
Company
class O/S missing
27,939
$397,000 30 Jun 2020
13F
B. Riley Wealth Advisors, Inc.
13F
Company
class O/S missing
31,375
$359,000 30 Jun 2020
13F
Selway Asset Management
13F
Company
class O/S missing
26,940
$308,000 30 Jun 2020
13F
STIFEL FINANCIAL CORP
13F
Company
class O/S missing
21,727
$249,000 30 Jun 2020
13F
Stockman Wealth Management, Inc.
13F
Company
class O/S missing
20,115
$230,000 30 Jun 2020
13F
Arax Advisory Partners
13F
Company
mixed-class rows
42,160
mixed-class rows
$221,000 30 Jun 2020
13F
Cooper Financial Group
13F
Company
class O/S missing
13,803
$193,000 30 Jun 2020
13F
Chicago Partners Investment Group LLC
13F
Company
class O/S missing
17,385
$186,000 30 Jun 2020
13F
Neuberger Berman Group LLC
13F
Company
class O/S missing
15,000
$172,000 30 Jun 2020
13F
Dorsey & Whitney Trust CO LLC
13F
Company
class O/S missing
13,640
$167,000 30 Jun 2020
13F
&PARTNERS
13F
Company
class O/S missing
11,697
$164,000 30 Jun 2020
13F
Transamerica Financial Advisors, LLC
13F
Company
class O/S missing
6,670
$77,000 30 Jun 2020
13F
MORGAN STANLEY
13F
Company
mixed-class rows
5,084
mixed-class rows
$59,000 30 Jun 2020
13F
CITADEL ADVISORS LLC
13F
Company
class O/S missing
10,120
$53,000 30 Jun 2020
13F
Danda Trouve Investment Management, Inc.
13F
Company
class O/S missing
2,858
$35,000 30 Jun 2020
13F
ROYAL BANK OF CANADA
13F
Company
mixed-class rows
2,257
mixed-class rows
$21,000 30 Jun 2020
13F
MOTCO
13F
Company
class O/S missing
1,504
$17,000 30 Jun 2020
13F
UBS Group AG
13F
Company
mixed-class rows
795
mixed-class rows
$10,000 30 Jun 2020
13F
Avior Wealth Management, LLC
13F
Company
class O/S missing
600
$9,000 30 Jun 2020
13F
AdvisorNet Financial, Inc
13F
Company
class O/S missing
732
$4,000 30 Jun 2020
13F
Cetera Advisor Networks LLC
13F
Company
class O/S missing
287
$3,000 30 Jun 2020
13F

Institutional Holders of UBS AG - ETRACS UBS BLOOM (UCIB) as of Q3 2020

As of 30 Sep 2020, UBS AG - ETRACS UBS BLOOM (UCIB) was held by 7 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 462,917 shares. The largest 7 holders included ENVESTNET ASSET MANAGEMENT INC, RHS Financial, LLC, Alaska Permanent Capital Management, JANE STREET GROUP, LLC, Dorsey & Whitney Trust CO LLC, Danda Trouve Investment Management, Inc., and UBS Group AG. This page lists 7 institutional shareholders reporting positions in this security for the Q3 2020 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q3 2020 vs Q2 2020 Across Filers

Q2 2020 holders
6
Q3 2020 holders
7
Holder diff
1
Investor Q2 2020 Shares Q3 2020 Shares Share Diff Share Chg % Q2 2020 Value $ Q3 2020 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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