Security key
89677Y100
TriplePoint Venture Growth BDC Corp. - COM (TPVG)
CUSIP: 89677Y100
Q4 2019 13F Holders as of 31 Dec 2019
- Type / Class
- Equity / COM
- Total 13F shares
- 8,090,026
- Share change
- +479,624
- Total reported value
- $115,042,538
- Put/Call ratio
- 264%
- Price per share
- $14.22
- Number of holders
- 64
- Value change
- +$6,095,664
- Number of buys
- 37
- Number of sells
- 28
Report period
Q4 2019
Institutions
64
Top holders
10
TPVG full security history
Newer quarter: Q1 2020
Previous quarter: Q3 2019
TriplePoint Venture Growth BDC Corp. SEC filings
TriplePoint Venture Growth BDC Corp. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 89677Y100
Recent filing periods:
Top shareholders of TPVG - TriplePoint Venture Growth BDC Corp. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
1,794,007
|
$29,547,000 | — | 30 Sep 2019 | |
| Clearbridge Investments, LLC |
13F
|
Company |
—
class O/S missing
|
1,217,875
|
$20,058,000 | — | 30 Sep 2019 | |
| CONFLUENCE INVESTMENT MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
550,053
|
$9,060,000 | — | 30 Sep 2019 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
506,619
|
$8,344,000 | — | 30 Sep 2019 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
314,878
|
$5,186,000 | — | 30 Sep 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
293,737
|
$4,838,000 | — | 30 Sep 2019 | |
| ALLIANCEBERNSTEIN L.P. |
13F
|
Company |
—
class O/S missing
|
280,917
|
$4,627,000 | — | 30 Sep 2019 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
262,748
|
$4,329,000 | — | 30 Sep 2019 | |
| ACADIAN ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
223,495
|
$3,680,000 | — | 30 Sep 2019 | |
| VAN ECK ASSOCIATES CORP |
13F
|
Company |
—
class O/S missing
|
222,520
|
$3,665,000 | — | 30 Sep 2019 | |
| VIRTUS ADVISERS, LLC |
13F
|
Company |
—
class O/S missing
|
219,224
|
$3,611,000 | — | 30 Sep 2019 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
167,525
|
$2,759,000 | — | 30 Sep 2019 | |
| BlackRock Finance, Inc. |
13F
|
Company |
—
class O/S missing
|
133,729
|
$2,203,000 | — | 30 Sep 2019 | |
| Legal & General Group Plc |
13F
|
Company |
—
class O/S missing
|
123,210
|
$2,031,000 | — | 30 Sep 2019 | |
| RESOURCE AMERICA, INC. |
13F
|
Company |
—
class O/S missing
|
102,285
|
$1,685,000 | — | 30 Sep 2019 | |
| DELPHI MANAGEMENT INC /MA/ |
13F
|
Company |
—
class O/S missing
|
94,247
|
$1,552,000 | — | 30 Sep 2019 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
—
class O/S missing
|
85,971
|
$1,416,000 | — | 30 Sep 2019 | |
| BECK CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
82,114
|
$1,352,000 | — | 30 Sep 2019 | |
| Baird Financial Group, Inc. |
13F
|
Company |
—
class O/S missing
|
81,773
|
$1,347,000 | — | 30 Sep 2019 | |
| Sargent Investment Group, LLC |
13F
|
Company |
—
class O/S missing
|
74,855
|
$1,233,000 | — | 30 Sep 2019 | |
| ESSEX INVESTMENT MANAGEMENT CO LLC |
13F
|
Company |
—
class O/S missing
|
73,629
|
$1,213,000 | — | 30 Sep 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
65,109
|
$1,072,000 | — | 30 Sep 2019 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
49,880
|
$821,000 | — | 30 Sep 2019 | |
| Texas Yale Capital Corp. |
13F
|
Company |
—
class O/S missing
|
49,700
|
$819,000 | — | 30 Sep 2019 | |
| Neuberger Berman Group LLC |
13F
|
Company |
—
class O/S missing
|
46,036
|
$758,000 | — | 30 Sep 2019 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
—
class O/S missing
|
44,496
|
$733,000 | — | 30 Sep 2019 | |
| SHELTON CAPITAL MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
40,778
|
$672,000 | — | 30 Sep 2019 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
—
class O/S missing
|
40,323
|
$664,000 | — | 30 Sep 2019 | |
| SEI INVESTMENTS CO |
13F
|
Company |
—
class O/S missing
|
38,787
|
$639,000 | — | 30 Sep 2019 | |
| Claybrook Capital, LLC |
13F
|
Company |
—
class O/S missing
|
37,250
|
$614,000 | — | 30 Sep 2019 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
35,465
|
$584,000 | — | 30 Sep 2019 | |
| PUTNAM INVESTMENTS LLC |
13F
|
Company |
—
class O/S missing
|
32,238
|
$531,000 | — | 30 Sep 2019 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
—
class O/S missing
|
24,088
|
$403,000 | — | 30 Sep 2019 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
23,208
|
$382,000 | — | 30 Sep 2019 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
21,427
|
$352,000 | — | 30 Sep 2019 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
21,004
|
$346,000 | — | 30 Sep 2019 | |
| ExodusPoint Capital Management, LP |
13F
|
Company |
—
class O/S missing
|
20,823
|
$343,000 | — | 30 Sep 2019 | |
| Cubist Systematic Strategies, LLC |
13F
|
Company |
—
class O/S missing
|
19,517
|
$321,000 | — | 30 Sep 2019 | |
| TCW GROUP INC |
13F
|
Company |
—
class O/S missing
|
18,041
|
$297,000 | — | 30 Sep 2019 | |
| &PARTNERS |
13F
|
Company |
—
class O/S missing
|
15,525
|
$256,000 | — | 30 Sep 2019 | |
| Capital Wealth Planning, LLC |
13F
|
Company |
—
class O/S missing
|
14,612
|
$241,000 | — | 30 Sep 2019 | |
| ADVANTAGE INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
14,225
|
$234,000 | — | 30 Sep 2019 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
—
class O/S missing
|
12,226
|
$202,000 | — | 30 Sep 2019 | |
| EAGLE GLOBAL ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
12,230
|
$201,000 | — | 30 Sep 2019 | |
| Virtu Financial LLC |
13F
|
Company |
—
class O/S missing
|
12,046
|
$198,000 | — | 30 Sep 2019 | |
| WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
12,000
|
$198,000 | — | 30 Sep 2019 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
—
class O/S missing
|
11,139
|
$183,000 | — | 30 Sep 2019 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
10,943
|
$182,000 | — | 30 Sep 2019 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
—
class O/S missing
|
10,227
|
$168,000 | — | 30 Sep 2019 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
—
class O/S missing
|
10,100
|
$166,000 | — | 30 Sep 2019 |
Institutional Holders of TriplePoint Venture Growth BDC Corp. - COM (TPVG) as of Q4 2019
As of 31 Dec 2019,
TriplePoint Venture Growth BDC Corp. - COM (TPVG) was held by
64 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
8,090,026 shares.
The largest 10 holders included
GOLDMAN SACHS GROUP INC, Clearbridge Investments, LLC, CONFLUENCE INVESTMENT MANAGEMENT LLC, UBS Group AG, ALLIANCEBERNSTEIN L.P., Advisors Asset Management, Inc., Virtus ETF Advisers LLC, WELLS FARGO & COMPANY/MN, VAN ECK ASSOCIATES CORP, and MORGAN STANLEY.
This page lists
64
institutional shareholders reporting positions in this security
for the Q4 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2019 vs Q3 2019 Across Filers
Q3 2019 holders
66
Q4 2019 holders
64
Holder diff
-2
| Investor | Q3 2019 Shares | Q4 2019 Shares | Share Diff | Share Chg % | Q3 2019 Value $ | Q4 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.