TriplePoint Venture Growth BDC Corp. - COM (TPVG)

CUSIP: 89677Y100

Q1 2020 13F Holders as of 31 Mar 2020

Type / Class
Equity / COM
Total 13F shares
8,758,116
Share change
+553,365
Total reported value
$50,270,000
Put/Call ratio
425%
Price per share
$5.74
Number of holders
66
Value change
+$757,156
Number of buys
42
Number of sells
34

Security key

89677Y100

Report period

Q1 2020

Institutions

66

Top holders

10

Top shareholders of TPVG - TriplePoint Venture Growth BDC Corp. - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
GOLDMAN SACHS GROUP INC
13F
Company
class O/S missing
1,794,007
$25,511,000 31 Dec 2019
13F
Clearbridge Investments, LLC
13F
Company
class O/S missing
1,229,786
$17,537,000 31 Dec 2019
13F
CONFLUENCE INVESTMENT MANAGEMENT LLC
13F
Company
class O/S missing
712,902
$10,144,000 31 Dec 2019
13F
UBS Group AG
13F
Company
class O/S missing
451,013
$6,413,000 31 Dec 2019
13F
ALLIANCEBERNSTEIN L.P.
13F
Company
class O/S missing
308,427
$4,386,000 31 Dec 2019
13F
Advisors Asset Management, Inc.
13F
Company
class O/S missing
299,150
$4,254,000 31 Dec 2019
13F
VIRTUS ADVISERS, LLC
13F
Company
class O/S missing
291,364
$4,143,000 31 Dec 2019
13F
WELLS FARGO & COMPANY/MN
13F
Company
class O/S missing
275,521
$3,918,000 31 Dec 2019
13F
VAN ECK ASSOCIATES CORP
13F
Company
class O/S missing
272,467
$3,874,000 31 Dec 2019
13F
MORGAN STANLEY
13F
Company
class O/S missing
236,918
$3,368,000 31 Dec 2019
13F
RESOURCE AMERICA, INC.
13F
Company
class O/S missing
217,903
$3,099,000 31 Dec 2019
13F
PUTNAM INVESTMENTS LLC
13F
Company
class O/S missing
207,773
$2,954,000 31 Dec 2019
13F
GUGGENHEIM CAPITAL LLC
13F
Company
class O/S missing
174,111
$2,476,000 31 Dec 2019
13F
BlackRock Finance, Inc.
13F
Company
class O/S missing
139,944
$1,990,000 31 Dec 2019
13F
Legal & General Group Plc
13F
Company
class O/S missing
137,062
$1,954,000 31 Dec 2019
13F
JPMORGAN CHASE & CO
13F
Company
class O/S missing
105,374
$1,498,000 31 Dec 2019
13F
SUSQUEHANNA INTERNATIONAL GROUP, LLP
13F
Company
class O/S missing
97,140
$1,381,000 31 Dec 2019
13F
Claybrook Capital, LLC
13F
Company
class O/S missing
94,491
$1,293,000 31 Dec 2019
13F
Baird Financial Group, Inc.
13F
Company
class O/S missing
80,884
$1,150,000 31 Dec 2019
13F
ACADIAN ASSET MANAGEMENT LLC
13F
Company
class O/S missing
75,114
$1,067,000 31 Dec 2019
13F
ESSEX INVESTMENT MANAGEMENT CO LLC
13F
Company
class O/S missing
74,037
$1,053,000 31 Dec 2019
13F
Sargent Investment Group, LLC
13F
Company
class O/S missing
67,455
$959,000 31 Dec 2019
13F
Cerity Partners LLC
13F
Company
class O/S missing
67,218
$956,000 31 Dec 2019
13F
Neuberger Berman Group LLC
13F
Company
class O/S missing
59,488
$846,000 31 Dec 2019
13F
WOLVERINE ASSET MANAGEMENT LLC
13F
Company
class O/S missing
58,983
$838,000 31 Dec 2019
13F
ROYAL BANK OF CANADA
13F
Company
class O/S missing
56,799
$808,000 31 Dec 2019
13F
Texas Yale Capital Corp.
13F
Company
class O/S missing
49,700
$707,000 31 Dec 2019
13F
STEPHENS INC /AR/
13F
Company
class O/S missing
48,785
$694,000 31 Dec 2019
13F
SHELTON CAPITAL MANAGEMENT
13F
Company
class O/S missing
33,778
$480,000 31 Dec 2019
13F
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM
13F
Company
class O/S missing
33,042
$470,000 31 Dec 2019
13F
LPL Financial LLC
13F
Company
class O/S missing
30,823
$438,000 31 Dec 2019
13F
ENVESTNET ASSET MANAGEMENT INC
13F
Company
class O/S missing
30,415
$433,000 31 Dec 2019
13F
First Allied Advisory Services, Inc.
13F
Company
class O/S missing
29,296
$416,000 31 Dec 2019
13F
Koshinski Asset Management, Inc.
13F
Company
class O/S missing
23,000
$328,000 31 Dec 2019
13F
KEYBANK NATIONAL ASSOCIATION/OH
13F
Company
class O/S missing
20,400
$290,000 31 Dec 2019
13F
COMMONWEALTH EQUITY SERVICES, LLC
13F
Company
class O/S missing
18,040
$256,000 31 Dec 2019
13F
D. E. Shaw & Co., Inc.
13F
Company
class O/S missing
16,178
$230,000 31 Dec 2019
13F
EAGLE GLOBAL ADVISORS LLC
13F
Company
class O/S missing
14,930
$212,000 31 Dec 2019
13F
Advisor Group, Inc.
13F
Company
class O/S missing
13,854
$196,000 31 Dec 2019
13F
&PARTNERS
13F
Company
class O/S missing
13,806
$196,000 31 Dec 2019
13F
RAYMOND JAMES & ASSOCIATES
13F
Company
class O/S missing
12,546
$178,000 31 Dec 2019
13F
WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC
13F
Company
class O/S missing
12,000
$171,000 31 Dec 2019
13F
WOLVERINE TRADING, LLC
13F
Company
class O/S missing
10,884
$155,000 31 Dec 2019
13F
Greenwich Investment Management, Inc.
13F
Company
class O/S missing
10,870
$155,000 31 Dec 2019
13F
STIFEL FINANCIAL CORP
13F
Company
class O/S missing
11,059
$154,000 31 Dec 2019
13F
LADENBURG THALMANN FINANCIAL SERVICES INC.
13F
Company
class O/S missing
9,910
$141,000 31 Dec 2019
13F
Steward Partners Investment Advisory, LLC
13F
Company
class O/S missing
9,426
$134,000 31 Dec 2019
13F
Advisory Services Network, LLC
13F
Company
class O/S missing
9,420
$134,000 31 Dec 2019
13F
CANADA LIFE ASSURANCE Co
13F
Company
class O/S missing
8,193
$116,000 31 Dec 2019
13F
Canton Hathaway, LLC
13F
Company
class O/S missing
8,000
$114,000 31 Dec 2019
13F

Institutional Holders of TriplePoint Venture Growth BDC Corp. - COM (TPVG) as of Q1 2020

As of 31 Mar 2020, TriplePoint Venture Growth BDC Corp. - COM (TPVG) was held by 66 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 8,758,116 shares. The largest 10 holders included GOLDMAN SACHS GROUP INC, Clearbridge Investments, LLC, CONFLUENCE INVESTMENT MANAGEMENT LLC, ARES MANAGEMENT LLC, RESOURCE AMERICA, INC., VAN ECK ASSOCIATES CORP, ALLIANCEBERNSTEIN L.P., Advisors Asset Management, Inc., Virtus ETF Advisers LLC, and MORGAN STANLEY. This page lists 66 institutional shareholders reporting positions in this security for the Q1 2020 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q1 2020 vs Q4 2019 Across Filers

Q4 2019 holders
64
Q1 2020 holders
66
Holder diff
2
Investor Q4 2019 Shares Q1 2020 Shares Share Diff Share Chg % Q4 2019 Value $ Q1 2020 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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