- Type / Class
- Equity / COM
- Total 13F shares
- 6,632,282
- Share change
- +40,459
- Total reported value
- $203,603,717
- Price per share
- $30.80
- Number of holders
- 129
- Value change
- +$1,439,582
- Number of buys
- 44
- Number of sells
- 51
Quarterly Holders Quick Answers
What is CUSIP 895436103?
CUSIP 895436103 identifies TY - TRI-CONTINENTAL Corp - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 895436103:
Top shareholders of TY - TRI-CONTINENTAL Corp - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
596,808
|
$17,206,014 | — | 31 Dec 2023 | |
| Allspring Global Investments Holdings, LLC |
13F
|
Company |
—
class O/S missing
|
567,088
|
$16,349,147 | — | 31 Dec 2023 | |
| Bard Financial Services, Inc. |
13F
|
Company |
—
class O/S missing
|
537,183
|
$15,487,010 | — | 31 Dec 2023 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
449,805
|
$12,967,000 | — | 31 Dec 2023 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
415,869
|
$11,989,516 | — | 31 Dec 2023 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
304,316
|
$8,773,439 | — | 31 Dec 2023 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
269,748
|
$7,776,845 | — | 31 Dec 2023 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
251,377
|
$7,247,199 | — | 31 Dec 2023 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
—
class O/S missing
|
241,439
|
$6,960,698 | — | 31 Dec 2023 | |
| HTLF Bank |
13F
|
Company |
—
class O/S missing
|
239,048
|
$6,891,754 | — | 31 Dec 2023 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
222,957
|
$6,427,840 | — | 31 Dec 2023 | |
| Uncommon Cents Investing LLC |
13F
|
Company |
—
class O/S missing
|
168,713
|
$4,863,983 | — | 31 Dec 2023 | |
| Hennion & Walsh Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
132,655
|
$3,824,444 | — | 31 Dec 2023 | |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
119,002
|
$3,430,827 | — | 31 Dec 2023 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
104,135
|
$3,002,247 | — | 31 Dec 2023 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
89,672
|
$2,586,000 | — | 31 Dec 2023 | |
| 1620 INVESTMENT ADVISORS, INC. |
13F
|
Company |
—
class O/S missing
|
87,228
|
$2,514,776 | — | 31 Dec 2023 | |
| Cornerstone Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
86,595
|
$2,496,534 | — | 31 Dec 2023 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
81,427
|
$2,347,554 | — | 31 Dec 2023 | |
| Capstone Financial Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
75,513
|
$2,177,040 | — | 31 Dec 2023 | |
| Mariner, LLC |
13F
|
Company |
—
class O/S missing
|
73,522
|
$2,119,652 | — | 31 Dec 2023 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
72,601
|
$2,092,441 | — | 31 Dec 2023 | |
| Integrated Wealth Concepts LLC |
13F
|
Company |
—
class O/S missing
|
71,445
|
$2,059,758 | — | 31 Dec 2023 | |
| RB Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
60,494
|
$1,744,039 | — | 31 Dec 2023 | |
| Baltimore-Washington Financial Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
57,192
|
$1,648,845 | — | 31 Dec 2023 | |
| THRIVENT FINANCIAL FOR LUTHERANS |
13F
|
Company |
—
class O/S missing
|
53,856
|
$1,553,000 | — | 31 Dec 2023 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
53,257
|
$1,535,000 | — | 31 Dec 2023 | |
| Stolper Co |
13F
|
Company |
—
class O/S missing
|
52,772
|
$1,521,000 | — | 31 Dec 2023 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
49,564
|
$1,428,930 | — | 31 Dec 2023 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
48,512
|
$1,399,000 | — | 31 Dec 2023 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
45,808
|
$1,320,637 | — | 31 Dec 2023 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
40,523
|
$1,168,266 | — | 31 Dec 2023 | |
| AQR Arbitrage LLC |
13F
|
Company |
—
class O/S missing
|
37,093
|
$1,069,391 | — | 31 Dec 2023 | |
| ALBION FINANCIAL GROUP /UT |
13F
|
Company |
—
class O/S missing
|
36,595
|
$1,055,034 | — | 31 Dec 2023 | |
| Shaker Financial Services, LLC |
13F
|
Company |
—
class O/S missing
|
36,464
|
$1,051,258 | — | 31 Dec 2023 | |
| WHITENER CAPITAL MANAGEMENT, INC. |
13F
|
Company |
—
class O/S missing
|
35,455
|
$1,022,168 | — | 31 Dec 2023 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
—
class O/S missing
|
33,645
|
$969,985 | — | 31 Dec 2023 | |
| Altus Wealth Group LLC |
13F
|
Company |
—
class O/S missing
|
26,174
|
$754,594 | — | 31 Dec 2023 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
25,096
|
$725,000 | — | 31 Dec 2023 | |
| Concurrent Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
23,849
|
$687,552 | — | 31 Dec 2023 | |
| MGO ONE SEVEN LLC |
13F
|
Company |
—
class O/S missing
|
23,373
|
$673,839 | — | 31 Dec 2023 | |
| TIAA TRUST, NATIONAL ASSOCIATION |
13F
|
Company |
—
class O/S missing
|
22,767
|
$656,373 | — | 31 Dec 2023 | |
| Savant Capital, LLC |
13F
|
Company |
—
class O/S missing
|
21,378
|
$616,336 | — | 31 Dec 2023 | |
| Heritage Wealth Advisors |
13F
|
Company |
—
class O/S missing
|
21,183
|
$610,706 | — | 31 Dec 2023 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
19,177
|
$552,878 | — | 31 Dec 2023 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
19,013
|
$548,144 | — | 31 Dec 2023 | |
| Transform Wealth, LLC |
13F
|
Company |
—
class O/S missing
|
18,110
|
$522,120 | — | 31 Dec 2023 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
—
class O/S missing
|
16,893
|
$487,013 | — | 31 Dec 2023 | |
| First PREMIER Bank |
13F
|
Company |
—
class O/S missing
|
16,574
|
$478,000 | — | 31 Dec 2023 | |
| JOHNSON INVESTMENT COUNSEL INC |
13F
|
Company |
—
class O/S missing
|
16,225
|
$467,765 | — | 31 Dec 2023 |
Institutional Holders of TRI-CONTINENTAL Corp - COM (TY) as of Q1 2024
As of 31 Mar 2024,
TRI-CONTINENTAL Corp - COM (TY) was held by
129 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
6,632,282 shares.
The largest 10 holders included
Allspring Global Investments Holdings, LLC, MORGAN STANLEY, Bard Financial Services, Inc., LAZARD ASSET MANAGEMENT LLC, BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, RAYMOND JAMES & ASSOCIATES, WELLS FARGO & COMPANY/MN, UBS Group AG, Relative Value Partners Group, LLC, and HTLF Bank.
This page lists
129
institutional shareholders reporting positions in this security
for the Q1 2024 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2024 vs Q4 2023 Across Filers
Q4 2023 holders
125
Q1 2024 holders
129
Holder diff
4
| Investor | Q4 2023 Shares | Q1 2024 Shares | Share Diff | Share Chg % | Q4 2023 Value $ | Q1 2024 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.